REG - Rolls-Royce Holdings Goldman Sachs Group. - Holding(s) in Company
Rolls-Royce Holdings plc
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
Rolls-Royce Holdings plc
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments
X
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name
The Goldman Sachs Group, Inc.
City and country of registered office (if applicable)
Corporation Trust Center, 1209 Orange Street,
Wilmington DE 19801, USA
4. Full name of shareholder(s) (if different from 3.)v
Name
Goldman Sachs International
City and country of registered office (if applicable)
Plumtree Court, 25 Shoe Lane, London EC4A 4AU, UK
5. Date on which the threshold was crossed or reachedvi:
10/11/2020
6. Date on which issuer notified (DD/MM/YYYY):
12/11/2020
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A)
% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)Total of both in % (8.A + 8.B)
Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached
3.11%
5.79%
8.90%
1,930,995,313
Position of previous notification (if
applicable)
1.40%
9.99%
11.39%
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of
sharesISIN code (if possible)
Number of voting rightsix
% of voting rights
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB00B63H8491
60,084,927
3.11%
US7757812067
30,077
0.002%
SUBTOTAL 8. A
60,115,004
3.11%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument
Expiration
datexExercise/
Conversion PeriodxiNumber of voting rights that may be acquired if the instrument is
exercised/converted.
% of voting rights
Securities Lending
Open
19,216,010
1.00%
Future
18/12/2020
8,055,192
0.42%
Future
16/04/2021
5,680,359
0.29%
Future
19/03/2021
14,612
0.001%
SUBTOTAL 8. B 1
32,966,173
1.71%
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument
Expiration
datexExercise/
Conversion Period xiPhysical or cash
settlementxii
Number of voting rights
% of voting rights
Refer to the annexure
SUBTOTAL 8.B.2
78,851,927
4.08%
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)X
Namexv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
The Goldman Sachs Group, Inc.
Goldman Sachs (UK) L.L.C.
Goldman Sachs Group UK Limited
Goldman Sachs
International
5.53%
8.31%
The Goldman Sachs Group, Inc.
Goldman Sachs & Co. LLC
The Goldman Sachs Group, Inc.
Goldman, Sachs & Co. Wertpapier GmbH
The Goldman Sachs Group, Inc.
GSAM Holdings LLC
Goldman Sachs Asset Management, L.P.
The Goldman Sachs Group, Inc.
IMD Holdings LLC
United Capital Financial Partners, Inc.
United Capital Financial Advisers, LLC
The Goldman Sachs Group, Inc.
Folio Financial, Inc.
Folio Investments Inc.
The Goldman Sachs Group, Inc.
Goldman Sachs (UK) L.L.C.
Goldman Sachs Group UK Limited
Goldman Sachs
International Bank
The Goldman Sachs Group, Inc.
Goldman Sachs Financial Markets, L.P.
10. In case of proxy voting, please identify:
Name of the proxy holder
N/A
The number and % of voting rights held
N/A
The date until which the voting rights will be held
N/A
11. Additional informationxvi
Please note, the total amount of voting rights has been rounded to 2 decimal places therefore there is a possibility of a rounding error.
