REG - Rolls-Royce Holdings Goldman Sachs Group. - Holding(s) in Company
Rolls-Royce Holdings plc
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
Rolls-Royce Holdings plc
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments
X
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name
The Goldman Sachs Group, Inc.
City and country of registered office (if applicable)
Corporation Trust Center, 1209 Orange Street,
Wilmington DE 19801, USA
4. Full name of shareholder(s) (if different from 3.)v
Name
Goldman Sachs International
City and country of registered office (if applicable)
Plumtree Court, 25 Shoe Lane, London EC4A 4AU, UK
5. Date on which the threshold was crossed or reachedvi:
06/11/2020
6. Date on which issuer notified (DD/MM/YYYY):
10/11/2020
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A)
% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)Total of both in % (8.A + 8.B)
Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached
1.76%
8.30%
10.07%
1,930,995,313
Position of previous notification (if
applicable)
0.82%
9.99%
10.80%
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of
sharesISIN code (if possible)
Number of voting rightsix
% of voting rights
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB00B63H8491
33,952,969
1.76%
US7757812067
90,985
0.005%
SUBTOTAL 8. A
34,043,954
1.76%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument
Expiration
datexExercise/
Conversion PeriodxiNumber of voting rights that may be acquired if the instrument is
exercised/converted.
% of voting rights
Securities Lending
Open
71,106,508
3.68%
Future
18/12/2020
7,550,028
0.39%
Future
16/04/2021
5,680,191
0.29%
Future
19/03/2021
14,610
0.001%
SUBTOTAL 8. B 1
84,351,338
4.37%
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument
Expiration
datexExercise/
Conversion Period xiPhysical or cash
settlementxii
Number of voting rights
% of voting rights
Refer to the annexure
SUBTOTAL 8.B.2
75,964,155
3.93%
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)X
Namexv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
The Goldman Sachs Group, Inc.
Goldman Sachs (UK) L.L.C.
Goldman Sachs Group UK Limited
Goldman Sachs
International
8.08%
9.71%
The Goldman Sachs Group, Inc.
Goldman Sachs & Co. LLC
The Goldman Sachs Group, Inc.
Goldman, Sachs & Co. Wertpapier GmbH
The Goldman Sachs Group, Inc.
GSAM Holdings LLC
Goldman Sachs Asset Management, L.P.
The Goldman Sachs Group, Inc.
IMD Holdings LLC
United Capital Financial Partners, Inc.
United Capital Financial Advisers, LLC
The Goldman Sachs Group, Inc.
Folio Financial, Inc.
Folio Investments Inc.
The Goldman Sachs Group, Inc.
Goldman Sachs (UK) L.L.C.
Goldman Sachs Group UK Limited
Goldman Sachs
International Bank
The Goldman Sachs Group, Inc.
Goldman Sachs Financial Markets, L.P.
10. In case of proxy voting, please identify:
Name of the proxy holder
N/A
The number and % of voting rights held
N/A
The date until which the voting rights will be held
N/A
11. Additional informationxvi
Please note, the total amount of voting rights has been rounded to 2 decimal places therefore there is a possibility of a rounding error.
General email contact:
gs-regops-emea-position-enquiries@gs.com
Place of completion
London
Date of completion
10/11/2020
Annexure
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument
Expiration datex
Exercise/Conversion periodxi
Physical or cash settlementxii
Number of voting rights
% of voting rights
CFD
01/05/2025
Cash
9,609,899
0.50%
CFD
31/10/2022
Cash
4,999,950
0.26%
CFD
01/10/2030
Cash
3,153,814
0.16%
CFD
29/11/2021
Cash
3,051,629
