REG - Rolls-Royce Holdings Goldman Sachs Group. - Holding(s) in Company
Rolls-Royce Holdings plc
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
Rolls-Royce Holdings plc
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
X
An acquisition or disposal of financial instruments
X
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name
The Goldman Sachs Group, Inc.
City and country of registered office (if applicable)
Corporation Trust Center, 1209 Orange Street,
Wilmington DE 19801, USA
4. Full name of shareholder(s) (if different from 3.)v
Name
Goldman Sachs International
City and country of registered office (if applicable)
Plumtree Court, 25 Shoe Lane, London EC4A 4AU, UK
5. Date on which the threshold was crossed or reachedvi:
04/11/2020
6. Date on which issuer notified (DD/MM/YYYY):
06/11/2020
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A)
% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)Total of both in % (8.A + 8.B)
Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached
0.82%
9.99%
10.80%
1,930,995,313
Position of previous notification (if
applicable)
1.38%
9.15%
10.53%
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of
sharesISIN code (if possible)
Number of voting rightsix
% of voting rights
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB00B63H8491
15,683,976
0.81%
US7757812067
90,507
0.005%
SUBTOTAL 8. A
15,774,483
0.82%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument
Expiration
datexExercise/
Conversion PeriodxiNumber of voting rights that may be acquired if the instrument is
exercised/converted.
% of voting rights
Securities Lending
Open
101,991,857
5.28%
Future
18/12/2020
7,481,975
0.39%
Future
16/04/2021
5,679,895
0.29%
Future
19/03/2021
14,604
0.001%
SUBTOTAL 8. B 1
115,168,331
5.96%
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument
Expiration
datexExercise/
Conversion Period xiPhysical or cash
settlementxii
Number of voting rights
% of voting rights
Refer to the annexure
SUBTOTAL 8.B.2
77,680,764
4.02%
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)X
Namexv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
The Goldman Sachs Group, Inc.
Goldman Sachs (UK) L.L.C.
Goldman Sachs Group UK Limited
Goldman Sachs
International
9.77%
10.22%
The Goldman Sachs Group, Inc.
Goldman Sachs & Co. LLC
The Goldman Sachs Group, Inc.
Goldman, Sachs & Co. Wertpapier GmbH
The Goldman Sachs Group, Inc.
GSAM Holdings LLC
Goldman Sachs Asset Management, L.P.
The Goldman Sachs Group, Inc.
IMD Holdings LLC
United Capital Financial Partners, Inc.
United Capital Financial Advisers, LLC
The Goldman Sachs Group, Inc.
Folio Financial, Inc.
Folio Investments Inc.
The Goldman Sachs Group, Inc.
Goldman Sachs (UK) L.L.C.
Goldman Sachs Group UK Limited
Goldman Sachs
International Bank
The Goldman Sachs Group, Inc.
Goldman Sachs Financial Markets, L.P.
10. In case of proxy voting, please identify:
Name of the proxy holder
N/A
The number and % of voting rights held
N/A
The date until which the voting rights will be held
N/A
11. Additional informationxvi
Please note, the total amount of voting rights has been rounded to 2 decimal places therefore there is a possibility of a rounding error.
General email contact:
gs-regops-emea-position-enquiries@gs.com
Place of completion
London
Date of completion
06/11/2020
Annexure
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument
Expiration datex
Exercise/Conversion periodxi
Physical or cash settlementxii
Number of voting rights
% of voting rights
CFD
01/05/2025
Cash
9,604,949
0.50%
CFD
31/10/2022
Cash
4,999,975
0.26%
CFD
01/10/2030
Cash
3,152,189
