REG - Rolls-Royce Holdings - Director/PDMR Shareholding
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
Rolls-Royce Holdings plc (the Company) announces the following transactions by its Directors and PDMRs as a consequence of:
· The vesting of awards made under the Long Term Incentive Plan (LTIP)
· The vesting of awards made under the Rolls-Royce Performance Share Plan (PSP)
· The vesting of awards made under the Rolls-Royce Deferred Share Bonus Plan (APRA)
PDMRs
Name of plan
Grant date
Exercise date
Number of Shares vested
Number of Shares sold to discharge Tax Liability*
Total Shares released
Total number of shares sold on release
Thomas Bell
LTIP
08/03/18
28/02/19
218,958
85,963
132,995
-
Christopher Cholerton
APRA
01/03/17
01/03/19
13,380
6,289
7,091
-
PSP
01/03/16
01/03/19
53,847
25,309
28,538
-
Stephen Daintith
PSP
05/05/17
01/03/19
91,036
42,787
48,249
-
Warren East
APRA
01/03/17
01/03/19
48,624
22,854
25,770
-
PSP
01/03/16
01/03/19
205,253
96,469
108,784
-
Mark Gregory
APRA
01/03/17
01/03/19
14,719
6,918
7,801
-
PSP
01/03/16
01/03/19
68,344
32,122
36,222
-
Harry Holt
APRA
01/03/17
01/03/19
13,009
6,115
6,894
-
PSP
01/03/16
01/03/19
72,487
34,069
38,418
-
Mikael Makinen
APRA
01/03/17
01/03/19
18,108
9,739
8,369
-
PSP
01/03/16
01/03/19
84,084
43,194
40,890
-
Andreas Schell
PSP
16/12/16
01/03/19
182,692
95,001
87,691
-
Paul Stein
LTIP
01/03/16
01/03/19
26,095
12,266
13,829
-
Benjamin Story
APRA
01/03/17
01/03/19
3,381
1,590
1,791
-
*All shares sold to discharge Tax Liability were sold at a price of £9.093956 per share except the shares sold on behalf of Thomas Bell which were sold at £9.45
In addition to the awards set out above, a market sale was also conducted today as follows:
PDMR
No. of Ordinary shares sold
Trade date
Sale Price
Mark Gregory
22,000
05/03/2019
£9.008
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Thomas Bell
2
Reason for the notification
a)
Position/status
President - Defence and President & CEO of Rolls-Royce North America
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Rolls-Royce Holdings plc
b)
LEI
213800EC7997ZBLZJH69
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of 20p each
GB00B63H8491
b)
Nature of the transaction
Vesting of 218,958 shares under the Rolls-Royce Long Term Incentive Plan (LTIP)
85,963 shares sold to cover tax leaving balance of 132,995 shares retained
c)
Price(s) and volume(s)
Price(s)
Volume(s)
1. Nil Consideration
218,958
2. £9.45
85,963
d)
Aggregated information
- Aggregated volume
- Price
1. - £0.00 per share
- Total Price £0.00
218,958
2. - £9.45 per share
- Total Price £812,350.35
85,963
e)
Date of the transaction
28 February 2019
f)
Place of the transaction
London Stock Exchange, Main Market (XLON)
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Christopher Cholerton
2
Reason for the notification
a)
Position/status
President - Civil Aerospace
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Rolls-Royce Holdings plc
b)
LEI
213800EC7997ZBLZJH69
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of 20p each
GB00B63H8491
b)
Nature of the transaction
Vesting of 13,380 shares under the Rolls-Royce Deferred Share Bonus Plan (APRA) and 53,847 shares under the Rolls-Royce Performance Share Plan (PSP)
31,598 shares sold to cover tax leaving balance of 35,629 shares retained
c)
Price(s) and volume(s)
Price(s)
Volume(s)
1. Nil Consideration
67,227
2. £ 9.093956
31,598
d)
Aggregated information
- Aggregated volume
- Price
1. - £0.00 per share
- Total Price £0.00
67,227
2. - £9.093956 per share
- Total Price £287,338.92
31,598
e)
Date of the transaction
01 March 2019
f)
Place of the transaction
London Stock Exchange, Main Market (XLON)
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Stephen Dainith
2
Reason for the notification
a)
Position/status
