Holding(s) in Company
RNS Number : 8256C
Renalytix PLC
10 October 2025
Renalytix plc
("Renalytix" or the "Company")
Holding(s) in Company
LONDON and NEW YORK, 10 October 2025 - Renalytix plc (LSE: RENX) (OTCQB: RNLXY), announces that it has received six TR-1 notifications from Heights Capital Management Inc., covering the period 22 September 2025 to 7 October 2025, which are reproduced below with the most recent TR-1 notification first.
(#1) TR-1: Standard form for notification of major holdings
| 1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: | Renalytix plc | |||||
| 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | ||||||
| Non-UK issuer | ||||||
| 2. Reason for the notification(please mark the appropriate box or boxes with an "X") | ||||||
| An acquisition or disposal of voting rights | X | |||||
| An acquisition or disposal of financial instruments | ||||||
| An event changing the breakdown of voting rights | ||||||
| Other (please specify) iii: | ||||||
| 3. Details of person subject to the notification obligationiv | ||||||
| Name | Heights Capital Management, Inc. | |||||
| City and country of registered office (if applicable) | San Francisco, California | |||||
| 4. Full name of shareholder(s)(if different from 3.)v | ||||||
| Name | CVI Investments, Inc. | |||||
| City and country of registered office (if applicable) | Cayman Islands | |||||
| 5. Date on which the threshold was crossed or reachedvi: | 07/10/2025 | |||||
| 6. Date on which issuer notified (DD/MM/YYYY): | 08/10/2025 | |||||
| 7. Total positions of person(s) subject to the notification obligation | ||||||
| % of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer (8.A + 8.B)vii | |||
| Resulting situation on the date on which threshold was crossed or reached | 2.96% | 0.00% | 2.96% | 12,001,499 | ||
| Position of previous notification (if applicable) | 3.90% | 0.00% | 3.90% | |||
| 8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii | |||||||||
| A: Voting rights attached to shares | |||||||||
| Class/type of shares ISIN code (if possible) | Number of voting rightsix | % of voting rights | |||||||
| Direct (DTR5.1) | Indirect (DTR5.2.1) | Direct (DTR5.1) | Indirect (DTR5.2.1) | ||||||
| GB00BYWL4Y04 | 12,001,499 | 2.96% | |||||||
| SUBTOTAL 8. A | 12,001,499 | 2.96% | |||||||
| B 1: Financial Instruments according to DTR5.3.1R (1) (a) | |||||||||
| Type of financial instrument | Expiration datex | Exercise/ Conversion Periodxi | Number of voting rights that may be acquired if the instrument is exercised/converted. | % of voting rights | |||||
| SUBTOTAL 8. B 1 | |||||||||
| B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b) | |||||||||
| Type of financial instrument | Expiration datex | Exercise/ Conversion Periodxi | Physical or cash Settlementxii | Number of voting rights | % of voting rights | ||||
| SUBTOTAL 8.B.2 | |||||||||
| 9. Information in relation to the person subject to the notification obligation(please mark the applicable box with an "X") | ||||
| Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii | ||||
| Fullchain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary)xiv | ||||
| Namexv | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | |
| Heights Capital Management, Inc. | 2.96% | 2.96% | ||
| CVI Investments, Inc. | 2.96% | 2.96% | ||
| 10. In case of proxy voting, please identify: | ||||
| Name of the proxy holder | ||||
| The number and % of voting rights held | ||||
| The date until which the voting rights will be held | ||||
| 11. Additional informationxvi | ||||
| None | ||||
| Place of completion | London, United Kingdom |
| Date of completion | 08.10.2025 |
| 1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: | Renalytix plc | |||||
| 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | ||||||
| Non-UK issuer | ||||||
| 2. Reason for the notification(please mark the appropriate box or boxes with an "X") | ||||||
| An acquisition or disposal of voting rights | X | |||||