0.16%
CFD
29/11/2021
Cash
2,815,738
0.15%
CFD
15/10/2030
Cash
2,814,973
0.15%
CFD
23/02/2023
Cash
2,126,625
0.11%
Put Option
17/06/2022
Cash
1,890,960
0.10%
Call Option
17/06/2022
Cash
1,864,751
0.10%
CFD
10/12/2029
Cash
1,729,903
0.09%
CFD
30/10/2030
Cash
1,546,007
0.08%
CFD
11/09/2030
Cash
1,496,690
0.08%
CFD
10/12/2029
Cash
1,382,678
0.07%
CFD
01/10/2030
Cash
1,209,388
0.06%
Swap
12/07/2021
Cash
1,028,241
0.05%
CFD
11/09/2023
Cash
901,439
0.05%
CFD
15/07/2025
Cash
891,864
0.05%
CFD
30/10/2023
Cash
887,702
0.05%
CFD
08/10/2030
Cash
870,807
0.05%
CFD
17/06/2030
Cash
778,397
0.04%
CFD
03/05/2022
Cash
765,475
0.04%
CFD
02/04/2024
Cash
741,011
0.04%
CFD
17/06/2030
Cash
719,463
0.04%
CFD
07/10/2030
Cash
693,740
0.04%
CFD
07/10/2030
Cash
690,323
0.04%
CFD
03/04/2030
Cash
634,570
0.03%
CFD
01/10/2030
Cash
605,957
0.03%
CFD
04/11/2030
Cash
557,067
0.03%
CFD
30/10/2030
Cash
552,751
0.03%
CFD
19/08/2030
Cash
548,204
0.03%
CFD
09/10/2030
Cash
500,134
0.03%
Swap
15/12/2023
Cash
496,068
0.03%
Swap
15/12/2023
Cash
495,555
0.03%
Call Option
28/07/2021
Cash
481,569
0.02%
Call Option
28/07/2021
Cash
473,307
0.02%
CFD
01/10/2030
Cash
441,732
0.02%
CFD
27/03/2025
Cash
441,570
0.02%
CFD
26/08/2025
Cash
430,995
0.02%
Call Option
04/10/2021
Cash
406,623
0.02%
Swap
15/12/2023
Cash
401,961
0.02%
Call Option
26/11/2021
Cash
397,163
0.02%
Call Option
01/10/2021
Cash
394,016
0.02%
Call Option
30/09/2021
Cash
391,486
0.02%
Forward
18/12/2020
Cash
391,167
0.02%
CFD
14/10/2030
Cash
372,057
0.02%
Swap
16/09/2025
Cash
364,584
0.02%
Put Option
28/07/2021
Cash
355,915
0.02%
Put Option
28/07/2021
Cash
350,576
0.02%
Swap
22/12/2020
Cash
346,078
0.02%
Call Option
13/06/2022
Cash
343,195
0.02%
Swap
22/07/2021
Cash
337,917
0.02%
Call Option
18/10/2021
Cash
332,860
0.02%
Put Option
26/11/2021
Cash
315,986
0.02%
CFD
03/05/2022
Cash
315,924
0.02%
CFD
28/10/2030
Cash
312,977
0.02%
Put Option
17/12/2021
Cash
311,312
0.02%
CFD
17/06/2030
Cash
301,991
0.02%
Swap
04/01/2023
Cash
293,220
0.02%
Swap
01/11/2022
Cash
292,976
0.02%
Swap
20/12/2024
Cash
287,952
0.01%
Call Option
24/11/2020
Cash
261,620
0.01%
Put Option
13/07/2021
Cash
260,916
0.01%
Put Option
18/12/2020
Cash
258,570
0.01%
Put Option
13/06/2022
Cash
251,788
0.01%
CFD
08/10/2030
Cash
251,194
0.01%
Put Option
18/12/2020
Cash
250,973
0.01%
CFD
29/11/2021
Cash
245,705
0.01%
Put Option
16/12/2022
Cash
242,480
0.01%
Swap
15/12/2023
Cash
241,182
0.01%
Put Option
09/11/2020
Cash
232,650
0.01%
CFD
08/10/2030
Cash
231,402
0.01%
CFD
28/10/2030
Cash
205,890
0.01%
Put Option
18/12/2020
Cash
204,922
0.01%
Swap
31/12/2030
Cash
201,395
0.01%
Put Option
17/12/2021
Cash
201,250
0.01%
CFD
25/09/2023
Cash
199,999
0.01%
Call Option
16/04/2021
Cash
193,480
0.01%
CFD
08/04/2024
Cash
190,736
0.01%
Put Option
23/01/2026
Cash
183,305
0.01%
Call Option
17/12/2021
Cash
180,893
0.01%
Call Warrant
31/12/2030
Cash
177,026
0.01%
CFD
19/08/2030
Cash
176,604
0.01%
Put Option
18/10/2021
Cash
170,632
0.01%
Put Option
18/12/2020
Cash
157,471
0.01%
CFD
08/10/2030
Cash
155,007
0.01%
CFD
28/10/2030
Cash
149,402
0.01%
Call Option
18/12/2020
Cash
149,344
0.01%
CFD
28/10/2030
Cash
147,381
0.01%
Swap
21/12/2022
Cash
146,498
0.01%
CFD
29/11/2021
Cash
146,217
0.01%
Forward
18/12/2020
Cash
145,383
0.01%
Put Option
08/06/2021
Cash
141,941
0.01%
Put Option
20/11/2020
Cash
141,608
0.01%
Put Option
30/09/2021
Cash
140,307
0.01%
Put Option
02/02/2021
Cash
139,633
0.01%
Put Option
01/10/2021
Cash
139,275
0.01%
CFD
14/10/2030
Cash
138,970
0.01%
Call Option
08/06/2021
Cash
135,634
0.01%
CFD
30/10/2030
Cash
134,687
0.01%
Put Option
18/12/2020
Cash
134,347
0.01%
Swap