General email contact:
gs-regops-emea-position-enquiries@gs.com
Place of completion
London
Date of completion
12/11/2020
Annexure
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument
Expiration datex
Exercise/Conversion periodxi
Physical or cash settlementxii
Number of voting rights
% of voting rights
CFD
11/11/2030
Cash
11,999,941
0.62%
CFD
31/10/2022
Cash
4,999,975
0.26%
CFD
07/10/2030
Cash
4,433,394
0.23%
CFD
15/10/2030
Cash
2,814,974
0.15%
Call Option
17/06/2022
Cash
2,319,174
0.12%
CFD
29/11/2021
Cash
2,174,363
0.11%
CFD
10/12/2029
Cash
1,730,377
0.09%
CFD
11/11/2030
Cash
1,694,122
0.09%
CFD
11/11/2030
Cash
1,660,275
0.09%
CFD
11/11/2030
Cash
1,519,452
0.08%
CFD
11/11/2030
Cash
1,509,536
0.08%
Put Option
17/06/2022
Cash
1,437,711
0.07%
CFD
10/12/2029
Cash
1,383,057
0.07%
CFD
23/02/2023
Cash
1,382,524
0.07%
Swap
12/07/2021
Cash
1,028,241
0.05%
CFD
13/11/2030
Cash
902,018
0.05%
CFD
11/09/2023
Cash
901,440
0.05%
CFD
08/10/2030
Cash
871,137
0.05%
CFD
17/06/2030
Cash
778,546
0.04%
CFD
03/05/2022
Cash
765,475
0.04%
CFD
17/06/2030
Cash
719,601
0.04%
CFD
30/10/2023
Cash
685,499
0.04%
CFD
03/04/2030
Cash
634,744
0.03%
CFD
02/04/2024
Cash
626,056
0.03%
Call Option
28/07/2021
Cash
598,960
0.03%
Call Option
28/07/2021
Cash
592,038
0.03%
CFD
11/11/2030
Cash
587,280
0.03%
CFD
30/10/2030
Cash
552,846
0.03%
Swap
16/09/2025
Cash
534,975
0.03%
Swap
15/12/2023
Cash
495,509
0.03%
Swap
15/12/2023
Cash
494,995
0.03%
Call Option
26/11/2021
Cash
487,176
0.03%
Call Option
04/10/2021
Cash
449,529
0.02%
CFD
27/03/2025
Cash
441,569
0.02%
Call Option
01/10/2021
Cash
438,874
0.02%
CFD
15/07/2025
Cash
438,241
0.02%
Call Option
30/09/2021
Cash
436,716
0.02%
CFD
26/08/2025
Cash
430,995
0.02%
CFD
14/10/2030
Cash
424,650
0.02%
Swap
31/12/2030
Cash
411,628
0.02%
Call Warrant
31/12/2030
Cash
411,114
0.02%
Call Option
13/06/2022
Cash
405,317
0.02%
Swap
15/12/2023
Cash
401,519
0.02%
Forward
18/12/2020
Cash
392,261
0.02%
CFD
11/11/2030
Cash
390,901
0.02%
Call Option
18/10/2021
Cash
385,234
0.02%
Call Option
24/11/2020
Cash
378,800
0.02%
CFD
15/07/2025
Cash
352,710
0.02%
Swap
22/12/2020
Cash
346,051
0.02%
Swap
22/07/2021
Cash
337,844
0.02%
CFD
19/08/2030
Cash
332,780
0.02%
CFD
10/11/2023
Cash
319,998
0.02%
CFD
03/05/2022
Cash
315,924
0.02%
Call Option
16/04/2021
Cash
304,410
0.02%
Call Option
18/12/2020
Cash
302,791
0.02%
CFD
17/06/2030
Cash
302,049
0.02%
Swap
04/01/2023
Cash
293,073
0.02%
Swap
01/11/2022
Cash
292,842
0.02%
Swap
20/12/2024
Cash
287,464
0.01%
Swap
31/12/2030
Cash
267,919
0.01%
Call Option
18/12/2020
Cash
257,490
0.01%
Call Option
08/06/2021
Cash
255,680
0.01%
Call Warrant
31/12/2030
Cash
251,844
0.01%
CFD
08/10/2030
Cash
251,290
0.01%
Swap
15/12/2023
Cash
240,912
0.01%
Put Option
28/07/2021
Cash
237,770
0.01%
Call Option
17/12/2021
Cash
235,403
0.01%
Put Option
28/07/2021
Cash
233,773
0.01%
