REG-Rathbone Brothers Plc : Holding(s) in Company <Origin Href="QuoteRef">RAT.L</Origin>

RathbonesAnnouncement

19/05/2017 14:55

                                                                        
 For filings with the FCA include the annex 
  
 For filings with issuer exclude the annex 
  
  
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi 
  
  
 1. Identity of the issuer or the underlying issuer
 of existing shares to which voting rights are
 attached: ii 
 Rathbone Brothers Plc 
 2 Reason for the notification (please tick the appropriate box or boxes): 
 An acquisition or disposal of voting rights 
 X 
 An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached 
  
 An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments 
  
 An event changing the breakdown of voting rights 
  
 Other (please specify): 
  
  
 3. Full name of person(s) subject to the
 notification obligation: iii 
 Rathbone Investment Management Ltd
Rathbone Investment Management International Limited  
 4. Full name of shareholder(s) 
 (if different from 3.):iv 
 Rathbone Nominees
BNP Paribas  
 5. Date of the transaction and date on
 which the threshold is crossed or
 reached: v 
 18/05/2017 
 6. Date on which issuer notified: 
 19/05/2017 
 7. Threshold(s) that is/are crossed or
 reached: vi, vii 
 Below 10% 
 
  
                                                                                                             
 8. Notified details: 
 A: Voting rights attached to shares viii, ix 
 Class/type of
 shares

 if possible using
 the ISIN CODE  
 Situation previous
 to the triggering
 transaction 
 Resulting situation after the triggering transaction 
 Number
 of
 Shares 
 Number
 of
 Voting
 Rights 
 Number
 of shares 
 Number of voting
 rights 
 % of voting rights x 
 Direct 
 Direct xi 
 Indirect xii 
 Direct 
 Indirect 
 5p Ordinary Shares 
 5,079,702 
 5,079,702 
 5,028,084 
 N/A 
 5,028,084 
 N/A 
 9.92% 
 GB0002148343 
  
 B: Qualifying Financial Instruments 
 Resulting situation after the triggering transaction 
 Type of financial
 instrument 
 Expiration
 date xiii 
 Exercise/ 
 Conversion Period xiv 
 Number of voting
 rights that may be
 acquired if the
 instrument is
 exercised/ converted. 
 % of voting
 rights 
 N/A 
 N/A 
 N/A 
 N/A 
 N/A 
  
 C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi 
 Resulting situation after the triggering transaction 
 Type of financial
 instrument 
 Exercise price 
 Expiration date xvii 
 Exercise/
 Conversion period xviii 
 Number of voting rights instrument refers to

  
 % of voting rights xix, xx

  
 N/A 
 N/A 
 N/A 
 N/A 
 N/A 
 Nominal 
 Delta 
 N/A 
 N/A 
  
 Total (A+B+C) 
 Number of voting rights 
 Percentage of voting rights 
 5,028,084 
 9.92% 
 
  
                                           
 9. Chain of controlled undertakings through which the voting rights and/or the
 financial instruments are effectively held, if applicable: xxi 
 

 RATHBONE BROTHERS PLC*

 

 Rathbone Investment Management Ltd 9.91%

 

 Rathbone Investment Management International Limited 0.01%

 

 * Rathbone Brothers Plc is the holding company of the above 
  
 Proxy Voting: 
 10. Name of the proxy holder: 
 N/A 
 11. Number of voting rights proxy holder will cease
 to hold: 
 N/A 
 12. Date on which proxy holder will cease to hold
 voting rights: 
 N/A 
  
 
 13. Additional information: 
 
 Total voting rights used as a denominator:
50,696,817  
 14. Contact name: 
 Emma Mulhearn - Compliance Department 
 15. Contact telephone number: 
 0151 236 6666 
  


This announcement is distributed by Nasdaq Corporate Solutions on behalf of Nasdaq Corporate Solutions clients.
The issuer of this announcement warrants that they are solely responsible for the content, accuracy and originality of the information contained therein.
Source: Rathbone Brothers Plc  via Globenewswire