0.16%
CFD
15/10/2030
Cash
2,815,345
0.15%
Call Option
17/06/2022
Cash
1,898,882
0.10%
Put Option
17/06/2022
Cash
1,857,568
0.10%
CFD
10/12/2029
Cash
1,731,268
0.09%
CFD
30/10/2030
Cash
1,556,146
0.08%
CFD
11/09/2030
Cash
1,496,682
0.08%
CFD
10/12/2029
Cash
1,383,769
0.07%
CFD
23/02/2023
Cash
1,382,517
0.07%
CFD
01/10/2030
Cash
1,210,011
0.06%
Swap
12/07/2021
Cash
1,028,236
0.05%
CFD
11/09/2023
Cash
901,435
0.05%
CFD
15/07/2025
Cash
891,859
0.05%
CFD
30/10/2023
Cash
878,538
0.05%
CFD
08/10/2030
Cash
871,749
0.05%
CFD
17/06/2030
Cash
778,798
0.04%
CFD
03/05/2022
Cash
765,471
0.04%
CFD
17/06/2030
Cash
719,833
0.04%
CFD
07/10/2030
Cash
638,707
0.03%
CFD
03/04/2030
Cash
635,071
0.03%
CFD
02/04/2024
Cash
626,053
0.03%
CFD
01/10/2030
Cash
606,269
0.03%
CFD
04/11/2030
Cash
557,217
0.03%
CFD
30/10/2030
Cash
553,244
0.03%
CFD
09/10/2030
Cash
500,269
0.03%
Swap
15/12/2023
Cash
495,837
0.03%
Swap
15/12/2023
Cash
495,323
0.03%
Call Option
28/07/2021
Cash
490,577
0.03%
Call Option
28/07/2021
Cash
482,352
0.02%
CFD
01/10/2030
Cash
441,959
0.02%
CFD
27/03/2025
Cash
441,568
0.02%
CFD
19/08/2030
Cash
434,261
0.02%
CFD
26/08/2025
Cash
430,993
0.02%
Call Option
04/10/2021
Cash
410,458
0.02%
Call Option
26/11/2021
Cash
403,969
0.02%
Swap
15/12/2023
Cash
401,774
0.02%
Call Option
01/10/2021
Cash
397,984
0.02%
Call Option
30/09/2021
Cash
395,487
0.02%
Forward
18/12/2020
Cash
393,218
0.02%
CFD
14/10/2030
Cash
372,248
0.02%
Swap
16/09/2025
Cash
364,582
0.02%
Call Option
13/06/2022
Cash
347,816
0.02%
Put Option
28/07/2021
Cash
347,041
0.02%
Swap
22/12/2020
Cash
345,807
0.02%
Put Option
28/07/2021
Cash
341,739
0.02%
Swap
22/07/2021
Cash
338,067
0.02%
Call Option
18/10/2021
Cash
337,102
0.02%
CFD
03/05/2022
Cash
315,923
0.02%
CFD
28/10/2030
Cash
313,139
0.02%
Put Option
26/11/2021
Cash
309,316
0.02%
Put Option
17/12/2021
Cash
304,842
0.02%
CFD
17/06/2030
Cash
302,146
0.02%
Swap
04/01/2023
Cash
293,159
0.02%
Swap
01/11/2022
Cash
292,902
0.02%
Call Option
24/11/2020
Cash
291,155
0.02%
Swap
20/12/2024
Cash
287,747
0.01%
CFD
29/11/2021
Cash
264,451
0.01%
Put Option
13/07/2021
Cash
255,098
0.01%
CFD
08/10/2030
Cash
251,466
0.01%
Put Option
18/12/2020
Cash
249,562
0.01%
Put Option
13/06/2022
Cash
247,279
0.01%
Put Option
18/12/2020
Cash
242,675
0.01%
Swap
15/12/2023
Cash
241,070
0.01%
Put Option
16/12/2022
Cash
238,757
0.01%
CFD
08/10/2030
Cash
231,464
0.01%
CFD
28/10/2030
Cash
205,992
0.01%
Future
18/12/2020
Cash
204,580
0.01%
Put Option
18/12/2020
Cash
200,738
0.01%
CFD
25/09/2023
Cash
199,998
0.01%
Call Option
16/04/2021
Cash
199,954
0.01%
Put Option
17/12/2021
Cash
197,169
0.01%
Call Option
17/12/2021
Cash
185,033
0.01%
Put Option
23/01/2026
Cash
181,709
0.01%
CFD
19/08/2030
Cash
176,628
0.01%
CFD
29/11/2021
Cash
172,336
0.01%
Put Option
18/10/2021
Cash
166,530
0.01%
Call Option
18/12/2020
Cash
157,870
0.01%
Put Option
18/12/2020
Cash
157,648
0.01%
CFD
08/10/2030
Cash
155,083
0.01%
Swap
16/09/2025
Cash
154,402
0.01%
CFD
28/10/2030
Cash
149,479
0.01%
Swap
31/12/2030
Cash
148,880
0.01%
Call Warrant
31/12/2030
Cash
148,694
0.01%
CFD
28/10/2030
Cash
147,420
0.01%
Swap
21/12/2022
Cash
146,469
0.01%
Forward
18/12/2020
Cash
146,145
0.01%
Call Option
08/06/2021
Cash
141,664
0.01%
CFD
14/10/2030
Cash
139,038
0.01%
Put Option
08/06/2021
Cash
136,691
0.01%
Put Option
30/09/2021
Cash
136,463
0.01%
Put Option
01/10/2021
Cash
135,464
0.01%
Put Option
02/02/2021
Cash
135,089
0.01%
CFD
30/10/2030
Cash
134,797
0.01%
CFD
07/10/2030
Cash
133,455
0.01%
CFD
21/08/2030
Cash
132,937
0.01%
Put Option
18/12/2020
Cash
132,528
0.01%
CFD
08/04/2024
Cash
132,472
0.01%
CFD