Swap
16/09/2025
Cash
227,828
0.01%
Put Option
26/11/2021
Cash
226,547
0.01%
Put Option
17/12/2021
Cash
220,488
0.01%
CFD
29/11/2021
Cash
206,344
0.01%
Call Option
18/12/2020
Cash
205,804
0.01%
Future
18/12/2020
Cash
204,077
0.01%
Put Option
13/06/2022
Cash
189,859
0.01%
Put Option
16/12/2022
Cash
189,745
0.01%
CFD
11/11/2030
Cash
185,729
0.01%
CFD
19/08/2030
Cash
176,604
0.01%
Put Option
13/07/2021
Cash
175,893
0.01%
Swap
16/09/2025
Cash
171,621
0.01%
Swap
31/12/2030
Cash
161,578
0.01%
Call Warrant
31/12/2030
Cash
161,143
0.01%
Put Option
23/01/2026
Cash
154,585
0.01%
Put Option
18/12/2020
Cash
154,115
0.01%
Put Option
17/12/2021
Cash
147,050
0.01%
Swap
21/12/2022
Cash
146,426
0.01%
Call Option
18/12/2020
Cash
146,243
0.01%
Forward
18/12/2020
Cash
145,789
0.01%
Call Option
17/12/2021
Cash
145,694
0.01%
Call Option
18/12/2020
Cash
144,734
0.01%
CFD
14/10/2030
Cash
138,970
0.01%
Call Option
18/12/2020
Cash
135,214
0.01%
CFD
21/08/2030
Cash
132,893
0.01%
CFD
08/04/2024
Cash
132,472
0.01%
CFD
19/08/2030
Cash
130,852
0.01%
CFD
15/07/2030
Cash
128,724
0.01%
CFD
29/11/2021
Cash
125,590
0.01%
CFD
03/05/2022
Cash
122,496
0.01%
Call Option
18/12/2020
Cash
121,930
0.01%
Put Option
18/10/2021
Cash
118,665
0.01%
Call Option
17/12/2021
Cash
117,385
0.01%
Put Option
02/12/2024
Cash
110,332
0.01%
Call Option
18/12/2020
Cash
107,485
0.01%
Put Option
18/12/2020
Cash
107,017
0.01%
CFD
07/10/2030
Cash
102,162
0.01%
Put Option
18/12/2020
Cash
97,681
0.01%
Put Option
17/12/2021
Cash
97,505
0.01%
Put Option
30/09/2021
Cash
95,502
0.005%
Put Option
01/10/2021
Cash
94,844
0.005%
Put Option
16/12/2022
Cash
94,628
0.005%
CFD
08/07/2030
Cash
90,742
0.005%
Put Option
04/10/2021
Cash
90,574
0.005%
Swap
31/12/2030
Cash
90,123
0.005%
Call Option
18/12/2020
Cash
89,393
0.005%
Swap
20/01/2021
Cash
89,101
0.005%
Call Option
17/12/2021
Cash
88,701
0.005%
Put Option
18/12/2020
Cash
87,247
0.005%
Put Option
18/12/2020
Cash
86,855
0.004%
CFD
11/11/2030
Cash
86,628
0.004%
Put Option
08/06/2021
Cash
84,345
0.004%
Forward
18/12/2020
Cash
81,438
0.004%
CFD
10/11/2023
Cash
80,000
0.004%
Call Warrant
31/12/2030
Cash
78,857
0.004%
Put Option
18/06/2021
Cash
77,574
0.004%
Put Option
03/02/2027
Cash
74,743
0.004%
CFD
11/11/2030
Cash
74,153
0.004%
Put Option
18/06/2021
Cash
73,783
0.004%
Call Option
18/12/2020
Cash
73,061
0.004%
Put Option
02/02/2021
Cash
72,302
0.004%
CFD
30/10/2030
Cash
71,158
0.004%
Future
18/12/2020
Cash
67,218
0.003%
Swap
31/12/2030
Cash
66,000
0.003%
Call Warrant
31/12/2030
Cash
65,350
0.003%
Put Option
16/12/2022
Cash
64,871
0.003%
Put Option
16/12/2022
Cash
64,871
0.003%
CFD
07/10/2030
Cash
63,840
0.003%
Put Option
18/12/2020
Cash
59,411
0.003%
Put Option
18/12/2020
Cash
56,250
0.003%
Put Option
18/12/2020
Cash
56,250
0.003%
Put Option
18/12/2020
Cash
56,250
0.003%
Put Option
18/12/2020
Cash
55,890