| An acquisition or disposal of financial instruments | ||||||
| An event changing the breakdown of voting rights | ||||||
| Other (please specify) iii: | ||||||
| 3. Details of person subject to the notification obligationiv | ||||||
| Name | Heights Capital Management, Inc. | |||||
| City and country of registered office (if applicable) | San Francisco, California | |||||
| 4. Full name of shareholder(s)(if different from 3.) v | ||||||
| Name | CVI Investments, Inc. | |||||
| City and country of registered office (if applicable) | Cayman Islands | |||||
| 5. Date on which the threshold was crossed or reachedvi: | 02/10/2025 | |||||
| 6. Date on which issuer notified (DD/MM/YYYY): | 03/10/2025 | |||||
| 7. Total positions of person(s) subject to the notification obligation | ||||||
| % of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer (8.A + 8.B) vii | |||
| Resulting situation on the date on which threshold was crossed or reached | 3.90% | 0.00% | 3.90% | 15,823,655 | ||
| Position of previous notification (if applicable) | 4.96% | 0.00% | 4.96% | |||
| 8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii | |||||||||
| A: Voting rights attached to shares | |||||||||
| Class/type of shares ISIN code (if possible) | Number of voting rightsix | % of voting rights | |||||||
| Direct (DTR5.1) | Indirect (DTR5.2.1) | Direct (DTR5.1) | Indirect (DTR5.2.1) | ||||||
| GB00BYWL4Y04 | 15,823,655 | 3.90% | |||||||
| SUBTOTAL 8. A | 15,823,655 | 3.90% | |||||||
| B 1: Financial Instruments according to DTR5.3.1R (1) (a) | |||||||||
| Type of financial instrument | Expiration datex | Exercise/ Conversion Periodxi | Number of voting rights that may be acquired if the instrument is exercised/converted. | % of voting rights | |||||
| SUBTOTAL 8. B 1 | |||||||||
| B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b) | |||||||||
| Type of financial instrument | Expiration datex | Exercise/ Conversion Periodxi | Physical or cash Settlementxii | Number of voting rights | % of voting rights | ||||
| SUBTOTAL 8.B.2 | |||||||||
| 9. Information in relation to the person subject to the notification obligation(please mark the applicable box with an "X") | ||||
| Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii | ||||
| Fullchain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) xiv | ||||
| Namexv | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | |
| Heights Capital Management, Inc. | 3.90% | 3.90% | ||
| CVI Investments, Inc. | 3.90% | 3.90% | ||
| 10. In case of proxy voting, please identify: | ||||
| Name of the proxy holder | ||||
| The number and % of voting rights held | ||||
| The date until which the voting rights will be held | ||||
| 11. Additional informationxvi | ||||
| None | ||||
| Place of completion | London, United Kingdom |
| Date of completion | 03.10.2025 |
| 1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: | Renalytix plc | |||||
| 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | ||||||
| Non-UK issuer | ||||||
| 2. Reason for the notification(please mark the appropriate box or boxes with an "X") | ||||||
| An acquisition or disposal of voting rights | X | |||||
| An acquisition or disposal of financial instruments | ||||||
| An event changing the breakdown of voting rights | ||||||
| Other (please specify) iii: | ||||||
| 3. Details of person subject to the notification obligationiv | ||||||
| Name | Heights Capital Management, Inc. | |||||
| City and country of registered office (if applicable) | San Francisco, California | |||||
| 4. Full name of shareholder(s)(if different from 3.)v | ||||||
| Name | CVI Investments, Inc. | |||||
| City and country of registered office (if applicable) | Cayman Islands | |||||
| 5. Date on which the threshold was crossed or reachedvi: | 29/09/2025 | |||||
| 6. Date on which issuer notified (DD/MM/YYYY): | 29/09/2025 | |||||
| 7. Total positions of person(s) subject to the notification obligation | ||||||
| % of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer (8.A + 8.B)vii | |||
