REG - Goldman Sachs Group Rio Tinto - Form 8.3 - RIO TINTO PLC AND RIO TINTO LIMITED
Today 15:45
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RNS Number : 8372P Goldman Sachs Grp. (Non Exmpt Ent.) 21 January 2026
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: GOLDMAN SACHS NON EXEMPT ENTITY GROUP
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form RIO TINTO PLC AND RIO TINTO LIMITED
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 20 January 2026
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: Rio Tinto plc 10p ordinary and ADRs
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 704,673.94* 0.06 0 0.00
(2) Cash-settled derivatives: 0 0.00 0 0.00
(3) Stock-settled derivatives (including options) and agreements to 0 0.00 0 0.00
purchase/sell:
704,673.94* 0.06 0 0.00
TOTAL:
* GOLDMAN SACHS NON EXEMPT ENTITY GROUP resulting position includes changes
resulting from non-trade related activity.
Class of relevant security: Rio Tinto Limited ordinary
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 657,608 0.18 5,572,438 1.50
(2) Cash-settled derivatives: 5,298,671 1.43 383,639 0.10
(3) Stock-settled derivatives (including options) and agreements to 0 0.00 0 0.00
purchase/sell:
5,956,279 1.60 5,956,077 1.60
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
Rio Tinto plc 10p ordinary Sale 8,516 62.9743 GBP
Rio Tinto plc 10p ordinary Sale 9,164 62.9743 GBP
ADR Purchase 1,943 84.9900 USD
ADR Purchase 5,053 85.1518 USD
ADR Sale 1,943 84.9900 USD
ADR Sale 5,053 85.1518 USD
Class of relevant security Purchase/sale Number of securities Price per unit
Rio Tinto Limited ordinary Purchase 48 146.3400 AUD
Rio Tinto Limited ordinary Purchase 4,257 146.9447 AUD
Rio Tinto Limited ordinary Purchase 1,679 146.9656 AUD
Rio Tinto Limited ordinary Purchase 56 147.1150 AUD
Rio Tinto Limited ordinary Purchase 284 147.1150 AUD
Rio Tinto Limited ordinary Purchase 856 147.1150 AUD
Rio Tinto Limited ordinary Purchase 85 147.1150 AUD
Rio Tinto Limited ordinary Purchase 9 147.1150 AUD
Rio Tinto Limited ordinary Purchase 16 147.1150 AUD
Rio Tinto Limited ordinary Purchase 14 147.1150 AUD
Rio Tinto Limited ordinary Purchase 40 147.1150 AUD
Rio Tinto Limited ordinary Purchase 255 147.1150 AUD
Rio Tinto Limited ordinary Purchase 159 147.2668 AUD
Rio Tinto Limited ordinary Purchase 3 147.3333 AUD
Rio Tinto Limited ordinary Purchase 9,154 147.5581 AUD
Rio Tinto Limited ordinary Purchase 574 148.1727 AUD
Rio Tinto Limited ordinary Purchase 57 149.3800 AUD
Rio Tinto Limited ordinary Purchase 190 149.3800 AUD
Rio Tinto Limited ordinary Purchase 2 149.3800 AUD
Rio Tinto Limited ordinary Purchase 9 149.3800 AUD
Rio Tinto Limited ordinary Sale 5,487 146.3400 AUD
Rio Tinto Limited ordinary Sale 31 146.6623 AUD
Rio Tinto Limited ordinary Sale 6,078 146.6760 AUD
Rio Tinto Limited ordinary Sale 2,392 146.7112 AUD
Rio Tinto Limited ordinary Sale 1,615 147.1150 AUD
Rio Tinto Limited ordinary Sale 4,742 147.4043 AUD
Rio Tinto Limited ordinary Sale 611 147.4738 AUD
Rio Tinto Limited ordinary Sale 14,835 147.8888 AUD
Rio Tinto Limited ordinary Sale 258 149.3800 AUD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Rio Tinto Limited ordinary CFD Increasing a short position 1,533 146.3400 AUD
Rio Tinto Limited ordinary CFD Opening a short position 66,337 146.3400 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 66,337 146.3400 AUD
Rio Tinto Limited ordinary CFD Increasing a long position 6,078 146.6760 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 55 146.6793 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 2,423 146.7106 AUD
Rio Tinto Limited ordinary CFD Opening a short position 2 146.7400 AUD
Rio Tinto Limited ordinary CFD Opening a long position 870 147.0023 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 1,615 147.1150 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 255 147.1150 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 40 147.1150 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 9 147.1150 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 14 147.1150 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 856 147.1150 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 16 147.1150 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 85 147.1150 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 284 147.1150 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 56 147.1150 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 6 147.1342 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 20 147.1700 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 2,548 147.2718 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 139 147.2807 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 4,742 147.4043 AUD
Rio Tinto Limited ordinary CFD Opening a short position 8,822 147.4850 AUD
Rio Tinto Limited ordinary CFD Opening a short position 168 147.4956 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 556 147.5524 AUD
Rio Tinto Limited ordinary CFD Increasing a long position 13,965 147.9441 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 577 148.1684 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 1,146 149.3800 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 2,423 149.3800 AUD
Rio Tinto Limited ordinary CFD Increasing a long position 2,423 149.3800 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 8,822 149.3800 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 870 149.3800 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 258 149.3800 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 577 149.3800 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 1,146 149.3800 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 2 149.3800 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 8,822 149.3800 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 2 149.3800 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 9 149.3800 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 190 149.3800 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 57 149.3800 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 577 149.3800 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 870 149.3800 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 2 149.3800 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 332 149.5000 AUD
Rio Tinto Limited ordinary SWAP Increasing a long position 5,487 146.3400 AUD
Rio Tinto Limited ordinary SWAP Opening a short position 48 146.3400 AUD
Rio Tinto Limited ordinary SWAP Opening a short position 1,679 146.9656 AUD
Rio Tinto Limited ordinary SWAP Reducing a long position 48 149.3800 AUD
Rio Tinto Limited ordinary SWAP Reducing a long position 3 149.3800 AUD
Rio Tinto Limited ordinary SWAP Reducing a short position 19,942 149.3800 AUD
Rio Tinto Limited ordinary SWAP Reducing a short position 3 149.3800 AUD
Rio Tinto Limited ordinary SWAP Reducing a long position 19,942 149.3800 AUD
Rio Tinto Limited ordinary SWAP Reducing a short position 48 149.3800 AUD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 21 January 2026
Contact name: Papa Lette and Andrzej Szyszka
Telephone number*: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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