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REG - Rio Tinto - Director/PDMR Shareholding

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RNS Number : 4299U  Rio Tinto PLC  02 December 2021

Shareholdings of directors and persons discharging managerial responsibility (PDMR)
 
Rio Tinto plc
 
2 December 2021

 

 1    Details of the person discharging managerial responsibilities / person closely

    associated

 a)   Name                                                         Bold Baatar

 2    Reason for the notification

 a)   Position/status                                              Chief Executive, Copper

 b)   Initial notification /Amendment                              Initial Notification

 3    Details of the issuer, emission allowance market participant, auction

    platform, auctioneer or auction monitor

 a)   Name                                                         Rio Tinto plc

 b)   LEI                                                          213800YOEO5OQ72G2R82

 4    Details of the transaction(s): section to be repeated for (i) each type of

    instrument; (ii) each type of transaction; (iii) each date; and (iv) each
      place where transactions have been conducted

      Part 1
 a)   Description of the financial instrument, type of instrument

                                                                   Ordinary shares of 10p each

      Identification code

                                                                   GB0007188757
 b)   Nature of the transaction                                    Acquisition of shares from the 2019 Bonus Deferral Award (BDA) granted under

                                                            the 2018 Equity Incentive Plan:

                                                            i.          Acquisition of shares from the BDA

                                                                   ii.          Acquisition of shares in lieu of dividend

 c)   Price(s) and volume(s)

Price(s)  Volume(s)

                                                                   i. N/A    5,205
                                                                   ii. N/A   1,306

 
 d)   Aggregated information

      - Aggregated volume                                          6,511

      - Price                                                      N/A

 e)   Date of the transaction                                      2021-12-01

 f)   Place of the transaction                                     Outside a trading venue

      Part 2
 a)   Description of the financial instrument, type of instrument

                                                                   Ordinary shares of 10p each

      Identification code

                                                                   GB0007188757
 b)   Nature of the transaction                                    Acquisition of shares from the BDA:

                                                                   iii.         Sale of shares acquired from the BDA to cover tax

                                                            witholding

 c)   Price(s) and volume(s)

Price(s)        Volume(s)

                                                                   iii. £46.6727   3,032

 
 d)   Aggregated information

      - Aggregated volume                                          3,032

      - Price                                                      £46.6727

 e)   Date of the transaction                                      2021-12-01

 f)   Place of the transaction                                     XLON

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

6,511

 

N/A

e)

 

Date of the transaction

 

2021-12-01

f)

 

Place of the transaction

 

Outside a trading venue

 

Part 2

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Ordinary shares of 10p each

 

GB0007188757

b)

 

Nature of the transaction

 

 

Acquisition of shares from the BDA:

iii.         Sale of shares acquired from the BDA to cover tax
witholding

 

c)

 

Price(s) and volume(s)

 

 

 

 Price(s)        Volume(s)

 iii. £46.6727   3,032

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

3,032

 

£46.6727

e)

 

Date of the transaction

 

2021-12-01

f)

 

Place of the transaction

XLON

 

 

 1    Details of the person discharging managerial responsibilities / person closely

    associated

 a)   Name                                                         Alfredo Barrios

 2    Reason for the notification

 a)   Position/status                                              Chief Commercial Officer

 b)   Initial notification /Amendment                              Initial Notification

 3    Details of the issuer, emission allowance market participant, auction

    platform, auctioneer or auction monitor

 a)   Name                                                         Rio Tinto plc

 b)   LEI                                                          213800YOEO5OQ72G2R82

 4    Details of the transaction(s): section to be repeated for (i) each type of

    instrument; (ii) each type of transaction; (iii) each date; and (iv) each
      place where transactions have been conducted

      Part 1
 a)   Description of the financial instrument, type of instrument

                                                                   Ordinary shares of 10p each

      Identification code

                                                                   GB0007188757
 b)   Nature of the transaction                                    Acquisition of shares from the 2019 Bonus Deferral Award (BDA) granted under

