REG-Rathbone Brothers Plc : Holding(s) in Company <Origin Href="QuoteRef">RAT.L</Origin>

RathbonesAnnouncement

25/10/2016 11:35

                                                                                                                                                                               
   For filings with the FSA include the annex   
      
   For filings with issuer exclude the annex   
      
      
   TR-1:   NOTIFICATION OF MAJOR INTEREST IN SHARESi   
      
      
   1.   Identity of the issuer or the underlying issuer
   of existing shares to which voting rights are
   attached: ii   
   Rathbone Brothers   
   2 Reason   for the notification (please   tick the appropriate box or boxes):   
   An   acquisition or disposal of voting rights   
   X   
   An   acquisition or disposal of qualifying financial instruments which may result   in the acquisition of shares already issued to which voting rights are   attached   
      
   An   acquisition or disposal of instruments with similar economic effect to   qualifying financial instruments   
      
   An event   changing the breakdown of voting rights   
      
   Other (please   specify):   
      
      
   3. Full   name of person(s) subject to the
   notification obligation: iii   
   Mawer Investment   Management Ltd.   
   4. Full   name of shareholder(s)   
   (if different from 3.):iv   
      
   5. Date of   the transaction and date on
   which the threshold is crossed or
   reached: v   
   October 20, 2016   
   6. Date on   which issuer notified:   
   October 24, 2016   
   7.   Threshold(s) that is/are crossed or
   reached: vi, vii   
   5%   
  
   
                                                                                                                                                                                                                                                                                    
   8.   Notified details:   
   A: Voting   rights attached to shares   viii, ix   
   Class/type   of
   shares

   if   possible using
   the ISIN CODE      
   Situation   previous
   to the triggering
   transaction   
   Resulting   situation after the triggering transaction   
   Number
   of
   Shares   
   Number
   of
   Voting
   Rights   
   Number
   of shares   
   Number   of voting
   rights   
   %   of voting rights x   
   Direct   
   Direct   xi   
   Indirect   xii   
   Direct   
   Indirect   
   GB0002148343   
   

   2,289,995

      
   2,289,995   
   3,071,880   
   3,071,880   
      
   6.07%   
      
   Ordinary   Shares   
      
   B: Qualifying   Financial Instruments   
   Resulting   situation after the triggering transaction   
   Type   of financial
   instrument   
   Expiration
   date xiii   
   Exercise/   
   Conversion Period xiv   
   Number   of voting
   rights that may be
   acquired if the
   instrument is
   exercised/ converted.   
   %   of voting
   rights   
      
      
      
      
      
      
   C: Financial   Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi   
   Resulting   situation after the triggering transaction   
   Type   of financial
   instrument   
   Exercise   price   
   Expiration   date xvii   
   Exercise/
   Conversion period xviii   
   Number   of voting rights instrument refers to

      
   %   of voting rights xix, xx

      
      
      
      
      
   

      
   Nominal   
   Delta   
      
      
      
   Total (A+B+C)   
   Number   of voting rights   
   Percentage   of voting rights   
   3,071,880   
   6.07%   
  
   
                                                                                                    
   9. Chain   of controlled undertakings through which the voting rights and/or the
   financial instruments are effectively held, if applicable: xxi   
   

      
      
   Proxy   Voting:   
   10. Name   of the proxy holder:   
   Mawer   Investment Management Ltd.   
   11. Number   of voting rights proxy holder will cease
   to hold:   
      
   12. Date   on which proxy holder will cease to hold
   voting rights:   
      
      
   
   13. Additional information:   
   
   
      
   14.   Contact name:   
   David Ragan
Director, Portfolio Manager 
Mawer Investment Management Ltd.         
   15.   Contact telephone number:   
   403-267-1965   
  
   
                                                                                                                                                            
   Note:   Annex should only be submitted to the FSA not the issuer   
   Annex:   Notification of major interests in sharesxxii   
      
   A:   Identity of the persons or legal entity subject to the notification   obligation   
   Full   name 
(including   legal form of legal entities)

         
   Mawer Investment   Management Ltd.   
   Contact   address 
(registered   office for legal entities)

         
   600, 517 - 10th   Avenue S.W., Calgary, Alberta, Canada T2R 0A8   
   Phone   number & email

      
   403-262-4673, info@mawer.com   
   Other   useful information 
(at   least legal representative for legal persons)

         
      
      
      
   B:   Identity of the notifier, if applicable   
   Full   name

      
   David Ragan   
   Contact   address

      
   600, 517 - 10th   Avenue S.W., Calgary, Alberta, Canada T2R 0A8   
   Phone   number & email

      
   403-267-1965, dragan@mawer.com   
   Other   useful information
(e.g.   functional relationship with the person or legal entity subject to the   notification obligation)      
   Director, Portfolio Manager 
Mawer Investment Management      
      
   C:   Additional information   
      
   For   notes on how to complete form TR-1 please see the FSA website.    
             


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The issuer of this announcement warrants that they are solely responsible for the content, accuracy and originality of the information contained therein.
Source: Rathbone Brothers Plc  via Globenewswire