0.003%
CFD
15/07/2030
Cash
53,651
0.003%
Put Option
18/12/2020
Cash
53,509
0.003%
Swap
06/04/2021
Cash
53,472
0.003%
CFD
15/10/2030
Cash
52,649
0.003%
Put Option
16/12/2022
Cash
52,522
0.003%
Put Option
18/12/2020
Cash
52,378
0.003%
CFD
11/11/2030
Cash
52,000
0.003%
CFD
02/05/2023
Cash
51,817
0.003%
Swap
17/11/2020
Cash
50,905
0.003%
Put Option
21/12/2022
Cash
50,314
0.003%
Put Option
21/12/2022
Cash
50,314
0.003%
CFD
14/05/2024
Cash
50,062
0.003%
Put Option
21/09/2022
Cash
49,818
0.003%
Put Option
21/09/2022
Cash
49,818
0.003%
Put Option
18/06/2021
Cash
48,868
0.003%
Put Option
21/06/2022
Cash
48,653
0.003%
Put Option
21/06/2022
Cash
48,653
0.003%
Call Option
15/12/2023
Cash
48,623
0.003%
Put Option
18/12/2020
Cash
48,221
0.002%
Put Option
18/12/2020
Cash
47,507
0.002%
Put Option
21/03/2022
Cash
47,178
0.002%
Put Option
21/03/2022
Cash
47,178
0.002%
CFD
11/11/2030
Cash
47,000
0.002%
CFD
10/11/2021
Cash
46,940
0.002%
Put Option
18/12/2020
Cash
45,834
0.002%
Swap
31/12/2030
Cash
45,647
0.002%
Call Option
18/12/2020
Cash
43,132
0.002%
Put Option
18/12/2020
Cash
42,810
0.002%
Call Option
20/12/2024
Cash
42,404
0.002%
Call Option
18/06/2021
Cash
42,156
0.002%
Call Warrant
31/12/2030
Cash
41,995
0.002%
Forward
18/12/2020
Cash
40,792
0.002%
CFD
18/08/2025
Cash
38,504
0.002%
Put Option
16/12/2022
Cash
38,464
0.002%
CFD
30/10/2030
Cash
37,761
0.002%
Forward
18/12/2020
Cash
37,001
0.002%
Put Option
15/12/2023
Cash
35,643
0.002%
CFD
16/09/2030
Cash
35,341
0.002%
Put Option
16/04/2021
Cash
34,701
0.002%
Call Option
17/12/2021
Cash
34,682
0.002%
Put Option
18/12/2020
Cash
34,615
0.002%
Call Option
18/12/2020
Cash
33,332
0.002%
Forward
18/12/2020
Cash
31,461
0.002%
Future
18/12/2020
Cash
30,028
0.002%
Forward
18/12/2020
Cash
29,799
0.002%
CFD
10/12/2024
Cash
29,750
0.002%
Put Option
20/12/2024
Cash
29,382
0.002%
Forward
18/12/2020
Cash
28,487
0.001%
Put Option
19/12/2025
Cash
27,820
0.001%
Forward
18/12/2020
Cash
27,029
0.001%
Forward
18/12/2020
Cash
26,592
0.001%
Put Option
17/06/2022
Cash
26,568
0.001%
Call Option
15/12/2023
Cash
26,009
0.001%
Forward
18/12/2020
Cash
25,980
0.001%
Put Option
16/12/2022
Cash
25,674
0.001%
Swap
23/02/2023
Cash
25,378
0.001%
Put Warrant
31/12/2030
Cash
25,000
0.001%
Swap
31/12/2030
Cash
25,000
0.001%
Put Option
17/12/2021
Cash
24,991
0.001%
Put Option
16/09/2022
Cash
24,600
0.001%
Call Option
18/12/2020
Cash
24,012
0.001%
Put Option
18/12/2020
Cash
24,008
0.001%
Call Option
17/12/2021
Cash
22,175
0.001%
Call Option
24/12/2020
Cash
22,152
0.001%
Call Option
15/12/2023
Cash
21,910
0.001%
Put Option
18/12/2020
Cash
21,635
0.001%
Put Option
17/12/2021
Cash
21,321
0.001%
Call Option
18/06/2021
Cash
19,978
0.001%
Call Option
17/12/2021
Cash
19,659
0.001%
Call Option
18/12/2020
Cash
19,599
0.001%
Call Option
17/09/2021
Cash
19,463
0.001%
Forward
18/12/2020
Cash