31/12/2030
Cash
133,334
0.01%
Put Option
04/10/2021
Cash
133,047
0.01%
Put Option
17/12/2021
Cash
132,982
0.01%
Call Warrant
31/12/2030
Cash
132,975
0.01%
CFD
21/08/2030
Cash
132,868
0.01%
Put Option
18/12/2020
Cash
131,540
0.01%
Put Option
02/12/2024
Cash
130,873
0.01%
CFD
19/08/2030
Cash
130,826
0.01%
Put Option
18/06/2021
Cash
130,411
0.01%
Put Option
18/12/2020
Cash
130,071
0.01%
CFD
15/07/2030
Cash
128,724
0.01%
CFD
28/10/2030
Cash
128,144
0.01%
Put Option
18/06/2021
Cash
124,037
0.01%
CFD
03/05/2022
Cash
122,496
0.01%
Put Option
18/12/2020
Cash
122,226
0.01%
CFD
14/05/2024
Cash
120,101
0.01%
Swap
31/12/2030
Cash
119,392
0.01%
Swap
16/09/2025
Cash
116,097
0.01%
Call Option
18/12/2020
Cash
112,647
0.01%
Call Option
17/12/2021
Cash
110,020
0.01%
Swap
16/09/2025
Cash
108,659
0.01%
Put Option
16/12/2022
Cash
104,771
0.01%
Call Warrant
31/12/2030
Cash
103,349
0.01%
CFD
02/11/2023
Cash
102,890
0.01%
CFD
07/10/2030
Cash
102,162
0.01%
CFD
28/10/2030
Cash
100,054
0.01%
Put Option
17/12/2021
Cash
97,741
0.01%
CFD
08/07/2030
Cash
90,742
0.005%
Swap
20/01/2021
Cash
89,108
0.005%
Put Option
03/02/2027
Cash
88,570
0.005%
Call Option
18/12/2020
Cash
87,622
0.005%
Put Option
18/12/2020
Cash
87,214
0.005%
Put Option
16/12/2022
Cash
82,446
0.004%
Put Option
16/12/2022
Cash
82,446
0.004%
Call Option
18/12/2020
Cash
80,888
0.004%
Swap
31/12/2030
Cash
79,041
0.004%
Call Warrant
31/12/2030
Cash
78,250
0.004%
Swap
31/12/2030
Cash
74,369
0.004%
CFD
30/10/2030
Cash
71,473
0.004%
Put Option
18/06/2021
Cash
70,105
0.004%
Call Option
18/12/2020
Cash
68,473
0.004%
Call Option
18/12/2020
Cash
67,724
0.004%
Future
18/12/2020
Cash
67,216
0.003%
Call Option
18/12/2020
Cash
66,627
0.003%
Swap
31/12/2030
Cash
66,000
0.003%
Call Warrant
31/12/2030
Cash
65,182
0.003%
Call Warrant
31/12/2030
Cash
65,073
0.003%
Call Option
18/12/2020
Cash
64,584
0.003%
Put Option
16/12/2022
Cash
64,368
0.003%
CFD
28/07/2025
Cash
64,032
0.003%
Put Option
21/09/2022
Cash
63,892
0.003%
Put Option
21/09/2022
Cash
63,892
0.003%
CFD
07/10/2030
Cash
63,840
0.003%
Put Option
21/12/2022
Cash
63,782
0.003%
Put Option
21/12/2022
Cash
63,782
0.003%
Put Option
16/04/2021
Cash
63,467
0.003%
Put Option
21/06/2022
Cash
63,412
0.003%
Put Option
21/06/2022
Cash
63,412
0.003%
Put Option
21/03/2022
Cash
62,748
0.003%
Put Option
21/03/2022
Cash
62,748
0.003%
Put Option
18/12/2020
Cash
60,020
0.003%
Put Option
18/12/2020
Cash
58,240
0.003%
Put Option
18/12/2020
Cash
56,909
0.003%
Put Option
18/12/2020
Cash
56,909
0.003%
Put Option
18/12/2020
Cash
56,909
0.003%
CFD
30/09/2030
Cash
54,062
0.003%
CFD
15/07/2030
Cash
53,651
0.003%
Swap
06/04/2021
Cash
53,481
0.003%
CFD
15/10/2030
Cash
52,649
0.003%
CFD
02/05/2023
Cash
51,817
0.003%
CFD
20/10/2022
Cash
50,000
0.003%
Put Option
18/12/2020
Cash
49,504
0.003%
Call Option
18/12/2020
Cash
46,924
0.002%
CFD
02/08/2022
Cash
46,824
0.002%
Call Option
17/12/2021
Cash
45,554
0.002%
CFD
08/10/2030
Cash
45,012
0.002%
Swap
17/11/2020
Cash
44,333
0.002%
Put Option
16/12/2022
Cash
44,256
0.002%
Put Option
18/12/2020
Cash
43,742
0.002%
Put Option
15/12/2023
Cash
42,169
0.002%
Forward
18/12/2020
Cash
40,678
0.002%
Call Option
17/12/2021
Cash
38,894
0.002%
Swap
31/12/2030
Cash
38,678
0.002%
Put Option
18/12/2020
Cash
38,533
0.002%
CFD
18/08/2025
Cash
38,504
0.002%
CFD
09/08/2023
Cash
37,403
0.002%
Forward
18/12/2020
Cash
36,898
0.002%
Call Option
20/12/2024
Cash
36,444
0.002%
Put Option
20/12/2024
Cash
35,588
0.002%
CFD
16/09/2030
Cash
35,341
0.002%
Put Option
17/06/2022
Cash
35,328
0.002%
Put Option
18/12/2020
Cash
35,021
0.002%
Call Warrant
31/12/2030
Cash
33,923
0.002%
Swap
