REG - Goldman Sachs Group Rio Tinto - Form 8.3 - RIO TINTO PLC AND RIO TINTO LIMITED
Today 15:00
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RNS Number : 4802P Goldman Sachs Grp. (Non Exmpt Ent.) 19 January 2026
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: GOLDMAN SACHS NON EXEMPT ENTITY GROUP
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form RIO TINTO PLC AND RIO TINTO LIMITED
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 16 January 2026
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: Rio Tinto plc 10p ordinary and ADRs
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 749,239.08* 0.06 0 0.00
(2) Cash-settled derivatives: 0 0.00 0 0.00
(3) Stock-settled derivatives (including options) and agreements to 0 0.00 0 0.00
purchase/sell:
749,239.08* 0.06 0 0.00
TOTAL:
* GOLDMAN SACHS NON EXEMPT ENTITY GROUP resulting position includes changes
resulting from non-trade related activity.
Class of relevant security: Rio Tinto Limited ordinary
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 731,450 0.20 5,615,912 1.51
(2) Cash-settled derivatives: 5,293,120 1.43 408,456 0.11
(3) Stock-settled derivatives (including options) and agreements to 0 0.00 0 0.00
purchase/sell:
6,024,570 1.62 6,024,368 1.62
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
Rio Tinto plc 10p ordinary Purchase 14,014 63.4700 GBP
Rio Tinto plc 10p ordinary Sale 905 63.4700 GBP
ADR Purchase 2,699 84.7901 USD
ADR Purchase 1,147 84.9800 USD
ADR Sale 2,699 84.7901 USD
ADR Sale 1,147 84.9800 USD
Class of relevant security Purchase/sale Number of securities Price per unit
Rio Tinto Limited ordinary Purchase 5 147.2000 AUD
Rio Tinto Limited ordinary Purchase 2 147.2000 AUD
Rio Tinto Limited ordinary Purchase 115 147.2000 AUD
Rio Tinto Limited ordinary Purchase 34 147.2000 AUD
Rio Tinto Limited ordinary Purchase 447 148.1347 AUD
Rio Tinto Limited ordinary Purchase 48,129 148.1397 AUD
Rio Tinto Limited ordinary Purchase 28 148.1461 AUD
Rio Tinto Limited ordinary Purchase 23 148.1481 AUD
Rio Tinto Limited ordinary Purchase 69 148.1624 AUD
Rio Tinto Limited ordinary Purchase 289 148.1730 AUD
Rio Tinto Limited ordinary Purchase 63 148.1735 AUD
Rio Tinto Limited ordinary Purchase 40,000 148.2018 AUD
Rio Tinto Limited ordinary Purchase 21,184 148.2078 AUD
Rio Tinto Limited ordinary Purchase 3,946 148.2249 AUD
Rio Tinto Limited ordinary Purchase 2,328 148.2500 AUD
Rio Tinto Limited ordinary Purchase 440 148.2761 AUD
Rio Tinto Limited ordinary Purchase 16,869 148.4503 AUD
Rio Tinto Limited ordinary Sale 20,340 73.4934 GBP
Rio Tinto Limited ordinary Sale 156 147.2000 AUD
Rio Tinto Limited ordinary Sale 10,000 147.8326 AUD
Rio Tinto Limited ordinary Sale 23 147.9450 AUD
Rio Tinto Limited ordinary Sale 1,375 148.0591 AUD
Rio Tinto Limited ordinary Sale 7,300 148.0904 AUD
Rio Tinto Limited ordinary Sale 1,009 148.1028 AUD
Rio Tinto Limited ordinary Sale 12,954 148.2694 AUD
Rio Tinto Limited ordinary Sale 6,623 148.3381 AUD
Rio Tinto Limited ordinary Sale 4,963 148.4625 AUD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Rio Tinto Limited ordinary CFD Increasing a long position 20,340 146.7327 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 40,000 147.2000 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 21,112 147.2000 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 40,000 147.2000 AUD
Rio Tinto Limited ordinary CFD Opening a short position 40,000 147.2000 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 156 147.2000 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 4,947 147.2000 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 1,128 147.2000 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 1 147.2000 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 10,000 147.2000 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 484,373 147.2000 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 1,128 147.2000 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 3,379 147.2000 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 3,379 147.2000 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 21,112 147.2000 AUD
Rio Tinto Limited ordinary CFD Opening a long position 484,373 147.2000 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 1 147.2000 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 115 147.2000 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 34 147.2000 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 5 147.2000 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 2 147.2000 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 4,947 147.2000 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 40,000 147.2000 AUD
Rio Tinto Limited ordinary CFD Opening a long position 10,000 147.2000 AUD
Rio Tinto Limited ordinary CFD Opening a long position 10,000 147.8326 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 3,997 147.9060 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 1,375 148.0591 AUD
Rio Tinto Limited ordinary CFD Increasing a long position 7,323 148.0899 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 72 148.0997 AUD
Rio Tinto Limited ordinary CFD Opening a short position 3,379 148.1003 AUD
Rio Tinto Limited ordinary CFD Increasing a long position 1,009 148.1028 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 2,792 148.1556 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 69 148.1624 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 40,019 148.1670 AUD
Rio Tinto Limited ordinary CFD Opening a short position 289 148.1730 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 146 148.1741 AUD
Rio Tinto Limited ordinary CFD Opening a short position 40,000 148.2018 AUD
Rio Tinto Limited ordinary CFD Opening a short position 21,112 148.2082 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 4,947 148.2198 AUD
Rio Tinto Limited ordinary CFD Opening a short position 1 148.2500 AUD
Rio Tinto Limited ordinary CFD Opening a long position 2,076 148.2646 AUD
Rio Tinto Limited ordinary CFD Increasing a long position 10,878 148.2703 AUD
Rio Tinto Limited ordinary CFD Opening a short position 16,869 148.4502 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 4,963 148.4625 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 3,831 148.4711 AUD
Rio Tinto Limited ordinary SWAP Reducing a long position 2,328 147.2000 AUD
Rio Tinto Limited ordinary SWAP Reducing a short position 2,328 147.2000 AUD
Rio Tinto Limited ordinary SWAP Opening a short position 2,328 148.2500 AUD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 19 January 2026
Contact name: Papa Lette and Andrzej Szyszka
Telephone number*: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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