18,544
0.001%
Call Option
18/06/2021
Cash
18,459
0.001%
Put Option
17/06/2022
Cash
18,293
0.001%
Forward
18/12/2020
Cash
18,049
0.001%
Call Option
17/12/2021
Cash
17,897
0.001%
Future
18/12/2020
Cash
17,535
0.001%
Put Option
18/06/2021
Cash
17,499
0.001%
Forward
18/12/2020
Cash
17,203
0.001%
Put Option
17/06/2022
Cash
16,788
0.001%
Put Option
17/06/2022
Cash
16,788
0.001%
Call Option
19/03/2021
Cash
16,176
0.001%
Put Option
17/06/2022
Cash
16,156
0.001%
Put Option
17/06/2022
Cash
16,156
0.001%
Put Option
17/06/2022
Cash
15,925
0.001%
Put Option
17/06/2022
Cash
15,925
0.001%
Swap
20/12/2024
Cash
15,726
0.001%
Put Option
22/04/2021
Cash
15,469
0.001%
Put Option
31/05/2023
Cash
15,413
0.001%
Put Option
17/06/2022
Cash
15,385
0.001%
Put Option
17/06/2022
Cash
15,385
0.001%
Put Option
09/03/2022
Cash
15,173
0.001%
Put Option
17/06/2022
Cash
14,923
0.001%
Put Option
17/06/2022
Cash
14,923
0.001%
Put Option
18/12/2020
Cash
14,616
0.001%
CFD
07/10/2030
Cash
14,573
0.001%
Forward
18/12/2020
Cash
14,491
0.001%
Call Option
17/11/2020
Cash
14,446
0.001%
Put Option
17/06/2022
Cash
14,368
0.001%
Put Option
17/06/2022
Cash
14,368
0.001%
Call Option
17/12/2021
Cash
14,277
0.001%
Swap
31/12/2030
Cash
14,000
0.001%
CFD
09/01/2025
Cash
13,930
0.001%
Put Option
18/12/2020
Cash
13,197
0.001%
Swap
31/12/2030
Cash
13,000
0.001%
CFD
30/10/2030
Cash
12,877
0.001%
CFD
30/10/2030
Cash
12,742
0.001%
Call Option
15/12/2028
Cash
12,707
0.001%
Put Option
20/12/2024
Cash
12,686
0.001%
Call Option
08/01/2021
Cash
12,628
0.001%
Forward
18/12/2020
Cash
12,625
0.001%
Put Option
20/11/2020
Cash
12,366
0.001%
Put Option
16/09/2022
Cash
12,306
0.001%
Call Option
17/12/2021
Cash
12,158
0.001%
Call Warrant
31/12/2030
Cash
12,000
0.001%
Put Option
26/01/2023
Cash
11,979
0.001%
Put Option
06/06/2024
Cash
11,962
0.001%
Forward
18/12/2020
Cash
11,955
0.001%
CFD
29/10/2029
Cash
11,565
0.001%
Forward
18/12/2020
Cash
11,430
0.001%
Put Option
16/09/2022
Cash
11,245
0.001%
Put Option
21/12/2021
Cash
11,156
0.001%
Put Option
21/12/2021
Cash
11,156
0.001%
Forward
18/12/2020
Cash
11,109
0.001%
Forward
18/12/2020
Cash
11,022
0.001%
Put Option
21/09/2021
Cash
10,847
0.001%
Put Option
21/09/2021
Cash
10,847
0.001%
CFD
28/07/2025
Cash
10,708
0.001%
Put Option
16/12/2022
Cash
10,638
0.001%
Put Option
16/09/2022
Cash
10,622
0.001%
CFD
17/06/2030
Cash
10,490
0.001%
Put Option
17/06/2022
Cash
10,478
0.001%
Put Option
20/08/2021
Cash
10,438
0.001%
CFD
03/05/2022
Cash
10,352
0.001%
Put Option
18/03/2022
Cash
10,290
0.001%
Put Option
21/06/2021
Cash
10,106
0.001%
Put Option
21/06/2021
Cash
10,106
0.001%
Call Option
22/05/2028
Cash
10,038
0.001%
Put Option
17/12/2021
Cash
10,017
0.001%
Forward
18/12/2020
Cash
9,826
0.001%
Call Option
17/09/2021
Cash
9,731
0.001%
Put Option
18/12/2020
Cash
9,633
0.0005%
Call Warrant
31/12/2030
Cash
9,500
0.0005%