31/12/2030
Cash
33,923
0.002%
Call Option
18/06/2021
Cash
33,043
0.002%
Put Option
17/12/2021
Cash
32,332
0.002%
Put Option
19/12/2025
Cash
31,949
0.002%
Put Option
18/12/2020
Cash
31,781
0.002%
Put Option
18/12/2020
Cash
31,778
0.002%
Put Option
16/12/2022
Cash
31,760
0.002%
Put Option
16/09/2022
Cash
31,646
0.002%
Put Option
18/12/2020
Cash
31,439
0.002%
Forward
18/12/2020
Cash
31,374
0.002%
Call Option
15/12/2023
Cash
31,021
0.002%
Future
18/12/2020
Cash
29,944
0.002%
CFD
10/12/2024
Cash
29,750
0.002%
Forward
18/12/2020
Cash
29,716
0.002%
Forward
18/12/2020
Cash
28,408
0.001%
Call Option
18/12/2020
Cash
28,055
0.001%
Put Option
18/06/2021
Cash
28,002
0.001%
Put Option
17/12/2021
Cash
27,906
0.001%
Forward
18/12/2020
Cash
26,954
0.001%
Forward
18/12/2020
Cash
26,518
0.001%
Forward
18/12/2020
Cash
25,907
0.001%
Put Option
22/04/2021
Cash
25,277
0.001%
Put Warrant
31/12/2030
Cash
25,000
0.001%
Swap
31/12/2030
Cash
25,000
0.001%
Put Option
18/12/2020
Cash
24,456
0.001%
CFD
30/10/2030
Cash
24,373
0.001%
CFD
30/10/2030
Cash
24,118
0.001%
Put Option
17/06/2022
Cash
23,914
0.001%
CFD
09/01/2025
Cash
23,655
0.001%
Put Warrant
31/12/2030
Cash
21,914
0.001%
Swap
31/12/2030
Cash
21,914
0.001%
Put Option
18/12/2020
Cash
21,888
0.001%
CFD
14/10/2030
Cash
21,692
0.001%
Put Option
17/06/2022
Cash
21,359
0.001%
Put Option
17/06/2022
Cash
21,359
0.001%
Put Option
18/12/2020
Cash
21,254
0.001%
Put Option
17/06/2022
Cash
20,554
0.001%
Put Option
17/06/2022
Cash
20,554
0.001%
Put Option
18/12/2020
Cash
20,474
0.001%
Put Option
17/06/2022
Cash
20,260
0.001%
Put Option
17/06/2022
Cash
20,260
0.001%
Put Option
18/12/2020
Cash
20,099
0.001%
Put Option
17/06/2022
Cash
19,574
0.001%
Put Option
17/06/2022
Cash
19,574
0.001%
Put Option
17/06/2022
Cash
18,985
0.001%
Put Option
17/06/2022
Cash
18,985
0.001%
Forward
18/12/2020
Cash
18,493
0.001%
Put Option
17/06/2022
Cash
18,279
0.001%
Put Option
17/06/2022
Cash
18,279
0.001%
Put Option
09/03/2022
Cash
18,240
0.001%
Put Option
18/12/2020
Cash
17,888
0.001%
Put Option
31/05/2023
Cash
17,596
0.001%
Future
18/12/2020
Cash
17,535
0.001%
Put Option
20/11/2020
Cash
17,459
0.001%
Forward
18/12/2020
Cash
17,155
0.001%
Put Option
20/11/2020
Cash
16,295
0.001%
Put Option
16/09/2022
Cash
15,831
0.001%
Swap
20/12/2024
Cash
15,753
0.001%
Call Option
18/12/2020
Cash
15,492
0.001%
Put Option
21/09/2021
Cash
15,272
0.001%
Put Option
21/09/2021
Cash
15,272
0.001%
Call Option
15/12/2023
Cash
15,270
0.001%
Put Option
21/12/2021
Cash
15,198
0.001%
Put Option
21/12/2021
Cash
15,198
0.001%
Put Option
21/06/2021
Cash
15,198
0.001%
Put Option
21/06/2021
Cash
15,198
0.001%
Put Option
22/03/2021
Cash
15,180
0.001%
Put Option
22/03/2021
Cash
15,180
0.001%
Call Warrant
31/12/2030
Cash
15,084
0.001%
Put Option
18/12/2020
Cash
15,035
0.001%
Call Option
15/12/2023
Cash
15,009
0.001%
Put Option
26/01/2023
Cash
14,947
0.001%
Put Option
21/12/2020
Cash
14,877
0.001%
Put Option
21/12/2020
Cash
14,877
0.001%
Put Option
20/12/2024
Cash
14,837
0.001%
Put Option
16/09/2022
Cash
14,719
0.001%
Put Option
20/08/2021
Cash
14,686
0.001%
CFD
07/10/2030
Cash
14,573
0.001%
Call Option
17/09/2021
Cash
14,554
0.001%
Put Option
20/11/2020
Cash
14,542
0.001%
Forward
18/12/2020
Cash
14,451
0.001%
Put Option
06/06/2024
Cash
14,412
0.001%
Put Option
17/12/2021
Cash
14,144
0.001%
Call Option
17/12/2021
Cash
14,094
0.001%
Swap
31/12/2030
Cash
14,000
0.001%
Put Option
18/03/2022
Cash
13,393
0.001%
Put Option
17/06/2022
Cash
13,391
0.001%
Put Option
16/09/2022
Cash
13,378
0.001%
Put Option
16/12/2022
Cash
13,267
0.001%
CFD
07/10/2030
Cash
13,116
0.001%
Swap
31/12/2030