| Resulting situation on the date on which threshold was crossed or reached | 4.96% | 0.00% | 4.96% | 20,100,000 | ||
| Position of previous notification (if applicable) | 5.39% | 0.00% | 5.39% | |||
| 8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii | |||||||||
| A: Voting rights attached to shares | |||||||||
| Class/type of shares ISIN code (if possible) | Number of voting rightsix | % of voting rights | |||||||
| Direct (DTR5.1) | Indirect (DTR5.2.1) | Direct (DTR5.1) | Indirect (DTR5.2.1) | ||||||
| GB00BYWL4Y04 | 20,100,000 | 4.96% | |||||||
| SUBTOTAL 8. A | 20,100,000 | 4.96% | |||||||
| B 1: Financial Instruments according to DTR5.3.1R (1) (a) | |||||||||
| Type of financial instrument | Expiration datex | Exercise/ Conversion Periodxi | Number of voting rights that may be acquired if the instrument is exercised/converted. | % of voting rights | |||||
| SUBTOTAL 8. B 1 | |||||||||
| B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b) | |||||||||
| Type of financial instrument | Expiration datex | Exercise/ Conversion Periodxi | Physical or cash Settlementxii | Number of voting rights | % of voting rights | ||||
| SUBTOTAL 8.B.2 | |||||||||
| 9. Information in relation to the person subject to the notification obligation(please mark the applicable box with an "X") | ||||
| Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii | ||||
| Fullchain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary)xiv | ||||
| Namexv | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | |
| Heights Capital Management, Inc. | 4.96% | 4.96% | ||
| CVI Investments, Inc. | 4.96% | 4.96% | ||
| 10. In case of proxy voting, please identify: | ||||
| Name of the proxy holder | ||||
| The number and % of voting rights held | ||||
| The date until which the voting rights will be held | ||||
| 11. Additional informationxvi | ||||
| None | ||||
| Place of completion | London, United Kingdom |
| Date of completion | 29.09.2025 |
| 1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: | Renalytix plc | |||||
| 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | ||||||
| Non-UK issuer | ||||||
| 2. Reason for the notification(please mark the appropriate box or boxes with an "X") | ||||||
| An acquisition or disposal of voting rights | X | |||||
| An acquisition or disposal of financial instruments | ||||||
| An event changing the breakdown of voting rights | ||||||
| Other (please specify) iii: | ||||||
| 3. Details of person subject to the notification obligationiv | ||||||
| Name | Heights Capital Management, Inc. | |||||
| City and country of registered office (if applicable) | San Francisco, California | |||||
| 4. Full name of shareholder(s)(if different from 3.)v | ||||||
| Name | CVI Investments, Inc. | |||||
| City and country of registered office (if applicable) | Cayman Islands | |||||
| 5. Date on which the threshold was crossed or reachedvi: | 26/09/2025 | |||||
| 6. Date on which issuer notified (DD/MM/YYYY): | 29/09/2025 | |||||
| 7. Total positions of person(s) subject to the notification obligation | ||||||
| % of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer (8.A + 8.B)vii | |||
| Resulting situation on the date on which threshold was crossed or reached | 5.39% | 0.00% | 5.39% | 21,850,000 | ||
| Position of previous notification (if applicable) | 7.35% | 0.00% | 7.35% | |||
| 8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii | |||||||||
| A: Voting rights attached to shares | |||||||||
| Class/type of shares ISIN code (if possible) | Number of voting rightsix | % of voting rights | |||||||
| Direct (DTR5.1) | Indirect (DTR5.2.1) | Direct (DTR5.1) | Indirect (DTR5.2.1) | ||||||
| GB00BYWL4Y04 | 21,850,000 | 5.39% | |||||||
| SUBTOTAL 8. A | 21,850,000 | 5.39% | |||||||
| B 1: Financial Instruments according to DTR5.3.1R (1) (a) | |||||||||
| Type of financial instrument | Expiration datex | Exercise/ Conversion Periodxi | Number of voting rights that may be acquired if the instrument is exercised/converted. | % of voting rights | |||||