Chief Financial Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Rolls-Royce Holdings plc
b)
LEI
213800EC7997ZBLZJH69
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of 20p each
GB00B63H8491
b)
Nature of the transaction
Vesting of 91,036 shares under the Rolls-Royce Performance Share Plan (PSP)
42,787 shares sold to cover tax leaving balance of 48,249 shares retained
c)
Price(s) and volume(s)
Price(s)
Volume(s)
1. Nil Consideration
91,036
2. £ 9.093956
42,787
d)
Aggregated information
- Aggregated volume
- Price
Price(s)
Volume(s)
1. - £0.00 per share
- Total Price £0.00
91,036
2. - £9.093956 per share
- Total Price £389,103.92
42,787
e)
Date of the transaction
01 March 2019
f)
Place of the transaction
London Stock Exchange, Main Market (XLON)
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Warren East
2
Reason for the notification
a)
Position/status
Chief Executive Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Rolls-Royce Holdings plc
b)
LEI
213800EC7997ZBLZJH69
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of 20p each
GB00B63H8491
b)
Nature of the transaction
Vesting of 48,624 shares under the Rolls-Royce Deferred Share Bonus Plan (APRA) and 205,253 shares under the Rolls-Royce Performance Share Plan (PSP)
119,323 shares sold to cover tax leaving balance of 134,554 shares retained
c)
Price(s) and volume(s)
Price(s)
Volume(s)
1. Nil Consideration
253,877
2. £ 9.093956
119,323
d)
Aggregated information
- Aggregated volume
- Price
Price(s)
Volume(s)
1. - £0.00 per share
- Total Price £0.00
253,877
2. - £9.093956 per share
- Total Price £1,085,118.11
119,323
e)
Date of the transaction
01 March 2019
f)
Place of the transaction
London Stock Exchange, Main Market (XLON)
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Mark Gregory
2
Reason for the notification
a)
Position/status
General Counsel
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Rolls-Royce Holdings plc
b)
LEI
213800EC7997ZBLZJH69
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of 20p each
GB00B63H8491
b)
Nature of the transaction
Vesting of 14,719 shares under the Rolls-Royce Deferred Share Bonus Plan (APRA) and 68,344 shares under the Rolls-Royce Performance Share Plan (PSP)
39,040 shares sold to cover tax leaving balance of 44,023 shares retained
3 - A market sale
c)
Price(s) and volume(s)
Price(s)
Volume(s)
1. Nil Consideration
83,063
2. £ 9.093956
39,040
3. £ 9.008
22,000
d)
Aggregated information
- Aggregated volume
- Price
Price(s)
Volume(s)
1. - £0.00 per share
- Total Price £0.00
83,063
2. - £9.093956 per share
- Total Price £355,028.04
39,040
3. - £ 9.008
- Total Price £198,176
22,000
e)
Date of the transaction
1-2 01 March 2019
3 05 March 2019
f)
Place of the transaction
London Stock Exchange, Main Market (XLON)
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Harry Holt
2
Reason for the notification
a)
Position/status
Chief People Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Rolls-Royce Holdings plc
b)
LEI
213800EC7997ZBLZJH69
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of 20p each
GB00B63H8491
b)
Nature of the transaction
Vesting of 13,009 shares under the Rolls-Royce Deferred Share Bonus Plan (APRA) and 72,487shares under the Rolls-Royce Performance Share Plan (PSP)
40,184 shares sold to cover tax leaving balance of 45,312 shares retained
c)
Price(s) and volume(s)
Price(s)
Volume(s)
1. Nil Consideration
85,496
2. £ 9.093956
40,184
d)
Aggregated information
- Aggregated volume
- Price
Price(s)
Volume(s)
1. - £0.00 per share
- Total Price £0.00
85,496
2. - £9.093956 per share
- Total Price £365,431.53
40,184
e)
Date of the transaction
01 March 2019
f)
Place of the transaction
London Stock Exchange, Main Market (XLON)
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Mikael Makinen
2
Reason for the notification
a)
Position/status