Cash
13,000
0.001%
Call Option
18/06/2021
Cash
12,913
0.001%
Forward
18/12/2020
Cash
12,590
0.001%
Put Option
18/12/2020
Cash
12,262
0.001%
Put Option
20/11/2020
Cash
12,027
0.001%
Forward
18/12/2020
Cash
11,921
0.001%
Put Option
30/11/2023
Cash
11,581
0.001%
CFD
29/10/2029
Cash
11,563
0.001%
CFD
14/10/2030
Cash
11,431
0.001%
Call Option
15/12/2028
Cash
11,425
0.001%
Forward
18/12/2020
Cash
11,398
0.001%
Put Option
06/06/2024
Cash
11,385
0.001%
Put Option
17/09/2021
Cash
11,233
0.001%
Call Option
17/12/2021
Cash
11,091
0.001%
Forward
18/12/2020
Cash
11,078
0.001%
Forward
18/12/2020
Cash
10,991
0.001%
Call Option
24/12/2020
Cash
10,763
0.001%
CFD
28/07/2025
Cash
10,708
0.001%
CFD
17/06/2030
Cash
10,490
0.001%
Call Warrant
31/12/2030
Cash
10,435
0.001%
CFD
03/05/2022
Cash
10,352
0.001%
Put Option
17/12/2021
Cash
9,828
0.001%
Forward
18/12/2020
Cash
9,799
0.001%
Call Option
17/12/2021
Cash
9,724
0.001%
Call Warrant
31/12/2030
Cash
9,500
0.0005%
Put Option
18/12/2020
Cash
9,496
0.0005%
Put Option
17/06/2022
Cash
9,430
0.0005%
Put Option
17/06/2022
Cash
9,430
0.0005%
Forward
18/12/2020
Cash
9,392
0.0005%
Put Option
21/05/2021
Cash
9,366
0.0005%
Call Option
25/05/2022
Cash
9,351
0.0005%
Call Option
18/06/2021
Cash
9,308
0.0005%
CFD
07/10/2030
Cash
9,220
0.0005%
Put Option
17/06/2022
Cash
9,083
0.0005%
Put Option
17/06/2022
Cash
9,083
0.0005%
Call Option
22/05/2028
Cash
9,081
0.0005%
Call Option
18/12/2020
Cash
8,993
0.0005%
Forward
18/12/2020
Cash
8,956
0.0005%
Put Option
17/06/2022
Cash
8,789
0.0005%
Put Option
17/06/2022
Cash
8,789
0.0005%
Forward
18/12/2020
Cash
8,752
0.0005%
Put Option
17/06/2022
Cash
8,495
0.0004%
Put Option
17/06/2022
Cash
8,495
0.0004%
Put Option
18/12/2020
Cash
8,391
0.0004%
Put Option
17/06/2022
Cash
8,379
0.0004%
Put Option
17/06/2022
Cash
8,379
0.0004%
Forward
18/12/2020
Cash
8,287
0.0004%
Forward
18/12/2020
Cash
8,287
0.0004%
Put Option
17/09/2021
Cash
8,271
0.0004%
Call Option
17/12/2021
Cash
8,267
0.0004%
Put Option
15/12/2028
Cash
8,267
0.0004%
Forward
18/12/2020
Cash
8,141
0.0004%
Forward
18/12/2020
Cash
7,996
0.0004%
Put Option
20/12/2024
Cash
7,974
0.0004%
Put Option
17/06/2022
Cash
7,937
0.0004%
Put Option
17/06/2022
Cash
7,937
0.0004%
Call Option
19/03/2021
Cash
7,862
0.0004%
Forward
18/12/2020
Cash
7,851
0.0004%
CFD
28/07/2025
Cash
7,660
0.0004%
Put Option
19/03/2021
Cash
7,542
0.0004%
Put Option
19/03/2027
Cash
7,505
0.0004%
Put Option
18/06/2027
Cash
7,445
0.0004%
Put Option
17/09/2027
Cash
7,385
0.0004%
Put Option
16/09/2022
Cash
7,359
0.0004%
Put Option
17/12/2027
Cash
7,320
0.0004%
Call Option
17/09/2021
Cash
7,277
0.0004%
Put Option
17/06/2022
Cash
7,276
0.0004%
Put Option
17/06/2022
Cash
7,276
0.0004%
Forward
18/12/2020
Cash
7,240
0.0004%
Call Option
17/11/2020
Cash
7,199
0.0004%
Put Option
18/06/2021
Cash
7,194
0.0004%
Forward
18/12/2020
Cash
7,124
0.0004%
Put Option
17/09/2021
Cash
7,027
0.0004%
Put Option
17/06/2022
Cash
6,923
0.0004%
Put Option
17/06/2022
Cash
6,923
0.0004%
Forward
18/12/2020
Cash
6,891
0.0004%
Put Option
17/12/2021
Cash
6,878
0.0004%
Put Option
20/08/2021
Cash
6,768
0.0004%
Forward
18/12/2020
Cash
6,659
0.0003%
Put Option
21/03/2025
Cash
6,613
0.0003%
Put Option
20/06/2025
Cash
6,584
0.0003%
Put Option
19/09/2025
Cash
6,553
0.0003%
CFD
03/05/2022
Cash
6,533
0.0003%
Put Option
19/12/2025
Cash
6,494
0.0003%
Forward
18/12/2020
Cash
6,426
0.0003%
Forward
18/12/2020
Cash
6,222
0.0003%
Forward
18/12/2020
Cash
6,222
0.0003%
Put Option
15/09/2023
Cash
6,066
0.0003%
Put Option
16/06/2023
Cash
6,065
0.0003%
Put Option
17/03/2023
Cash
6,060
0.0003%
Put Option
20/03/2026
Cash
6,038
0.0003%