                                                            the 2018 Equity Incentive Plan:

                                                            i.          Acquisition of shares from the BDA

                                                                   ii.          Acquisition of shares in lieu of dividend

 c)   Price(s) and volume(s)

Price(s)  Volume(s)

                                                                   i. N/A    6,715
                                                                   ii. N/A   1,685

 
 d)   Aggregated information

      - Aggregated volume                                          8,400

      - Price                                                      N/A

 e)   Date of the transaction                                      2021-12-01

 f)   Place of the transaction                                     Outside a trading venue

      Part 2
 a)   Description of the financial instrument, type of instrument

                                                                   Ordinary shares of 10p each

      Identification code

                                                                   GB0007188757
 b)   Nature of the transaction                                    Acquisition of shares from the BDA:

                                                                   iii.         Sale of shares acquired from the BDA to cover

                                                                        tax witholding

 c)   Price(s) and volume(s)

Price(s)        Volume(s)

                                                                   iii. £46.6727   3,866

 
 d)   Aggregated information

      - Aggregated volume                                          3,866

      - Price                                                      £46.6727

 e)   Date of the transaction                                      2021-12-01

 f)   Place of the transaction                                     XLON

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

8,400

 

N/A

e)

 

Date of the transaction

 

2021-12-01

f)

 

Place of the transaction

 

Outside a trading venue

 

Part 2

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Ordinary shares of 10p each

 

GB0007188757

b)

 

Nature of the transaction

 

 

Acquisition of shares from the BDA:

iii.         Sale of shares acquired from the BDA to cover
            tax witholding

 

c)

 

Price(s) and volume(s)

 

 

 

 Price(s)        Volume(s)

 iii. £46.6727   3,866

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

3,866

 

£46.6727

e)

 

Date of the transaction

 

2021-12-01

f)

 

Place of the transaction

XLON

 

 

 1    Details of the person discharging managerial responsibilities / person closely

    associated

 a)   Name                                                         Peter Cunningham

 2    Reason for the notification

 a)   Position/status                                              Chief Financial Officer

 b)   Initial notification /Amendment                              Initial Notification

 3    Details of the issuer, emission allowance market participant, auction

    platform, auctioneer or auction monitor

 a)   Name                                                         Rio Tinto plc

 b)   LEI                                                          213800YOEO5OQ72G2R82

 4    Details of the transaction(s): section to be repeated for (i) each type of

    instrument; (ii) each type of transaction; (iii) each date; and (iv) each
      place where transactions have been conducted

      Part 1
 a)   Description of the financial instrument, type of instrument

                                                                   Ordinary shares of 10p each

      Identification code

                                                                   GB0007188757
 b)   Nature of the transaction                                    Acquisition of shares from the 2019 Bonus Deferral Award (BDA) granted under

                                                            the 2018 Equity Incentive Plan:

                                                            i.          Acquisition of shares from the BDA

                                                                   ii.          Acquisition of shares in lieu of dividend
 c)   Price(s) and volume(s)

Price(s)  Volume(s)

                                                                   i. N/A    1,447
                                                                   ii. N/A   363

 
 d)   Aggregated information

      - Aggregated volume                                          1,810

      - Price                                                      N/A

 e)   Date of the transaction                                      2021-12-01

 f)   Place of the transaction                                     Outside a trading venue

      Part 2
 a)   Description of the financial instrument, type of instrument

                                                                   Ordinary shares of 10p each

      Identification code

                                                                   GB0007188757
 b)   Nature of the transaction                                    Acquisition of shares from the BDA:

                                                                   iii.         Sale of shares acquired from the BDA to cover

                                                                        tax witholding

 c)   Price(s) and volume(s)

Price(s)        Volume(s)