19/08/2030
Cash
130,894
0.01%
Put Option
02/12/2024
Cash
130,501
0.01%
Put Option
17/12/2021
Cash
130,305
0.01%
Put Option
04/10/2021
Cash
129,372
0.01%
Put Option
20/11/2020
Cash
129,214
0.01%
CFD
15/07/2030
Cash
128,725
0.01%
CFD
28/10/2030
Cash
128,210
0.01%
Put Option
18/12/2020
Cash
128,044
0.01%
Put Option
18/12/2020
Cash
126,419
0.01%
Put Option
18/06/2021
Cash
125,484
0.01%
CFD
03/05/2022
Cash
122,496
0.01%
Put Option
18/06/2021
Cash
119,351
0.01%
Put Option
18/12/2020
Cash
117,107
0.01%
Swap
31/12/2030
Cash
116,957
0.01%
Call Warrant
31/12/2030
Cash
116,642
0.01%
Call Option
18/12/2020
Cash
116,563
0.01%
Swap
16/09/2025
Cash
116,097
0.01%
Call Option
17/12/2021
Cash
112,733
0.01%
Put Option
16/12/2022
Cash
104,176
0.01%
CFD
07/10/2030
Cash
102,176
0.01%
CFD
28/10/2030
Cash
100,109
0.01%
CFD
06/11/2030
Cash
98,745
0.01%
Put Option
09/11/2020
Cash
97,686
0.01%
Swap
31/12/2030
Cash
96,902
0.01%
Call Warrant
31/12/2030
Cash
96,805
0.01%
Put Option
17/12/2021
Cash
96,180
0.005%
CFD
14/05/2024
Cash
92,779
0.005%
Call Option
18/12/2020
Cash
91,973
0.005%
CFD
08/07/2030
Cash
90,754
0.005%
Swap
20/01/2021
Cash
89,038
0.005%
Call Option
18/12/2020
Cash
88,035
0.005%
Put Option
18/12/2020
Cash
87,681
0.005%
Put Option
03/02/2027
Cash
87,546
0.005%
Put Option
16/12/2022
Cash
81,401
0.004%
Put Option
16/12/2022
Cash
81,401
0.004%
Call Option
18/12/2020
Cash
72,238
0.004%
CFD
30/10/2030
Cash
71,532
0.004%
Call Option
18/12/2020
Cash
70,296
0.004%
Call Option
18/12/2020
Cash
70,236
0.004%
Put Option
18/06/2021
Cash
68,907
0.004%
Future
18/12/2020
Cash
67,224
0.003%
Call Option
18/12/2020
Cash
67,142
0.003%
Swap
31/12/2030
Cash
66,000
0.003%
Call Warrant
31/12/2030
Cash
65,500
0.003%
Swap
31/12/2030
Cash
65,235
0.003%
CFD
07/10/2030
Cash
63,849
0.003%
Put Option
16/12/2022
Cash
63,557
0.003%
Put Option
21/09/2022
Cash
62,892
0.003%
Put Option
21/09/2022
Cash
62,892
0.003%
Put Option
21/12/2022
Cash
62,827
0.003%
Put Option
21/12/2022
Cash
62,827
0.003%
Put Option
21/06/2022
Cash
62,321
0.003%
Put Option
21/06/2022
Cash
62,321
0.003%
Put Option
21/03/2022
Cash
61,573
0.003%
Put Option
21/03/2022
Cash
61,573
0.003%
Put Option
18/12/2020
Cash
60,358
0.003%
Put Option
16/04/2021
Cash
60,019
0.003%
Put Option
18/12/2020
Cash
58,327
0.003%
Call Warrant
31/12/2030
Cash
57,080
0.003%
Put Option
18/12/2020
Cash
56,961
0.003%
Put Option
18/12/2020
Cash
56,961
0.003%
Put Option
18/12/2020
Cash
56,961
0.003%
CFD
30/09/2030
Cash
54,090
0.003%
CFD
15/07/2030
Cash
53,658
0.003%
Swap
06/04/2021
Cash
53,477
0.003%
CFD
15/10/2030
Cash
52,656
0.003%
CFD
02/05/2023
Cash
51,816
0.003%
Swap
17/11/2020
Cash
50,869
0.003%
Call Option
17/12/2021
Cash
50,816
0.003%
CFD
20/10/2022
Cash
50,000
0.003%
Put Option
18/12/2020
Cash
49,578
0.003%
Call Option
18/12/2020
Cash
48,846
0.003%
Call Option
18/12/2020
Cash
46,591
0.002%
CFD
08/10/2030
Cash
45,024
0.002%
Put Option
16/12/2022
Cash
43,888
0.002%
Put Option
18/12/2020
Cash
43,791
0.002%
Call Option
17/12/2021
Cash
42,468
0.002%
Put Option
15/12/2023
Cash
41,801
0.002%
Put Option
18/12/2020
Cash
41,102
0.002%
Forward
18/12/2020
Cash
40,891
0.002%
CFD
18/08/2025
Cash
38,504
0.002%
Forward
18/12/2020
Cash
37,092
0.002%
Call Option
20/12/2024
Cash
36,636
0.002%
Put Option
18/12/2020
Cash
36,545
0.002%
CFD
16/09/2030
Cash
35,341
0.002%
Put Option
20/12/2024
Cash
35,277
0.002%
Put Option
18/12/2020
Cash
35,053
0.002%
Put Option
17/06/2022
Cash
34,726
0.002%
Call Option
18/06/2021
Cash
33,727
0.002%
CFD
28/07/2025
Cash
32,189
0.002%
Call Option
15/12/2023
Cash
31,944
0.002%
Put Option
17/12/2021
Cash
31,778