Put Option
15/12/2023
Cash
6,027
0.0003%
Put Option
19/06/2026
Cash
5,991
0.0003%
Put Option
15/03/2024
Cash
5,981
0.0003%
Put Option
21/06/2024
Cash
5,958
0.0003%
Put Option
18/09/2026
Cash
5,945
0.0003%
Put Option
20/09/2024
Cash
5,941
0.0003%
Put Option
20/12/2024
Cash
5,893
0.0003%
Put Option
18/12/2026
Cash
5,891
0.0003%
Call Option
17/12/2021
Cash
5,820
0.0003%
Forward
18/12/2020
Cash
5,699
0.0003%
Call Option
21/02/2025
Cash
5,670
0.0003%
Forward
18/12/2020
Cash
5,525
0.0003%
CFD
07/10/2030
Cash
5,492
0.0003%
Put Option
15/10/2021
Cash
5,473
0.0003%
Forward
18/12/2020
Cash
5,408
0.0003%
Forward
18/12/2020
Cash
5,408
0.0003%
Put Option
16/12/2022
Cash
5,398
0.0003%
Put Option
16/09/2022
Cash
5,379
0.0003%
CFD
03/06/2030
Cash
5,360
0.0003%
Call Option
20/12/2030
Cash
5,317
0.0003%
Put Option
17/06/2022
Cash
5,304
0.0003%
Call Option
17/12/2021
Cash
5,297
0.0003%
Put Option
16/09/2022
Cash
5,277
0.0003%
Put Option
18/03/2022
Cash
5,205
0.0003%
Forward
18/12/2020
Cash
5,059
0.0003%
Swap
31/12/2030
Cash
5,000
0.0003%
Swap
31/12/2030
Cash
5,000
0.0003%
Forward
18/12/2020
Cash
4,943
0.0003%
Put Option
16/12/2022
Cash
4,938
0.0003%
Forward
18/12/2020
Cash
4,914
0.0003%
CFD
03/05/2022
Cash
4,854
0.0003%
Put Option
16/12/2022
Cash
4,802
0.0002%
CFD
29/10/2029
Cash
4,776
0.0002%
Call Option
18/06/2021
Cash
4,772
0.0002%
Call Option
18/06/2021
Cash
4,772
0.0002%
Call Option
18/06/2021
Cash
4,604
0.0002%
Call Option
18/06/2021
Cash
4,604
0.0002%
Put Option
18/12/2020
Cash
4,592
0.0002%
Call Option
08/01/2021
Cash
4,581
0.0002%
Forward
18/12/2020
Cash
4,536
0.0002%
Forward
18/12/2020
Cash
4,420
0.0002%
CFD
03/05/2022
Cash
4,398
0.0002%
Put Option
17/12/2021
Cash
4,334
0.0002%
Put Option
17/09/2021
Cash
4,298
0.0002%
Call Option
18/12/2020
Cash
4,291
0.0002%
Call Option
20/12/2024
Cash
4,253
0.0002%
Call Option
18/06/2021
Cash
4,241
0.0002%
Call Option
18/06/2021
Cash
4,241
0.0002%
Forward
18/12/2020
Cash
4,187
0.0002%
Put Option
18/06/2021
Cash
4,178
0.0002%
Call Option
18/06/2021
Cash
4,148
0.0002%
Call Option
18/06/2021
Cash
4,148
0.0002%
Call Option
18/06/2021
Cash
4,013
0.0002%
Call Option
18/06/2021
Cash
4,013
0.0002%
Put Option
19/03/2021
Cash
4,001
0.0002%
Call Warrant
31/12/2030
Cash
4,000
0.0002%
Swap
31/12/2030
Cash
4,000
0.0002%
Forward
18/12/2020
Cash
3,983
0.0002%
Forward
18/12/2020
Cash
3,925
0.0002%
CFD
20/03/2029
Cash
3,921
0.0002%
Put Option
27/09/2021
Cash
3,873
0.0002%
Forward
18/12/2020
Cash
3,809
0.0002%
Call Option
17/09/2021
Cash
3,806
0.0002%
Call Option
18/06/2021
Cash
3,752
0.0002%
Call Option
18/06/2021
Cash
3,752
0.0002%
CFD
03/05/2022
Cash
3,745
0.0002%
Put Option
20/09/2024
Cash
3,635
0.0002%
Put Option
21/06/2024
Cash
3,624
0.0002%
Put Option
20/12/2024
Cash
3,622
0.0002%
Put Option
15/03/2024
Cash
3,612
0.0002%
CFD
29/10/2029
Cash
3,565
0.0002%
Forward
18/12/2020
Cash
3,547
0.0002%
Call Option
20/12/2024
Cash
3,525
0.0002%
Forward
18/12/2020
Cash
3,373
0.0002%
Call Warrant
31/12/2030
Cash
3,330
0.0002%
Forward
18/12/2020
Cash
3,315
0.0002%
Forward
18/12/2020
Cash
3,227
0.0002%
Put Option
17/06/2022
Cash
3,217
0.0002%
Put Option
17/06/2022
Cash
3,217
0.0002%
Forward
18/12/2020
Cash
3,169
0.0002%
Put Option
19/03/2027
Cash
3,106
0.0002%
Put Option
21/03/2025
Cash
3,089
0.0002%
Put Option
18/06/2027
Cash
3,087
0.0002%
Put Option
17/09/2027
Cash
3,068
0.0002%
Put Option
20/06/2025
Cash
3,065
0.0002%
Put Option
17/12/2027
Cash
3,044
0.0002%
Put Option
19/09/2025
Cash
3,041
0.0002%
Forward
18/12/2020
Cash
3,024
0.0002%
Put Option
19/12/2025
Cash
3,009
0.0002%
Put Option
17/06/2022
Cash
3,007
0.0002%
Put Option
