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RM plc (RM.)
RM plc: Holding(s) in Company
17-Oct-2022 / 15:28 GMT/BST
Dissemination of a Regulatory Announcement, transmitted by EQS Group.
The issuer is solely responsible for the content of this announcement.
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TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to
the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the
underlying issuer of existing shares to RM PLC
which voting rights are attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an
“X” if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes
with an “X”)
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name CANACCORD GENUITY GROUP INC
City and country of registered office VANCOUVER, CANADA
(if applicable)
4. Full name of shareholder(s) (if different from 3.)v
Name DISCRETIONARY CLIENTS
City and country of registered office As above
(if applicable)
5. Date on which the threshold was 14 OCTOBER 2022
crossed or reachedvi:
6. Date on which issuer notified 17 OCTOBER 2022
(DD/MM/YYYY):
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting
rights rights through Total of Total number of
attached to financial both in % voting rights
shares (total instruments (8.A + held in issuer
of 8. A) (total of 8.B 1 8.B) (8.A + 8.B) vii
+ 8.B 2)
Resulting
situation on the
date on which 4.9723 4.9723 83,875,016
threshold was
crossed or reached
Position of
previous
notification (if 5.6338 5.6338
applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type
of Number of voting rightsix % of voting rights
shares
Direct Indirect Direct Indirect
ISIN code
(if (DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
possible)
GB00BJT0FF39 83,875,016 4.9723
SUBTOTAL 8. 83,875,016 4.9723
A
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Number of voting
Type of Exercise/ rights that may be % of
financial Expiration Conversion acquired if the voting
instrument datex Periodxi instrument is rights
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to
DTR5.3.1R (1) (b)
Type of Exercise/ Physical or cash Number % of
financial Expiration Conversion of voting
instrument datex Period xi settlementxii voting rights
rights
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii
Full chain of controlled undertakings through which the voting
rights and/or the
financial instruments are effectively held starting with the X
ultimate controlling natural person or legal entityxiv (please add
additional rows as necessary)
% of voting rights % of voting rights Total of both if
if it equals or is through financial it equals or is
Namexv higher than the instruments if it higher than the
notifiable equals or is higher notifiable
threshold than the notifiable threshold
threshold
Canaccord
Genuity Group 4.9723 4.9723
Inc.
Canaccord
Genuity Wealth 4.9723 4.9723
Group Holdings
Limited
Canaccord
Genuity Wealth
Group Holdings 4.9723 4.9723
(Jersey)
Limited
Canaccord
Genuity Wealth 4.9723 4.9723
Group Limited
Hargreave Hale 4.9723 4.9723
Ltd
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights
held
The date until which the voting
rights will be held
11. Additional informationxvi
Place of completion BLACKPOOL, ENGLAND
Date of completion 17 OCTOBER 2022
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ISIN: GB00BJT0FF39
Category Code: HOL
TIDM: RM.
LEI Code: 2138005RKUCIEKLXWM61
OAM Categories: 2.3. Major shareholding notifications
Sequence No.: 0
EQS News ID: 1465395
End of Announcement EQS News Service
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