| SUBTOTAL 8. B 1 | |||||||||
| B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b) | |||||||||
| Type of financial instrument | Expiration datex | Exercise/ Conversion Periodxi | Physical or cash Settlementxii | Number of voting rights | % of voting rights | ||||
| SUBTOTAL 8.B.2 | |||||||||
| 9. Information in relation to the person subject to the notification obligation(please mark the applicable box with an "X") | ||||
| Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii | ||||
| Fullchain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary)xiv | ||||
| Namexv | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | |
| Heights Capital Management, Inc. | 5.39% | 5.39% | ||
| CVI Investments, Inc. | 5.39% | 5.39% | ||
| 10. In case of proxy voting, please identify: | ||||
| Name of the proxy holder | ||||
| The number and % of voting rights held | ||||
| The date until which the voting rights will be held | ||||
| 11. Additional informationxvi | ||||
| None | ||||
| Place of completion | London, United Kingdom |
| Date of completion | 29.09.2025 |
| 1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: | Renalytix plc | |||||
| 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | ||||||
| Non-UK issuer | ||||||
| 2. Reason for the notification(please mark the appropriate box or boxes with an "X") | ||||||
| An acquisition or disposal of voting rights | X | |||||
| An acquisition or disposal of financial instruments | ||||||
| An event changing the breakdown of voting rights | ||||||
| Other (please specify) iii: | ||||||
| 3. Details of person subject to the notification obligationiv | ||||||
| Name | Heights Capital Management, Inc. | |||||
| City and country of registered office (if applicable) | San Francisco, California | |||||
| 4. Full name of shareholder(s)(if different from 3.)v | ||||||
| Name | CVI Investments, Inc. | |||||
| City and country of registered office (if applicable) | Cayman Islands | |||||
| 5. Date on which the threshold was crossed or reachedvi: | 25/09/2025 | |||||
| 6. Date on which issuer notified (DD/MM/YYYY): | 29/09/2025 | |||||
| 7. Total positions of person(s) subject to the notification obligation | ||||||
| % of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer (8.A + 8.B)vii | |||
| Resulting situation on the date on which threshold was crossed or reached | 7.35% | 0.00% | 7.35% | 24,350,000 | ||
| Position of previous notification (if applicable) | 8.86% | 0.00% | 8.86% | |||
| 8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii | |||||||||
| A: Voting rights attached to shares | |||||||||
| Class/type of shares ISIN code (if possible) | Number of voting rightsix | % of voting rights | |||||||
| Direct (DTR5.1) | Indirect (DTR5.2.1) | Direct (DTR5.1) | Indirect (DTR5.2.1) | ||||||
| GB00BYWL4Y04 | 24,350,000 | 7.35% | |||||||
| SUBTOTAL 8. A | 24,350,000 | 7.35% | |||||||
| B 1: Financial Instruments according to DTR5.3.1R (1) (a) | |||||||||
| Type of financial instrument | Expiration datex | Exercise/ Conversion Periodxi | Number of voting rights that may be acquired if the instrument is exercised/converted. | % of voting rights | |||||
| SUBTOTAL 8. B 1 | |||||||||
| B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b) | |||||||||
| Type of financial instrument | Expiration datex | Exercise/ Conversion Periodxi | Physical or cash Settlementxii | Number of voting rights | % of voting rights | ||||
| SUBTOTAL 8.B.2 | |||||||||
| 9. Information in relation to the person subject to the notification obligation(please mark the applicable box with an "X") | ||||
| Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii | ||||
| Fullchain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary)xiv | ||||
| Namexv | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | |
| Heights Capital Management, Inc. | 7.35% | 7.35% | ||
| CVI Investments, Inc. | 7.35% | 7.35% | ||