17/06/2022
Cash
3,007
0.0002%
Swap
31/12/2030
Cash
3,000
0.0002%
Swap
31/12/2030
Cash
3,000
0.0002%
Put Option
20/03/2026
Cash
2,994
0.0002%
Put Option
19/06/2026
Cash
2,978
0.0002%
Forward
18/12/2020
Cash
2,966
0.0002%
Put Option
18/09/2026
Cash
2,961
0.0002%
Put Option
18/12/2026
Cash
2,938
0.0002%
Call Option
10/09/2026
Cash
2,912
0.0002%
Forward
18/12/2020
Cash
2,908
0.0002%
Call Option
11/11/2020
Cash
2,872
0.0001%
Forward
18/12/2020
Cash
2,850
0.0001%
Put Option
18/12/2020
Cash
2,834
0.0001%
Put Option
15/03/2024
Cash
2,784
0.0001%
Call Option
22/05/2026
Cash
2,769
0.0001%
Forward
18/12/2020
Cash
2,762
0.0001%
Forward
18/12/2020
Cash
2,762
0.0001%
Forward
18/12/2020
Cash
2,762
0.0001%
Put Option
21/06/2024
Cash
2,761
0.0001%
Put Option
20/12/2030
Cash
2,756
0.0001%
Put Option
20/09/2024
Cash
2,741
0.0001%
Put Option
20/12/2024
Cash
2,713
0.0001%
Forward
18/12/2020
Cash
2,675
0.0001%
CFD
07/10/2030
Cash
2,623
0.0001%
CFD
04/03/2030
Cash
2,590
0.0001%
Call Warrant
31/12/2030
Cash
2,556
0.0001%
Put Option
16/09/2022
Cash
2,453
0.0001%
Call Option
07/07/2023
Cash
2,427
0.0001%
Call Option
17/09/2021
Cash
2,426
0.0001%
Call Option
01/04/2026
Cash
2,410
0.0001%
Call Option
20/07/2026
Cash
2,351
0.0001%
Forward
18/12/2020
Cash
2,326
0.0001%
Put Option
17/06/2022
Cash
2,314
0.0001%
Put Option
17/06/2022
Cash
2,314
0.0001%
Future
19/12/2025
Cash
2,297
0.0001%
Put Option
17/06/2022
Cash
2,197
0.0001%
Put Option
17/06/2022
Cash
2,197
0.0001%
Put Option
15/12/2023
Cash
2,135
0.0001%
Put Option
15/09/2023
Cash
2,135
0.0001%
Put Option
16/06/2023
Cash
2,115
0.0001%
Forward
18/12/2020
Cash
2,094
0.0001%
Put Option
17/03/2023
Cash
2,093
0.0001%
Call Option
22/02/2027
Cash
2,073
0.0001%
Future
19/12/2024
Cash
2,012
0.0001%
Call Option
17/12/2021
Cash
2,009
0.0001%
Call Warrant
31/12/2030
Cash
2,000
0.0001%
Put Warrant
31/12/2030
Cash
2,000
0.0001%
Put Warrant
31/12/2030
Cash
2,000
0.0001%
Swap
31/12/2030
Cash
2,000
0.0001%
Swap
31/12/2030
Cash
2,000
0.0001%
Swap
31/12/2030
Cash
2,000
0.0001%
Swap
31/12/2030
Cash
2,000
0.0001%
Forward
18/12/2020
Cash
1,977
0.0001%
Call Option
17/09/2021
Cash
1,905
0.0001%
Forward
18/12/2020
Cash
1,890
0.0001%
Put Option
18/12/2020
Cash
1,866
0.0001%
Call Option
26/10/2026
Cash
1,847
0.0001%
Call Option
18/12/2020
Cash
1,841
0.0001%
Future
15/12/2022
Cash
1,784
0.0001%
Forward
18/12/2020
Cash
1,774
0.0001%
Call Option
19/03/2021
Cash
1,747
0.0001%
Future
14/12/2023
Cash
1,746
0.0001%
Forward
18/12/2020
Cash
1,716
0.0001%
Future
16/12/2021
Cash
1,682
0.0001%
Forward
18/12/2020
Cash
1,657
0.0001%
Forward
18/12/2020
Cash
1,657
0.0001%
Call Option
18/06/2021
Cash
1,627
0.0001%
Call Option
18/06/2021
Cash
1,627
0.0001%
Call Option
07/07/2023
Cash
1,616
0.0001%
Call Warrant
31/12/2030
Cash
1,580
0.0001%
Call Option
16/12/2022
Cash
1,525
0.0001%
Call Option
12/05/2025
Cash
1,515
0.0001%
Forward
18/12/2020
Cash
1,512
0.0001%
Call Warrant
31/12/2030
Cash
1,490
0.0001%
Call Option
16/12/2022
Cash
1,453
0.0001%
Call Option
18/06/2021
Cash
1,416
0.0001%
Call Option
18/06/2021
Cash
1,416
0.0001%
Forward
18/12/2020
Cash
1,338
0.0001%
Future
15/12/2022
Cash
1,263
0.0001%
Call Option
17/12/2021
Cash
1,233
0.0001%
Call Option
28/03/2025
Cash
1,230
0.0001%
Forward
18/12/2020
Cash
1,221
0.0001%
Put Option
15/10/2021
Cash
1,191
0.0001%
Call Warrant
31/12/2030
Cash
1,167
0.0001%
Call Option
08/04/2024
Cash
1,072
0.0001%
Put Option
16/12/2022
Cash
1,021
0.0001%
Put Option
17/06/2022
Cash
1,020
0.0001%
Put Option
17/06/2022
Cash
1,020
0.0001%
Call Option
30/06/2028
Cash
1,019
0.0001%
Put Option
17/06/2022
Cash
957
0.00005%
Put Option