0.002%
Put Option
18/12/2020
Cash
31,616
0.002%
Forward
18/12/2020
Cash
31,538
0.002%
Put Option
16/12/2022
Cash
31,336
0.002%
Put Option
16/09/2022
Cash
31,146
0.002%
Put Option
19/12/2025
Cash
30,678
0.002%
Future
18/12/2020
Cash
30,102
0.002%
Forward
18/12/2020
Cash
29,872
0.002%
CFD
10/12/2024
Cash
29,750
0.002%
Put Option
18/12/2020
Cash
29,617
0.002%
Call Option
18/12/2020
Cash
29,552
0.002%
Forward
18/12/2020
Cash
28,557
0.001%
Put Option
18/12/2020
Cash
27,844
0.001%
Put Option
17/12/2021
Cash
27,407
0.001%
Put Option
18/06/2021
Cash
27,166
0.001%
Forward
18/12/2020
Cash
27,095
0.001%
Forward
18/12/2020
Cash
26,657
0.001%
Put Warrant
31/12/2030
Cash
26,556
0.001%
Swap
31/12/2030
Cash
26,556
0.001%
Forward
18/12/2020
Cash
26,043
0.001%
Swap
31/12/2030
Cash
25,294
0.001%
Put Warrant
31/12/2030
Cash
25,000
0.001%
Swap
31/12/2030
Cash
25,000
0.001%
Put Option
22/04/2021
Cash
24,579
0.001%
Put Option
17/06/2022
Cash
23,498
0.001%
Put Option
18/12/2020
Cash
23,047
0.001%
Call Warrant
31/12/2030
Cash
22,765
0.001%
Put Option
18/12/2020
Cash
21,908
0.001%
CFD
14/10/2030
Cash
21,698
0.001%
Put Option
17/06/2022
Cash
21,023
0.001%
Put Option
17/06/2022
Cash
21,023
0.001%
Put Option
18/12/2020
Cash
20,833
0.001%
Put Option
17/06/2022
Cash
20,232
0.001%
Put Option
17/06/2022
Cash
20,232
0.001%
Put Option
17/06/2022
Cash
19,942
0.001%
Put Option
17/06/2022
Cash
19,942
0.001%
Put Option
17/06/2022
Cash
19,266
0.001%
Put Option
17/06/2022
Cash
19,266
0.001%
Put Option
17/06/2022
Cash
18,687
0.001%
Put Option
17/06/2022
Cash
18,687
0.001%
Forward
18/12/2020
Cash
18,590
0.001%
Forward
18/12/2020
Cash
18,093
0.001%
Put Option
09/03/2022
Cash
18,021
0.001%
Put Option
17/06/2022
Cash
17,992
0.001%
Put Option
17/06/2022
Cash
17,992
0.001%
Put Option
20/11/2020
Cash
17,755
0.001%
Future
18/12/2020
Cash
17,537
0.001%
Put Option
31/05/2023
Cash
17,467
0.001%
Forward
18/12/2020
Cash
17,245
0.001%
Put Option
18/12/2020
Cash
16,857
0.001%
Put Option
20/11/2020
Cash
16,572
0.001%
Put Option
18/12/2020
Cash
16,568
0.001%
Call Option
18/12/2020
Cash
16,319
0.001%
Put Option
18/12/2020
Cash
16,265
0.001%
Call Option
15/12/2023
Cash
16,081
0.001%
Swap
20/12/2024
Cash
15,741
0.001%
Put Option
16/09/2022
Cash
15,581
0.001%
Call Option
17/12/2021
Cash
15,546
0.001%
Call Option
15/12/2023
Cash
15,543
0.001%
Put Option
21/09/2021
Cash
14,968
0.001%
Put Option
21/09/2021
Cash
14,968
0.001%
Call Option
17/09/2021
Cash
14,904
0.001%
Put Option
21/12/2021
Cash
14,893
0.001%
Put Option
21/12/2021
Cash
14,893
0.001%
Put Option
21/06/2021
Cash
14,858
0.001%
Put Option
21/06/2021
Cash
14,858
0.001%
Put Option
22/03/2021
Cash
14,759
0.001%
Put Option
22/03/2021
Cash
14,759
0.001%
Put Option
26/01/2023
Cash
14,740
0.001%
Put Option
18/12/2020
Cash
14,737
0.001%
Put Option
20/12/2024
Cash
14,733
0.001%
CFD
07/10/2030
Cash
14,575
0.001%
Forward
18/12/2020
Cash
14,527
0.001%
Put Option
16/09/2022
Cash
14,485
0.001%
Put Option
20/08/2021
Cash
14,419
0.001%
Put Option
06/06/2024
Cash
14,281
0.001%
Put Option
21/12/2020
Cash
14,265
0.001%
Put Option
21/12/2020
Cash
14,265
0.001%
Swap
31/12/2030
Cash
14,000
0.001%
CFD
09/01/2025
Cash
13,930
0.001%
Put Option
17/12/2021
Cash
13,850
0.001%
Call Option
18/06/2021
Cash
13,344
0.001%
Put Option
16/09/2022
Cash
13,184
0.001%
Put Option
17/06/2022
Cash
13,177
0.001%
Put Option
18/03/2022
Cash
13,160
0.001%
CFD
07/10/2030
Cash
13,123
0.001%
Put Option
16/12/2022
Cash
13,082
0.001%
Swap
31/12/2030
Cash
13,000
0.001%
CFD
30/10/2030
Cash
12,908
0.001%
CFD
30/10/2030
Cash
12,772
0.001%
Forward
18/12/2020
Cash
12,656
0.001%