                                                                   iii. £46.6727   843

 
 d)   Aggregated information

      - Aggregated volume                                          843

      - Price                                                      £46.6727

 e)   Date of the transaction                                      2021-12-01

 f)   Place of the transaction                                     XLON

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

1,810

 

N/A

e)

 

Date of the transaction

 

2021-12-01

f)

 

Place of the transaction

 

Outside a trading venue

 

Part 2

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Ordinary shares of 10p each

 

GB0007188757

b)

 

Nature of the transaction

 

 

Acquisition of shares from the BDA:

iii.         Sale of shares acquired from the BDA to cover
            tax witholding

 

c)

 

Price(s) and volume(s)

 

 

 

 Price(s)        Volume(s)

 iii. £46.6727   843

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

843

 

£46.6727

e)

 

Date of the transaction

 

2021-12-01

f)

 

Place of the transaction

XLON

 

 

 1    Details of the person discharging managerial responsibilities / person closely

    associated

 a)   Name                                                         Jakob Stausholm

 2    Reason for the notification

 a)   Position/status                                              Chief Executive

 b)   Initial notification /Amendment                              Initial Notification

 3    Details of the issuer, emission allowance market participant, auction

    platform, auctioneer or auction monitor

 a)   Name                                                         Rio Tinto plc

 b)   LEI                                                          213800YOEO5OQ72G2R82

 4    Details of the transaction(s): section to be repeated for (i) each type of

    instrument; (ii) each type of transaction; (iii) each date; and (iv) each
      place where transactions have been conducted

      Part 1
 a)   Description of the financial instrument, type of instrument

                                                                   Ordinary shares of 10p each

      Identification code

                                                                   GB0007188757
 b)   Nature of the transaction                                    Acquisition of shares from the 2019 Bonus Deferral Award (BDA) granted under

                                                            the 2018 Equity Incentive Plan:

                                                            i.          Acquisition of shares from the BDA

                                                                   ii.          Acquisition of shares in lieu of dividend
 c)   Price(s) and volume(s)

Price(s)  Volume(s)

                                                                   i. N/A    3,022
                                                                   ii. N/A   758

 
 d)   Aggregated information

      - Aggregated volume                                          3,780

      - Price                                                      N/A

 e)   Date of the transaction                                      2021-12-01

 f)   Place of the transaction                                     Outside a trading venue

      Part 2
 a)   Description of the financial instrument, type of instrument

                                                                   Ordinary shares of 10p each

      Identification code

                                                                   GB0007188757
 b)   Nature of the transaction                                    Acquisition of shares from the BDA:

                                                                   iii.         Sale of shares acquired from the BDA to cover

                                                                        tax witholding

 c)   Price(s) and volume(s)

Price(s)        Volume(s)

                                                                   iii. £46.6727   412

 
 d)   Aggregated information

      - Aggregated volume                                          412

      - Price                                                      £46.6727

 e)   Date of the transaction                                      2021-12-01

 f)   Place of the transaction                                     XLON

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

3,780

 

N/A

e)

 

Date of the transaction

 

2021-12-01

f)

 

Place of the transaction

 

Outside a trading venue

 

Part 2

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Ordinary shares of 10p each

 

GB0007188757

b)

 

Nature of the transaction

 

 

Acquisition of shares from the BDA:

iii.         Sale of shares acquired from the BDA to cover
            tax witholding

 

c)

 

Price(s) and volume(s)

 

 

 

 Price(s)        Volume(s)

 iii. £46.6727   412

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

412

 

£46.6727

e)

 

Date of the transaction

 

2021-12-01

f)

 

Place of the transaction

XLON

 

 

 1    Details of the person discharging managerial responsibilities / person closely

    associated

 a)   Name                                                         Simon Trott

 2    Reason for the notification

 a)   Position/status                                              Chief Executive, Iron Ore

 b)   Initial notification /Amendment                              Initial Notification