| 10. In case of proxy voting, please identify: | ||||
| Name of the proxy holder | ||||
| The number and % of voting rights held | ||||
| The date until which the voting rights will be held | ||||
| 11. Additional informationxvi | ||||
| None | ||||
| Place of completion | London, United Kingdom |
| Date of completion | 29.09.2025 |
| 1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: | Renalytix plc | |||||
| 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | ||||||
| Non-UK issuer | ||||||
| 2. Reason for the notification(please mark the appropriate box or boxes with an "X") | ||||||
| An acquisition or disposal of voting rights | X | |||||
| An acquisition or disposal of financial instruments | ||||||
| An event changing the breakdown of voting rights | ||||||
| Other (please specify) iii: | ||||||
| 3. Details of person subject to the notification obligationiv | ||||||
| Name | Heights Capital Management, Inc. | |||||
| City and country of registered office (if applicable) | San Francisco, California | |||||
| 4. Full name of shareholder(s)(if different from 3.)v | ||||||
| Name | CVI Investments, Inc. | |||||
| City and country of registered office (if applicable) | Cayman Islands | |||||
| 5. Date on which the threshold was crossed or reachedvi: | 22/09/2025 | |||||
| 6. Date on which issuer notified (DD/MM/YYYY): | 29/09/2025 | |||||
| 7. Total positions of person(s) subject to the notification obligation | ||||||
| % of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer (8.A + 8.B)vii | |||
| Resulting situation on the date on which threshold was crossed or reached | 8.86% | 0.00% | 8.86% | 29,350,000 | ||
| Position of previous notification (if applicable) | 9.77% | 0.00% | 9.77% | |||
| 8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii | |||||||||
| A: Voting rights attached to shares | |||||||||
| Class/type of shares ISIN code (if possible) | Number of voting rightsix | % of voting rights | |||||||
| Direct (DTR5.1) | Indirect (DTR5.2.1) | Direct (DTR5.1) | Indirect (DTR5.2.1) | ||||||
| GB00BYWL4Y04 | 29,350,000 | 8.86% | |||||||
| SUBTOTAL 8. A | 29,350,000 | 8.86% | |||||||
| B 1: Financial Instruments according to DTR5.3.1R (1) (a) | |||||||||
| Type of financial instrument | Expiration datex | Exercise/ Conversion Periodxi | Number of voting rights that may be acquired if the instrument is exercised/converted. | % of voting rights | |||||
| SUBTOTAL 8. B 1 | |||||||||
| B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b) | |||||||||
| Type of financial instrument | Expiration datex | Exercise/ Conversion Periodxi | Physical or cash Settlementxii | Number of voting rights | % of voting rights | ||||
| SUBTOTAL 8.B.2 | |||||||||
| 9. Information in relation to the person subject to the notification obligation(please mark the applicable box with an "X") | ||||
| Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii | ||||
| Fullchain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary)xiv | ||||
| Namexv | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | |
| Heights Capital Management, Inc. | 8.86% | 8.86% | ||
| CVI Investments, Inc. | 8.86% | 8.86% | ||
| 10. In case of proxy voting, please identify: | ||||
| Name of the proxy holder | ||||
| The number and % of voting rights held | ||||
| The date until which the voting rights will be held | ||||
| 11. Additional informationxvi | ||||
| None | ||||
| Place of completion | London, United Kingdom |
| Date of completion | 29.09.2025 |
| Renalytix plc | www.renalytix.com | |
| James McCullough, CEO | Via Walbrook PR | |
| SP Angel Corporate Finance LLP (Nominated Adviser and Joint Broker) | Tel:+44 (0)20 3470 0470 | |
| Jeff Keating / David Hignell(Corporate Finance) Vadim Alexandre (Corporate Broking) | ||
| Oberon Capital (Joint Broker) | Tel: +44 (0)20 3179 5300 | |
| Mike Seabrook / Nick Lovering | ||
| Walbrook PR Limited | Tel: 020 7933 8780 orrenalytix@walbrookpr.com | |
| Paul McManus / Alice Woodings | Mob: 07980 541 893 / 07407 804 654 | |