Put Option
20/11/2020
Cash
12,496
0.001%
Call Option
17/12/2021
Cash
12,055
0.001%
Forward
18/12/2020
Cash
11,984
0.001%
Call Option
15/12/2028
Cash
11,599
0.001%
CFD
29/10/2029
Cash
11,569
0.001%
Forward
18/12/2020
Cash
11,458
0.001%
Put Option
18/12/2020
Cash
11,450
0.001%
Put Option
30/11/2023
Cash
11,438
0.001%
CFD
14/10/2030
Cash
11,434
0.001%
Call Option
24/12/2020
Cash
11,345
0.001%
Put Option
06/06/2024
Cash
11,264
0.001%
Forward
18/12/2020
Cash
11,136
0.001%
Forward
18/12/2020
Cash
11,049
0.001%
Call Warrant
31/12/2030
Cash
11,000
0.001%
Put Option
17/09/2021
Cash
10,884
0.001%
CFD
28/07/2025
Cash
10,708
0.001%
Call Option
17/12/2021
Cash
10,617
0.001%
CFD
17/06/2030
Cash
10,492
0.001%
CFD
03/05/2022
Cash
10,352
0.001%
Put Option
20/11/2020
Cash
10,335
0.001%
Forward
18/12/2020
Cash
9,850
0.001%
Call Option
18/06/2021
Cash
9,762
0.001%
Put Option
17/12/2021
Cash
9,662
0.001%
Call Warrant
31/12/2030
Cash
9,500
0.0005%
Call Option
22/05/2028
Cash
9,452
0.0005%
Forward
18/12/2020
Cash
9,441
0.0005%
Put Option
17/06/2022
Cash
9,263
0.0005%
Put Option
17/06/2022
Cash
9,263
0.0005%
CFD
07/10/2030
Cash
9,221
0.0005%
Call Option
17/12/2021
Cash
9,079
0.0005%
Forward
18/12/2020
Cash
9,003
0.0005%
Put Option
21/05/2021
Cash
8,925
0.0005%
Put Option
17/06/2022
Cash
8,922
0.0005%
Put Option
17/06/2022
Cash
8,922
0.0005%
Call Option
18/12/2020
Cash
8,840
0.0005%
Forward
18/12/2020
Cash
8,798
0.0005%
Put Option
17/06/2022
Cash
8,633
0.0004%
Put Option
17/06/2022
Cash
8,633
0.0004%
Put Option
18/12/2020
Cash
8,427
0.0004%
Put Option
17/06/2022
Cash
8,344
0.0004%
Put Option
17/06/2022
Cash
8,344
0.0004%
Forward
18/12/2020
Cash
8,330
0.0004%
Forward
18/12/2020
Cash
8,330
0.0004%
Put Option
17/06/2022
Cash
8,230
0.0004%
Put Option
17/06/2022
Cash
8,230
0.0004%
Forward
18/12/2020
Cash
8,184
0.0004%
Put Option
15/12/2028
Cash
8,180
0.0004%
Call Option
19/03/2021
Cash
8,177
0.0004%
Call Option
17/11/2020
Cash
8,137
0.0004%
Forward
18/12/2020
Cash
8,038
0.0004%
Put Option
17/09/2021
Cash
8,014
0.0004%
Put Option
20/12/2024
Cash
7,912
0.0004%
Forward
18/12/2020
Cash
7,892
0.0004%
Put Option
17/06/2022
Cash
7,796
0.0004%
Put Option
17/06/2022
Cash
7,796
0.0004%
Call Option
25/05/2022
Cash
7,763
0.0004%
Put Option
18/12/2020
Cash
7,684
0.0004%
CFD
28/07/2025
Cash
7,660
0.0004%
Put Option
19/03/2027
Cash
7,458
0.0004%
Call Option
17/09/2021
Cash
7,452
0.0004%
Put Option
19/03/2021
Cash
7,433
0.0004%
Put Option
18/06/2027
Cash
7,398
0.0004%
Put Option
17/09/2027
Cash
7,338
0.0004%
Forward
18/12/2020
Cash
7,278
0.0004%
Put Option
17/12/2027
Cash
7,272
0.0004%
Put Option
16/09/2022
Cash
7,242
0.0004%
Put Option
17/06/2022
Cash
7,162
0.0004%
Put Option
17/06/2022
Cash
7,162
0.0004%
Forward
18/12/2020
Cash
7,161
0.0004%
Put Option
18/06/2021
Cash
7,071
0.0004%
Forward
18/12/2020
Cash
6,927
0.0004%
Put Option
17/09/2021
Cash
6,913
0.0004%
Put Option
17/06/2022
Cash
6,815
0.0004%
Put Option
17/06/2022
Cash
6,815
0.0004%
Put Option
17/12/2021
Cash
6,749
0.0003%
Forward
18/12/2020
Cash
6,693
0.0003%
Put Option
21/03/2025
Cash
6,563
0.0003%
Put Option
20/08/2021
Cash
6,542
0.0003%
Put Option
20/06/2025
Cash
6,535
0.0003%
CFD
03/05/2022
Cash
6,533
0.0003%
Put Option
19/09/2025
Cash
6,504
0.0003%
Forward
18/12/2020
Cash
6,460
0.0003%
Put Option
19/12/2025
Cash
6,446
0.0003%
Call Option
17/12/2021
Cash
6,426
0.0003%
Forward
18/12/2020
Cash
6,255
0.0003%
Forward
18/12/2020
Cash
6,255
0.0003%
Put Option
15/09/2023
Cash
6,001
0.0003%
Put Option
20/03/2026
Cash
6,001
0.0003%
Put Option
16/06/2023
Cash
5,994
0.0003%
Put Option
17/03/2023
Cash
5,982
