REG - JPMorgan Sec.Plc Rio Tinto - Form 8.5 (EPT/RI)-Rio Tinto plc and Limited Amend
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RNS Number : 4867P JPMorgan Securities Plc 19 January 2026
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Rio Tinto plc and Rio Tinto Limited
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Corporate Broker to Rio Tinto plc and Rio Tinto Limited
connected:
(d) Date dealing undertaken: 12 January 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader Yes, Glencore plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
10p ordinary Purchase 854,289 61.3600 GBP 60.0547 GBP
1,875 70.3082 EUR 69.8225 EUR
Sale 708,066 61.3500 GBP 60.0000 GBP
1,875 70.3082 EUR 69.8225 EUR
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Ordinary Purchase 48,938 143.0000 AUD 142.6142 AUD
Sale 693,802 142.6142 AUD 141.6500 AUD
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
ADR Purchase 35,000 81.7900 USD 81.7900 USD
Sale
70,000 81.7900 USD 81.7900 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
10p ordinary Equity Swap Decrease Long 1,773 60.0600 GBP
Ordinary
3,740 60.1800 GBP
301 60.5064 GBP
472 60.5178 GBP
181 60.5571 GBP
6,131 60.5889 GBP
633 60.6094 GBP
815 60.6173 GBP
54,089 60.6351 GBP
80 60.6996 GBP
261 60.7066 GBP
5,427 60.8200 GBP
19,250 60.8206 GBP
96 60.8227 GBP
197 60.8465 GBP
5,291 60.9073 GBP
30,011 60.9608 GBP
2,529 60.9868 GBP
3,683 61.0177 GBP
87 61.0338 GBP
1,158 61.1900 GBP
26,846 61.3057 GBP
22 61.3577 GBP
4 61.3600 GBP
Decrease Short 581 60.4770 GBP
412 60.4976 GBP
19,032 60.5314 GBP
25,252 60.5861 GBP
8,119 60.6310 GBP
581 60.6474 GBP
131 60.7007 GBP
1,431 60.7395 GBP
1,709 60.7439 GBP
87 60.8238 GBP
1,040 60.9293 GBP
19,491 61.3488 GBP
Increase Long 14 60.1443 GBP
3,632 60.5594 GBP
3,716 60.7672 GBP
184 61.1233 GBP
2,787 61.3021 GBP
90,699 61.3405 GBP
Increase Short 2,300 60.1880 GBP
908 60.5414 GBP
1,590 60.5939 GBP
40,455 60.6471 GBP
2,790 60.8618 GBP
28,061 60.8803 GBP
33,762 60.9430 GBP
14 61.0668 GBP
15 61.1237 GBP
4 61.1261 GBP
246 61.1661 GBP
108 61.2361 GBP
Opening a long position 5,757 60.3336 GBP
6,163 60.5204 GBP
2,838 60.5280 GBP
333 60.5301 GBP
9,166 60.5744 GBP
69 60.5989 GBP
1,211 60.7526 GBP
1,376 61.0595 GBP
9,513 61.3203 GBP
Opening a short position 61 60.2818 GBP
427 60.3237 GBP
9,951 60.3238 GBP
208 60.5059 GBP
429 60.7322 GBP
10,797 60.7625 GBP
10,100 60.7677 GBP
17,424 60.7947 GBP
4,164 61.1051 GBP
2,887 61.1309 GBP
6,521 61.3495 GBP
14,246 61.3500 GBP
15,435 61.3512 GBP
Equity Swap Opening a long position 12,500 95.3325 AUD
625 142.4129 AUD
2,600 142.5808 AUD
93,261 142.8670 AUD
Opening a short position 21,138 71.1068 AUD
13,096 141.9712 AUD
1,046 142.1446 AUD
850 142.2239 AUD
26,581 142.3380 AUD
70 143.2971 AUD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 19 January 2026
Contact name: Hetvi Shah
Telephone number: 44 2034 936359
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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