17/06/2022
Cash
957
0.00005%
Call Option
28/03/2025
Cash
861
0.00004%
Put Option
18/12/2020
Cash
857
0.00004%
CFD
29/01/2030
Cash
672
0.00003%
Call Option
17/09/2021
Cash
636
0.00003%
Call Option
22/02/2027
Cash
623
0.00003%
Call Option
18/12/2020
Cash
618
0.00003%
Put Option
18/12/2020
Cash
565
0.00003%
Put Option
17/12/2021
Cash
559
0.00003%
Call Option
08/04/2025
Cash
531
0.00003%
Call Option
18/06/2021
Cash
514
0.00003%
Call Option
18/06/2021
Cash
514
0.00003%
Call Option
18/06/2021
Cash
455
0.00002%
Call Option
18/06/2021
Cash
455
0.00002%
Call Option
20/07/2026
Cash
434
0.00002%
Call Option
12/07/2024
Cash
406
0.00002%
Call Option
18/12/2020
Cash
385
0.00002%
Call Option
18/06/2021
Cash
360
0.00002%
Call Option
18/06/2021
Cash
360
0.00002%
Call Option
18/06/2021
Cash
347
0.00002%
Call Option
18/06/2021
Cash
347
0.00002%
Call Option
18/06/2021
Cash
322
0.00002%
Call Option
18/06/2021
Cash
322
0.00002%
CFD
29/01/2030
Cash
321
0.00002%
Call Option
18/06/2021
Cash
320
0.00002%
Call Option
18/06/2021
Cash
320
0.00002%
Call Option
18/06/2021
Cash
311
0.00002%
Call Option
18/06/2021
Cash
311
0.00002%
Call Option
18/06/2021
Cash
291
0.00002%
Call Option
18/06/2021
Cash
291
0.00002%
CFD
29/01/2030
Cash
263
0.00001%
Call Option
31/03/2021
Cash
191
0.00001%
Call Option
11/03/2027
Cash
188
0.00001%
Call Option
28/03/2025
Cash
172
0.00001%
Put Option
21/12/2022
Cash
171
0.00001%
Put Option
21/12/2022
Cash
171
0.00001%
Put Option
21/09/2022
Cash
161
0.00001%
Put Option
21/09/2022
Cash
161
0.00001%
Call Option
18/12/2020
Cash
154
0.00001%
Put Option
21/06/2022
Cash
150
0.00001%
Put Option
21/06/2022
Cash
150
0.00001%
Put Option
21/03/2022
Cash
137
0.00001%
Put Option
21/03/2022
Cash
137
0.00001%
Put Option
21/12/2021
Cash
126
0.00001%
Call Option
18/06/2021
Cash
123
0.00001%
Call Option
18/06/2021
Cash
123
0.00001%
Put Option
21/12/2021
Cash
120
0.00001%
Call Option
31/03/2021
Cash
118
0.00001%
CFD
29/01/2030
Cash
117
0.00001%
Put Option
21/09/2021
Cash
115
0.00001%
Call Option
18/06/2021
Cash
111
0.00001%
Call Option
18/06/2021
Cash
111
0.00001%
Put Option
21/09/2021
Cash
110
0.00001%
Call Option
18/12/2020
Cash
109
0.00001%
Put Option
21/06/2021
Cash
97
0.00001%
Put Option
21/06/2021
Cash
93
0.000005%
Put Option
16/04/2021
Cash
80
0.000004%
Put Option
22/03/2021
Cash
70
0.000004%
Put Option
22/03/2021
Cash
67
0.000003%
CFD
29/01/2030
Cash
58
0.000003%
CFD
29/01/2030
Cash
58
0.000003%
Call Option
18/12/2020
Cash
58
0.000003%
Call Option
31/03/2021
Cash
49
0.000003%
Call Option
28/03/2025
Cash
41
0.000002%
Call Option
18/06/2021
Cash
39
0.000002%
Call Option
18/06/2021
Cash
39
0.000002%
Call Option
31/03/2021
Cash
36
0.000002%
Call Option
18/06/2021
Cash
35
0.000002%
Call Option
18/06/2021
Cash
35
0.000002%
CFD
29/01/2030
Cash
29
0.000002%
Call Option
18/12/2020
Cash
24
0.000001%
Call Option
18/12/2020
Cash
16
0.000001%
Put Option
21/12/2020
Cash
16
0.000001%
Put Option
21/12/2020
Cash
15
0.000001%
Call Option
18/12/2020
Cash
10
0.0000005%
Call Option
18/12/2020
Cash
6
0.0000003%
Call Option
18/12/2020
Cash
6
0.0000003%
Call Option
18/12/2020
Cash
5
0.0000002%
CFD
19/07/2027
Cash
1
0.0000001%
Call Option
18/12/2020
Cash
1
0.00000003%
Call Option
18/12/2020
Cash
0.1
0.00000001%
Total Number of voting rights and percentage of voting rights
77,680,764
4.02%
Additional information: Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error.
Name of authorised officer of issuer responsible for making notification: Nicola Carroll FCG
Date of notification: 9 November 2020
LEI: 213800EC7997ZBLZJH69
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