0.0003%
Put Option
15/12/2023
Cash
5,966
0.0003%
Put Option
19/06/2026
Cash
5,954
0.0003%
Put Option
15/03/2024
Cash
5,924
0.0003%
Put Option
18/09/2026
Cash
5,908
0.0003%
Put Option
21/06/2024
Cash
5,908
0.0003%
Put Option
20/09/2024
Cash
5,894
0.0003%
Put Option
18/12/2026
Cash
5,855
0.0003%
Put Option
20/12/2024
Cash
5,849
0.0003%
Call Option
17/12/2021
Cash
5,793
0.0003%
Forward
18/12/2020
Cash
5,729
0.0003%
Call Option
21/02/2025
Cash
5,670
0.0003%
Forward
18/12/2020
Cash
5,554
0.0003%
CFD
07/10/2030
Cash
5,492
0.0003%
Forward
18/12/2020
Cash
5,437
0.0003%
Forward
18/12/2020
Cash
5,437
0.0003%
Call Option
20/12/2030
Cash
5,366
0.0003%
CFD
03/06/2030
Cash
5,360
0.0003%
Put Option
15/10/2021
Cash
5,320
0.0003%
Put Option
16/12/2022
Cash
5,315
0.0003%
Put Option
16/09/2022
Cash
5,293
0.0003%
Put Option
17/06/2022
Cash
5,210
0.0003%
Put Option
16/09/2022
Cash
5,194
0.0003%
Put Option
18/03/2022
Cash
5,105
0.0003%
Forward
18/12/2020
Cash
5,086
0.0003%
Swap
31/12/2030
Cash
5,000
0.0003%
Swap
31/12/2030
Cash
5,000
0.0003%
Forward
18/12/2020
Cash
4,969
0.0003%
Call Option
18/06/2021
Cash
4,964
0.0003%
Call Option
18/06/2021
Cash
4,964
0.0003%
Call Warrant
31/12/2030
Cash
4,940
0.0003%
Forward
18/12/2020
Cash
4,940
0.0003%
CFD
03/05/2022
Cash
4,854
0.0003%
Call Option
18/06/2021
Cash
4,788
0.0002%
Call Option
18/06/2021
Cash
4,788
0.0002%
CFD
29/10/2029
Cash
4,779
0.0002%
Call Option
08/01/2021
Cash
4,722
0.0002%
Put Option
16/12/2022
Cash
4,701
0.0002%
Put Option
16/12/2022
Cash
4,701
0.0002%
Forward
18/12/2020
Cash
4,560
0.0002%
Forward
18/12/2020
Cash
4,443
0.0002%
Call Option
18/06/2021
Cash
4,411
0.0002%
Call Option
18/06/2021
Cash
4,411
0.0002%
Call Option
20/12/2024
Cash
4,406
0.0002%
CFD
03/05/2022
Cash
4,398
0.0002%
Call Option
18/06/2021
Cash
4,315
0.0002%
Call Option
18/06/2021
Cash
4,315
0.0002%
Put Option
17/12/2021
Cash
4,245
0.0002%
Put Option
18/12/2020
Cash
4,238
0.0002%
Forward
18/12/2020
Cash
4,209
0.0002%
Put Option
17/09/2021
Cash
4,203
0.0002%
Call Option
18/06/2021
Cash
4,174
0.0002%
Call Option
18/06/2021
Cash
4,174
0.0002%
Put Option
18/06/2021
Cash
4,071
0.0002%
Call Option
17/09/2021
Cash
4,055
0.0002%
Call Option
18/12/2020
Cash
4,029
0.0002%
Forward
18/12/2020
Cash
4,004
0.0002%
Call Warrant
31/12/2030
Cash
4,000
0.0002%
Swap
31/12/2030
Cash
4,000
0.0002%
Forward
18/12/2020
Cash
3,946
0.0002%
CFD
20/03/2029
Cash
3,923
0.0002%
Call Option
18/06/2021
Cash
3,903
0.0002%
Call Option
18/06/2021
Cash
3,903
0.0002%
Put Option
19/03/2021
Cash
3,856
0.0002%
Forward
18/12/2020
Cash
3,829
0.0002%
CFD
03/05/2022
Cash
3,745
0.0002%
Put Option
27/09/2021
Cash
3,711
0.0002%
Call Option
20/12/2024
Cash
3,694
0.0002%
Put Option
20/09/2024
Cash
3,603
0.0002%
Put Option
20/12/2024
Cash
3,591
0.0002%
Put Option
21/06/2024
Cash
3,589
0.0002%
Put Option
15/03/2024
Cash
3,573
0.0002%
CFD
29/10/2029
Cash
3,567
0.0002%
Forward
18/12/2020
Cash
3,566
0.0002%
Forward
18/12/2020
Cash
3,391
0.0002%
Forward
18/12/2020
Cash
3,332
0.0002%
Call Warrant
31/12/2030
Cash
3,330
0.0002%
Forward
18/12/2020
Cash
3,244
0.0002%
Forward
18/12/2020
Cash
3,186
0.0002%
Put Option
17/06/2022
Cash
3,160
0.0002%
Put Option
17/06/2022
Cash
3,160
0.0002%
Put Option
19/03/2027
Cash
3,084
0.0002%
Put Option
21/03/2025
Cash
3,070
0.0002%
Put Option
18/06/2027
Cash
3,065
0.0002%
Put Option
20/06/2025
Cash
3,046
0.0002%
Put Option
17/09/2027
Cash
3,046
0.0002%
Forward
18/12/2020
Cash
3,040
0.0002%
Put Option
19/09/2025
Cash
3,022
0.0002%
Put Option
17/12/2027
Cash
3,022
0.0002%
Swap
31/12/2030
Cash
3,000
0.0002%
Swap
31/12/2030
Cash
3,000
0.0002%
