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RNS Number : 4298U Rio Tinto PLC 02 December 2021
2 December 2021
Shareholdings of persons discharging managerial responsibility (PDMR) / Key
Management Personnel (KMP)
As part of its dual listed company structure, Rio Tinto notifies dealings in
Rio Tinto plc and Rio Tinto Limited securities by PDMR / KMP to both the
Australian Securities Exchange (ASX) and the London Stock Exchange (LSE).
Bonus Deferral Awards ("BDA") granted under the Rio Tinto 2018 Equity
Incentive Plan
50% of the annual bonuses of the participating executives are delivered as BDA
in the form of deferred ordinary shares of Rio Tinto plc or Rio Tinto Limited
("shares"), as applicable. The BDA vests in December of the third year after
the end of the performance year to which the annual bonus relates.
On 1 December 2021, Rio Tinto was notified that the following PDMR / KMP
received their vested 2019 BDA in the form of shares, of which sufficient were
sold to pay applicable withholding tax and other deductions.
Security Name of PDMR / KMP Conditional Award Granted No: of Shares Vested* No: of Shares Sold Price per Share No: of Shares Retained Date of Transaction
Rio Tinto plc shares Baatar, Bold 5,205 6,511 3,032 46.6727 GBP 3,479 1/12/2021
Rio Tinto plc shares Barrios, Alfredo 6,715 8,400 3,866 46.6727 GBP 4,534 1/12/2021
Rio Tinto plc shares Cunningham, Peter** 1,447 1,810 843 46.6727 GBP 967 1/12/2021
Rio Tinto Limited shares Kaufman, Sinead** 1,519 1,862 0 N/A 1,862 1/12/2021
Rio Tinto plc shares Stausholm, Jakob 3,022 3,780 412 46.6727 GBP 3,368 1/12/2021
Rio Tinto plc shares Trott, Simon 6,140 7,681 1,674 46.6727 GBP 6,007 1/12/2021
Rio Tinto Limited shares Vella, Ivan** 1,046 1,282 669 95.81 AUD 613 1/12/2021
*The number of shares vested includes additional shares calculated to reflect
dividends declared during the vesting period on the original shares granted.
** Deferral was 25% of annual bonus as it related to a performance year prior
to becoming a PDMR / KMP.
FCA notifications in accordance with the EU Market Abuse Regulation have been
issued to the London Stock Exchange contemporaneously with this release.
LEI: 213800YOEO5OQ72G2R82
Classification: 3.1. Information disclosed under article 19 of the Market
Abuse Regulation.
Contacts Please direct all enquiries to media.enquiries@riotinto.com
Media Relations, UK Media Relations, Australia
Illtud Harri Jonathan Rose
M +44 7920 503 600 M +61 447 028 913
David Outhwaite Matt Chambers
M +44 7787 597 493 M +61 433 525 739
Media Relations, Americas Jesse Riseborough
Matthew Klar M +61 436 653 412
T +1 514 608 4429
Investor Relations, Australia
Investor Relations, UK Natalie Worley
Menno Sanderse M +61 409 210 462
M: +44 7825 195 178
Amar Jambaa
David Ovington M +61 472 865 948
M +44 7920 010 978
Clare Peever
M +44 7788 967 877
Rio Tinto plc Rio Tinto Limited
6 St James's Square Level 7, 360 Collins Street
London SW1Y 4AD
United Kingdom Melbourne 3000
Australia
T +44 20 7781 2000
Registered in England
No. 719885 T +61 3 9283 3333
Registered in Australia
ABN 96 004 458 404
This announcement is authorised for release to the market by Steve Allen, Rio
Tinto's Group Company Secretary.
riotinto.com
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