 3    Details of the issuer, emission allowance market participant, auction

    platform, auctioneer or auction monitor

 a)   Name                                                         Rio Tinto plc

 b)   LEI                                                          213800YOEO5OQ72G2R82

 4    Details of the transaction(s): section to be repeated for (i) each type of

    instrument; (ii) each type of transaction; (iii) each date; and (iv) each
      place where transactions have been conducted

      Part 1
 a)   Description of the financial instrument, type of instrument

                                                                   Ordinary shares of 10p each

      Identification code

                                                                   GB0007188757
 b)   Nature of the transaction                                    Acquisition of shares from the 2019 Bonus Deferral Award (BDA) granted under

                                                            the 2018 Equity Incentive Plan:

                                                            i.          Acquisition of shares from the BDA

                                                                   ii.          Acquisition of shares in lieu of dividend
 c)   Price(s) and volume(s)

Price(s)  Volume(s)

                                                                   i. N/A    6,140
                                                                   ii. N/A   1,541

 
 d)   Aggregated information

      - Aggregated volume                                          7,681

      - Price                                                      N/A

 e)   Date of the transaction                                      2021-12-01

 f)   Place of the transaction                                     Outside a trading venue

      Part 2
 a)   Description of the financial instrument, type of instrument

                                                                   Ordinary shares of 10p each

      Identification code

                                                                   GB0007188757
 b)   Nature of the transaction                                    Acquisition of shares from the BDA:

                                                                   iii.         Sale of shares acquired from the BDA to cover

                                                                        tax witholding

 c)   Price(s) and volume(s)

Price(s)        Volume(s)

                                                                   iii. £46.6727   1,674

 
 d)   Aggregated information

      - Aggregated volume                                          1,674

      - Price                                                      £46.6727

 e)   Date of the transaction                                      2021-12-01

 f)   Place of the transaction                                     XLON

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

7,681

 

N/A

e)

 

Date of the transaction

 

2021-12-01

f)

 

Place of the transaction

 

Outside a trading venue

 

Part 2

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Ordinary shares of 10p each

 

GB0007188757

b)

 

Nature of the transaction

 

 

Acquisition of shares from the BDA:

iii.         Sale of shares acquired from the BDA to cover
            tax witholding

 

c)

 

Price(s) and volume(s)

 

 

 

 Price(s)        Volume(s)

 iii. £46.6727   1,674

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

1,674

 

£46.6727

e)

 

Date of the transaction

 

2021-12-01

f)

 

Place of the transaction

XLON

 

 

LEI: 213800YOEO5OQ72G2R82

Classification: 3.1. Information disclosed under article 19 of the Market
Abuse Regulation.

 

 

 Contacts  Please direct all enquiries to media.enquiries@riotinto.com

 

 Media Relations, UK         Media Relations, Australia

 Illtud Harri                Jonathan Rose

 M +44 7920 503 600          M +61 447 028 913

 David Outhwaite             Matt Chambers

 M +44 7787 597 493          M +61 433 525 739

 Media Relations, Americas   Jesse Riseborough

 Matthew Klar                M +61 436 653 412

 T +1 514 608 4429

                             Investor Relations, Australia

 Investor Relations, UK      Natalie Worley

 Menno Sanderse              M +61 409 210 462

 M: +44 7825 195 178

                             Amar Jambaa

 David Ovington              M +61 472 865 948

 M +44 7920 010 978

 Clare Peever

 M +44 7788 967 877

 Rio Tinto plc               Rio Tinto Limited

 6 St James's Square         Level 7, 360 Collins Street

London SW1Y 4AD

United Kingdom             Melbourne 3000

 

                           Australia
 T +44 20 7781 2000

Registered in England

 No. 719885                  T +61 3 9283 3333

                             Registered in Australia

                             ABN 96 004 458 404

 

This announcement is authorised for release to the market by Steve Allen, Rio
Tinto's Group Company Secretary.

 

riotinto.com

 

 

 

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