Put Option
19/12/2025
Cash
2,990
0.0002%
Forward
18/12/2020
Cash
2,981
0.0002%
Put Option
20/03/2026
Cash
2,972
0.0002%
Put Option
19/06/2026
Cash
2,956
0.0002%
Put Option
17/06/2022
Cash
2,953
0.0002%
Put Option
17/06/2022
Cash
2,953
0.0002%
Put Option
18/09/2026
Cash
2,940
0.0002%
Forward
18/12/2020
Cash
2,923
0.0002%
Put Option
18/12/2026
Cash
2,918
0.0002%
Forward
18/12/2020
Cash
2,864
0.0001%
Call Option
10/09/2026
Cash
2,817
0.0001%
Call Option
22/05/2026
Cash
2,793
0.0001%
Forward
18/12/2020
Cash
2,777
0.0001%
Forward
18/12/2020
Cash
2,777
0.0001%
Forward
18/12/2020
Cash
2,777
0.0001%
Put Option
15/03/2024
Cash
2,763
0.0001%
Forward
18/12/2020
Cash
2,748
0.0001%
Put Option
21/06/2024
Cash
2,742
0.0001%
Put Option
18/12/2020
Cash
2,729
0.0001%
Put Option
20/09/2024
Cash
2,723
0.0001%
Put Option
20/12/2030
Cash
2,722
0.0001%
Put Option
20/12/2024
Cash
2,696
0.0001%
Forward
18/12/2020
Cash
2,689
0.0001%
CFD
07/10/2030
Cash
2,624
0.0001%
CFD
04/03/2030
Cash
2,592
0.0001%
Call Option
07/07/2023
Cash
2,527
0.0001%
Call Option
17/09/2021
Cash
2,484
0.0001%
Call Option
01/04/2026
Cash
2,462
0.0001%
Put Option
16/09/2022
Cash
2,414
0.0001%
Call Option
20/07/2026
Cash
2,355
0.0001%
Forward
18/12/2020
Cash
2,338
0.0001%
Future
19/12/2025
Cash
2,308
0.0001%
Call Option
17/12/2021
Cash
2,292
0.0001%
Put Option
17/06/2022
Cash
2,278
0.0001%
Put Option
17/06/2022
Cash
2,278
0.0001%
Put Option
17/06/2022
Cash
2,162
0.0001%
Put Option
17/06/2022
Cash
2,162
0.0001%
Put Option
15/12/2023
Cash
2,111
0.0001%
Put Option
15/09/2023
Cash
2,109
0.0001%
Forward
18/12/2020
Cash
2,104
0.0001%
Call Option
22/02/2027
Cash
2,096
0.0001%
Put Option
16/06/2023
Cash
2,088
0.0001%
Future
19/12/2024
Cash
2,085
0.0001%
Put Option
17/03/2023
Cash
2,062
0.0001%
Call Option
17/09/2021
Cash
2,029
0.0001%
Call Warrant
31/12/2030
Cash
2,000
0.0001%
Put Warrant
09/11/2020
Cash
2,000
0.0001%
Put Warrant
09/11/2020
Cash
2,000
0.0001%
Swap
31/12/2030
Cash
2,000
0.0001%
Swap
09/11/2020
Cash
2,000
0.0001%
Swap
31/12/2030
Cash
2,000
0.0001%
Swap
09/11/2020
Cash
2,000
0.0001%
Forward
18/12/2020
Cash
1,988
0.0001%
Call Option
18/12/2020
Cash
1,948
0.0001%
Forward
18/12/2020
Cash
1,900
0.0001%
Call Option
26/10/2026
Cash
1,862
0.0001%
Call Option
19/03/2021
Cash
1,817
0.0001%
Future
15/12/2022
Cash
1,817
0.0001%
Future
14/12/2023
Cash
1,793
0.0001%
Forward
18/12/2020
Cash
1,783
0.0001%
Forward
18/12/2020
Cash
1,725
0.0001%
Call Option
18/06/2021
Cash
1,693
0.0001%
Call Option
18/06/2021
Cash
1,693
0.0001%
Call Option
07/07/2023
Cash
1,682
0.0001%
Future
16/12/2021
Cash
1,675
0.0001%
Forward
18/12/2020
Cash
1,666
0.0001%
Forward
18/12/2020
Cash
1,666
0.0001%
Call Option
16/12/2022
Cash
1,621
0.0001%
Call Option
16/12/2022
Cash
1,621
0.0001%
Call Warrant
31/12/2030
Cash
1,580
0.0001%
Call Option
12/05/2025
Cash
1,527
0.0001%
Forward
18/12/2020
Cash
1,520
0.0001%
Put Option
18/12/2020
Cash
1,511
0.0001%
Call Option
17/12/2021
Cash
1,506
0.0001%
Call Warrant
31/12/2030
Cash
1,490
0.0001%
Call Option
18/06/2021
Cash
1,473
0.0001%
Call Option
18/06/2021
Cash
1,473
0.0001%
Forward
18/12/2020
Cash
1,345
0.0001%
Future
15/12/2022
Cash
1,287
0.0001%
Call Option
28/03/2025
Cash
1,238
0.0001%
Forward
18/12/2020
Cash
1,228
0.0001%
Call Warrant
31/12/2030
Cash
1,167
0.0001%
Put Option
15/10/2021
Cash
1,157
0.0001%
Call Option
08/04/2024
Cash
1,100
0.0001%
Call Option
30/06/2028
Cash
1,056
0.0001%
Put Option
16/12/2022
Cash
1,008
0.0001%
Put Option
17/06/2022
Cash
1,002
0.0001%
Put Option
17/06/2022
Cash
1,002
0.0001%
Put Option
17/06/2022
Cash
940
0.00005%
Put Option
17/06/2022
