REG - UBS AG (EPT) Rio Tinto - Form 8.5 (EPT/RI) - Rio Tinto plc
Wed 12:15
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RNS Number : 7367R UBS AG (EPT) 04 February 2026
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Rio Tinto plc
relates:
Rio Tinto Limited
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Rio Tinto plc
connected:
Rio Tinto Limited
(d) Date dealing undertaken: 03 February 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader YES
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
10p ordinary Buy 1015568 70.39056 GBP 68.50000 GBP
10p ordinary Sell 463258 70.38000 GBP 68.50000 GBP
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Limited Ordinary Buy 355453 154.34000 AUD 152.27000 AUD
Limited Ordinary Sell 393825 154.09578 AUD 152.58 AUD
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
ADR Buy 50293 96.37000 USD 92.52000 USD
ADR Sell 78257 96.37000 USD 95.17020 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
10p ordinary CFD Long 9288 69.866024 GBP
10p ordinary CFD Long 983 69.866022 GBP
10p ordinary CFD Long 1046 69.588862 GBP
10p ordinary CFD Long 1346 68.960936 GBP
10p ordinary CFD Long 480 69.95 GBP
10p ordinary CFD Long 195 68.55 GBP
10p ordinary CFD Long 100 69.07 GBP
10p ordinary CFD Long 517 69.335 GBP
10p ordinary CFD Long 520 69.6 GBP
10p ordinary CFD Long 49875 70.069202 GBP
10p ordinary CFD Long 114 69.5051078631579 GBP
10p ordinary CFD Long 313 69.67 GBP
10p ordinary CFD Long 139 81.33462791 EUR
10p ordinary CFD Long 47 69.865957 GBP
10p ordinary CFD Long 268 70.127 GBP
10p ordinary CFD Long 16 70.38 GBP
10p ordinary CFD Long 548 70.16253835 GBP
10p ordinary CFD Long 2668 69.866023 GBP
10p ordinary CFD Long 42 70.079048 GBP
10p ordinary CFD Long 390 69.625 GBP
10p ordinary CFD Long 142 69.04 GBP
10p ordinary CFD Long 977 70.053964 GBP
10p ordinary CFD Long 328 81.3229573156707 EUR
10p ordinary CFD Long 79394 69.408015540484 GBP
10p ordinary CFD Long 403 69.603002 GBP
10p ordinary CFD Long 440 81.2698409077045 EUR
10p ordinary CFD Long 294 80.91585 EUR
10p ordinary CFD Long 39 69.74 GBP
10p ordinary CFD Long 26600 70.1629244360639 GBP
10p ordinary CFD Long 10426 69.6004419981748 GBP
10p ordinary CFD Long 357 69.47 GBP
10p ordinary CFD Long 63 81.43634921 EUR
10p ordinary CFD Long 3 81.4 EUR
10p ordinary CFD Long 1800 70.1146 GBP
10p ordinary CFD Long 33900 69.3268138643068 GBP
10p ordinary CFD Long 152 69.43 GBP
10p ordinary CFD Long 16763 69.211339 GBP
10p ordinary CFD Long 451 69.32 GBP
10p ordinary CFD Short 1548 69.41237726 GBP
10p ordinary CFD Short 259 80.91417 EUR
10p ordinary CFD Short 569 68.8781971080316 GBP
10p ordinary CFD Short 78 81.4025641 EUR
10p ordinary CFD Short 1113 68.8783326078706 GBP
10p ordinary CFD Short 484 70.3905578512397 GBP
10p ordinary CFD Short 8 69.9564 GBP
10p ordinary CFD Short 449620 70.38 GBP
10p ordinary CFD Short 1983 68.97237 GBP
10p ordinary CFD Short 35 70.043301 GBP
10p ordinary CFD Short 685 69.642555 GBP
10p ordinary CFD Short 6357 69.56486157 GBP
10p ordinary CFD Short 4 81.53 EUR
10p ordinary CFD Short 155617 69.49 GBP
10p ordinary CFD Short 538 69.573757 GBP
Limited Ordinary CFD Long 999 152.878198 AUD
Limited Ordinary CFD Long 41574 153.248832 AUD
Limited Ordinary CFD Long 768 152.809739583333 AUD
Limited Ordinary CFD Long 247 152.870729 AUD
Limited Ordinary CFD Long 32 152.904688 AUD
Limited Ordinary CFD Long 4024 153.083613 AUD
Limited Ordinary CFD Long 639 153.304084507042 AUD
Limited Ordinary CFD Long 6539 152.6525 AUD
Limited Ordinary CFD Long 56506 152.940453 AUD
Limited Ordinary CFD Long 535 152.85972 AUD
Limited Ordinary CFD Long 11856 153.018838 AUD
Limited Ordinary CFD Long 505 78.703461 GBP
Limited Ordinary CFD Long 33975 153.166984 AUD
Limited Ordinary CFD Long 427 152.818103 AUD
Limited Ordinary CFD Long 13520 152.87 AUD
Limited Ordinary CFD Long 36481 153.038151 AUD
Limited Ordinary CFD Long 43 153.91 AUD
Limited Ordinary CFD Long 6523 153.690164035091 AUD
Limited Ordinary CFD Long 53 153.636038 AUD
Limited Ordinary CFD Short 404 78.144688 GBP
Limited Ordinary CFD Short 5000 152.900574 AUD
Limited Ordinary CFD Short 6 152.87 AUD
Limited Ordinary CFD Short 2058 152.812527 AUD
Limited Ordinary CFD Short 707 153.115728 AUD
Limited Ordinary CFD Short 45 154.095778 AUD
Limited Ordinary CFD Short 51202 153.10965 AUD
Limited Ordinary CFD Short 2 152.915 AUD
Limited Ordinary CFD Short 2614 153.392717348386 AUD
Limited Ordinary CFD Short 10977 152.912584 AUD
Limited Ordinary CFD Short 5 152.908 AUD
Limited Ordinary CFD Short 57 153.628277 AUD
Limited Ordinary CFD Short 12874 153.039806 AUD
Limited Ordinary CFD Short 364 152.847335 AUD
Limited Ordinary CFD Short 1154 153.207773 AUD
Limited Ordinary CFD Short 29133 153.121549 AUD
Limited Ordinary CFD Short 19662 153.180964 AUD
ADR CFD Long 14 95.78 USD
ADR CFD Long 13375 95.799614 USD
ADR CFD Long 300 95.455 USD
ADR CFD Long 107 95.6493 USD
ADR CFD Long 46 96.0909 USD
ADR CFD Long 2 95.375 USD
ADR CFD Long 83 95.5017 USD
ADR CFD Long 8 95.5 USD
ADR CFD Short 400 95.170213 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 04 February 2026
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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