President - Marine
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Rolls-Royce Holdings plc
b)
LEI
213800EC7997ZBLZJH69
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of 20p each
GB00B63H8491
b)
Nature of the transaction
Vesting of 18,108 shares under the Rolls-Royce Deferred Share Bonus Plan (APRA) and 84,084 shares under the Rolls-Royce Performance Share Plan (PSP)
52,933 shares sold to cover tax leaving balance of 49,259 shares retained
c)
Price(s) and volume(s)
Price(s)
Volume(s)
1. Nil Consideration
102,192
2. £ 9.093956
52,933
d)
Aggregated information
- Aggregated volume
- Price
Price(s)
Volume(s)
1. - £0.00 per share
- Total Price £0.00
102,192
2. - £9.093956 per share
- Total Price £481,370.37
52,933
e)
Date of the transaction
01 March 2019
f)
Place of the transaction
London Stock Exchange, Main Market (XLON)
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Andreas Schell
2
Reason for the notification
a)
Position/status
CEO - Rolls-Royce Power Systems AG
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Rolls-Royce Holdings plc
b)
LEI
213800EC7997ZBLZJH69
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of 20p each
GB00B63H8491
b)
Nature of the transaction
Vesting of 182,692 shares under the Rolls-Royce Performance Share Plan (PSP)
95,001 shares sold to cover tax leaving balance of 87,691 shares retained
c)
Price(s) and volume(s)
Price(s)
Volume(s)
1. Nil Consideration
182,692
2. £ 9.093956
95,001
d)
Aggregated information
- Aggregated volume
- Price
Price(s)
Volume(s)
1. - £0.00 per share
- Total Price £0.00
182,692
2. - £9.093956 per share
- Total Price £863,934.91
95,001
e)
Date of the transaction
01 March 2019
f)
Place of the transaction
London Stock Exchange, Main Market (XLON)
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Paul Stein
2
Reason for the notification
a)
Position/status
Chief Technology Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Rolls-Royce Holdings plc
b)
LEI
213800EC7997ZBLZJH69
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of 20p each
GB00B63H8491
b)
Nature of the transaction
Vesting of 26,095 shares under the Rolls-Royce Long Term Incentive Plan (LTIP)
12,266 shares sold to cover tax leaving balance of 13,829 shares retained
c)
Price(s) and volume(s)
Price(s)
Volume(s)
1. Nil Consideration
26,095
2. £ 9.093956
12,266
d)
Aggregated information
- Aggregated volume
- Price
Price(s)
Volume(s)
1. - £0.00 per share
- Total Price £0.00
26,095
2. - £9.093956 per share
- Total Price £111,546.46
12,266
e)
Date of the transaction
01 March 2019
f)
Place of the transaction
London Stock Exchange, Main Market (XLON)
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Benjamin Story
2
Reason for the notification
a)
Position/status
Strategic Marketing Director
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Rolls-Royce Holdings plc
b)
LEI
213800EC7997ZBLZJH69
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of 20p each
GB00B63H8491
b)
Nature of the transaction
Vesting of 3,381 shares under the Rolls-Royce Deferred Share Bonus Plan (APRA)
1,590 shares sold to cover tax leaving balance of 1,791 shares retained
c)
Price(s) and volume(s)
Price(s)
Volume(s)
1. Nil Consideration
3,381
2. £ 9.093956
1,590
d)
Aggregated information
- Aggregated volume
- Price
Price(s)
Volume(s)
1. - £0.00 per share
- Total Price £0.00
3,381
2. - £9.093956 per share
- Total Price £14,459.39
1,590
e)
Date of the transaction
01 March 2019
f)
Place of the transaction
London Stock Exchange, Main Market (XLON)
Name of authorised official of issuer responsible for making notification
Georgios Chatzopoulos ACIS - Corporate Governance Assistant
Telephone: 01332 245464
Email: Georgios.Chatzopoulos@Rolls-Royce.com
Date of notification - 05 March 2019
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