Cash
940
0.00005%
Call Option
28/03/2025
Cash
866
0.00004%
Forward
18/12/2020
Cash
760
0.00004%
Put Option
18/12/2020
Cash
698
0.00004%
Call Option
17/09/2021
Cash
677
0.00004%
CFD
29/01/2030
Cash
672
0.00003%
Call Option
22/02/2027
Cash
630
0.00003%
Call Option
18/12/2020
Cash
548
0.00003%
Put Option
17/12/2021
Cash
547
0.00003%
Call Option
08/04/2025
Cash
537
0.00003%
Call Option
18/06/2021
Cash
535
0.00003%
Call Option
18/06/2021
Cash
535
0.00003%
Call Option
18/06/2021
Cash
474
0.00002%
Call Option
18/06/2021
Cash
474
0.00002%
CFD
29/01/2030
Cash
468
0.00002%
Put Option
18/12/2020
Cash
461
0.00002%
Call Option
20/07/2026
Cash
422
0.00002%
Call Option
12/07/2024
Cash
415
0.00002%
Call Option
18/06/2021
Cash
394
0.00002%
Call Option
18/06/2021
Cash
394
0.00002%
Call Option
18/06/2021
Cash
380
0.00002%
Call Option
18/06/2021
Cash
380
0.00002%
Call Option
18/06/2021
Cash
352
0.00002%
Call Option
18/06/2021
Cash
352
0.00002%
Call Option
18/06/2021
Cash
350
0.00002%
Call Option
18/06/2021
Cash
350
0.00002%
Call Option
18/06/2021
Cash
340
0.00002%
Call Option
18/06/2021
Cash
340
0.00002%
CFD
29/01/2030
Cash
321
0.00002%
Call Option
18/06/2021
Cash
318
0.00002%
Call Option
18/06/2021
Cash
318
0.00002%
Call Option
18/12/2020
Cash
259
0.00001%
Call Option
31/03/2021
Cash
201
0.00001%
Call Option
11/03/2027
Cash
190
0.00001%
Call Option
28/03/2025
Cash
173
0.00001%
Put Option
21/12/2022
Cash
169
0.00001%
Put Option
21/12/2022
Cash
169
0.00001%
Put Option
21/09/2022
Cash
159
0.00001%
Put Option
21/09/2022
Cash
159
0.00001%
Put Option
21/06/2022
Cash
148
0.00001%
Put Option
21/06/2022
Cash
148
0.00001%
Put Option
21/03/2022
Cash
134
0.00001%
Put Option
21/03/2022
Cash
134
0.00001%
Call Option
18/06/2021
Cash
134
0.00001%
Call Option
18/06/2021
Cash
134
0.00001%
Call Option
31/03/2021
Cash
123
0.00001%
Put Option
21/12/2021
Cash
123
0.00001%
Call Option
18/06/2021
Cash
121
0.00001%
Call Option
18/06/2021
Cash
121
0.00001%
Put Option
21/12/2021
Cash
117
0.00001%
Call Option
18/12/2020
Cash
113
0.00001%
Put Option
21/09/2021
Cash
112
0.00001%
Put Option
21/09/2021
Cash
106
0.00001%
Put Option
21/06/2021
Cash
93
0.000005%
Put Option
21/06/2021
Cash
89
0.000005%
CFD
29/01/2030
Cash
88
0.000005%
CFD
29/01/2030
Cash
88
0.000005%
Call Option
18/12/2020
Cash
76
0.000004%
Put Option
16/04/2021
Cash
75
0.000004%
Put Option
22/03/2021
Cash
66
0.000003%
Put Option
22/03/2021
Cash
63
0.000003%
CFD
29/01/2030
Cash
58
0.000003%
Call Option
11/11/2020
Cash
56
0.000003%
Call Option
31/03/2021
Cash
51
0.000003%
Call Option
18/06/2021
Cash
43
0.000002%
Call Option
18/06/2021
Cash
43
0.000002%
Call Option
28/03/2025
Cash
41
0.000002%
Call Option
18/12/2020
Cash
40
0.000002%
Call Option
18/06/2021
Cash
38
0.000002%
Call Option
18/06/2021
Cash
38
0.000002%
Call Option
31/03/2021
Cash
38
0.000002%
CFD
29/01/2030
Cash
29
0.000002%
Call Option
18/12/2020
Cash
21
0.000001%
Put Option
21/12/2020
Cash
13
0.000001%
Put Option
21/12/2020
Cash
12
0.000001%
Call Option
18/12/2020
Cash
10
0.000001%
Call Option
18/12/2020
Cash
6
0.0000003%
Call Option
18/12/2020
Cash
5
0.0000003%
Call Option
18/12/2020
Cash
4
0.0000002%
Call Option
18/12/2020
Cash
3
0.0000002%
CFD
19/07/2027
Cash
1
0.0000001%
Total Number of voting rights and percentage of voting rights
75,964,155
3.93%
Additional information: Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error.
Name of authorised officer of issuer responsible for making notification: Nicola Carroll FCG
Date of notification: 11 November 2020
LEI: 213800EC7997ZBLZJH69
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