REG - Renalytix PLC - Holding(s) in Company

RenalytixAnnouncement

12/04/2024 16:00

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RNS Number : 5019K  Renalytix PLC  12 April 2024

Standard form for notification of major holdings

 

 NOTIFICATION OF MAJOR HOLDINGS

 1a. Identity of the issuer or the underlying issuer of existing shares:                                                                          Renalytix PLC
 1b. Please indicate if the issuer is a non-UK issuer  (please mark with an
 "X" if appropriate)
 Non-UK issuer
 2. Reason for the notification (please mark the appropriate box or boxes with
 an "X")
 An acquisition or disposal of shares
 An acquisition or disposal of financial instruments
 An event changing the breakdown of shares outstanding                                                                                                                                                         X
 Other (please specify):
 3. Details of person subject to the notification obligation
 Name                                                                                                                                             Pentwater Capital Management LP
 City and country of registered office (if applicable)                                                                                            Naples, United States
 4. Full name of shareholder(s) (if different from 3.)
 Name
 City and country of registered office (if applicable)
 5. Date on which the threshold was crossed or reached:                                                                                           11/04/2024
 6. Date on which issuer notified (DD/MM/YYYY):                                                                                                   12/04/2024
 7. Total positions of person(s) subject to the notification obligation
                                                                            % of shares outstanding (total of 8. A)  % of shares outstanding through financial instruments     Total of both in % (8.A + 8.B)  Total number of shares outstanding held in issuer

(total of 8.B 1 + 8.B 2)
 Resulting situation on the date on which threshold was crossed or reached  4.01%                                    0.85%                                                     4.86%                           6,004,441.00
 Position of previous notification (if                                      4.13%                                    0.88%                                                     5.01%

 applicable)

 

 

 

 8. Notified details of the resulting situation on the date on which the
 threshold was crossed or reached(v)
 A: Shares
 Class/type of             Number of shares outstanding      % of shares outstanding

shares

 ISIN code (if possible)
                           Direct           Indirect         Direct        Indirect

 ADR: US75973T1016         1,260,000                         1.02%
 Equity: GB00BYWL4Y04      3,694,450                         2.99%

 SUBTOTAL 8. A             4,954,450.00                      4.01%

 

 

 B 1: Financial Instruments as an entitlement to acquire
 Type of financial instrument  Expiration  Exercise/           Number shares that may be acquired if the instrument is  % of shares outstanding

date
Conversion Period

                                                               exercised/converted.

                                           SUBTOTAL 8. B 1

 

 

 B 2: Financial Instruments with similar economic effect
 Type of financial instrument  Expiration  Exercise/           Physical or cash  Number of shares  % of shares outstanding

date
Conversion Period

                                                               settlement
 Swap                          21/08/2030                      Cash Settlement   1,049,991         0.85%

                                                               SUBTOTAL 8.B.2    1,049,991         0.85%

 

 

 

 

 

 

 

 

 

 

 9. Information in relation to the person subject to the notification
 obligation (please mark the

 applicable box with an "X")
 Person subject to the notification obligation is not controlled by any natural                                                                                                                                         X
 person or legal entity and does not control any other undertaking(s) holding
 directly or indirectly an interest in the (underlying) issuer
 Full chain of controlled undertakings through which the shares and/or the

financial instruments are effectively held starting with the ultimate
 controlling natural person or legal entity(please add additional rows as
 necessary)
 Name                             % of shares outstanding if it equals or is higher than the notifiable  % of shares outstanding through financial instruments if it equals or is  Total of both if it equals or is higher than the notifiable threshold
                                  threshold                                                              higher than the notifiable threshold
 Matthew Halbower
 Halbower Holdings Inc.
 Pentwater Capital Management LP  4.01%                                                                  0.85%                                                                     4.86%

 10. Additional information

 

 Place of completion  Naples
 Date of completion   12/04/2024

 

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