Forward
18/12/2020
Cash
9,418
0.0005%
Call Option
17/09/2021
Cash
9,293
0.0005%
Put Option
30/11/2023
Cash
9,242
0.0005%
CFD
07/10/2030
Cash
9,220
0.0005%
Put Option
06/06/2024
Cash
9,193
0.0005%
Put Option
18/12/2020
Cash
9,054
0.0005%
Forward
18/12/2020
Cash
8,981
0.0005%
Put Option
22/03/2021
Cash
8,932
0.0005%
Put Option
22/03/2021
Cash
8,932
0.0005%
Forward
18/12/2020
Cash
8,777
0.0005%
CFD
30/09/2030
Cash
8,741
0.0005%
Put Option
18/12/2020
Cash
8,313
0.0004%
Forward
18/12/2020
Cash
8,310
0.0004%
Forward
18/12/2020
Cash
8,310
0.0004%
Call Option
18/06/2021
Cash
8,248
0.0004%
Call Option
18/06/2021
Cash
8,248
0.0004%
Forward
18/12/2020
Cash
8,164
0.0004%
Forward
18/12/2020
Cash
8,018
0.0004%
Call Option
18/06/2021
Cash
7,957
0.0004%
Call Option
18/06/2021
Cash
7,957
0.0004%
Put Option
18/12/2020
Cash
7,879
0.0004%
Forward
18/12/2020
Cash
7,873
0.0004%
Call Option
18/12/2020
Cash
7,663
0.0004%
CFD
28/07/2025
Cash
7,660
0.0004%
Put Option
17/12/2021
Cash
7,629
0.0004%
Put Option
17/09/2021
Cash
7,536
0.0004%
Call Option
18/06/2021
Cash
7,330
0.0004%
Call Option
18/06/2021
Cash
7,330
0.0004%
Forward
18/12/2020
Cash
7,260
0.0004%
Call Option
18/06/2021
Cash
7,170
0.0004%
Call Option
18/06/2021
Cash
7,170
0.0004%
Forward
18/12/2020
Cash
7,144
0.0004%
Call Option
21/02/2025
Cash
7,123
0.0004%
Put Option
17/06/2022
Cash
7,098
0.0004%
Put Option
17/06/2022
Cash
7,098
0.0004%
Put Option
15/12/2028
Cash
7,039
0.0004%
Call Option
18/06/2021
Cash
6,936
0.0004%
Call Option
18/06/2021
Cash
6,936
0.0004%
Forward
18/12/2020
Cash
6,910
0.0004%
Put Option
18/12/2020
Cash
6,875
0.0004%
Put Option
17/06/2022
Cash
6,836
0.0004%
Put Option
17/06/2022
Cash
6,836
0.0004%
Put Option
18/12/2020
Cash
6,749
0.0003%
Put Option
20/12/2024
Cash
6,712
0.0003%
Forward
18/12/2020
Cash
6,677
0.0003%
Put Option
19/03/2027
Cash
6,636
0.0003%
Put Option
17/06/2022
Cash
6,615
0.0003%
Put Option
17/06/2022
Cash
6,615
0.0003%
Put Option
18/06/2027
Cash
6,593
0.0003%
Put Option
17/09/2027
Cash
6,549
0.0003%
CFD
03/05/2022
Cash
6,533
0.0003%
Put Option
17/12/2027
Cash
6,494
0.0003%
Call Option
18/06/2021
Cash
6,485
0.0003%
Call Option
18/06/2021
Cash
6,485
0.0003%
Forward
18/12/2020
Cash
6,444
0.0003%
Put Option
18/12/2020
Cash
6,405
0.0003%
Put Option
17/06/2022
Cash
6,393
0.0003%
Put Option
17/06/2022
Cash
6,393
0.0003%
Call Option
17/12/2021
Cash
6,319
0.0003%
Put Option
17/06/2022
Cash
6,306
0.0003%
Put Option
17/06/2022
Cash
6,306
0.0003%
Call Option
25/05/2022
Cash
6,250
0.0003%
Forward
18/12/2020
Cash
6,240
0.0003%
Forward
18/12/2020
Cash
6,240
0.0003%
Put Option
17/06/2022
Cash
5,974
0.0003%
Put Option
17/06/2022
Cash
5,974
0.0003%
Forward
18/12/2020
Cash
5,773
0.0003%
Put Option
18/12/2020
Cash
5,763
0.0003%
Put Option
17/06/2022
Cash
5,719
0.0003%
Put Option
17/06/2022
Cash
5,719
0.0003%
Forward
18/12/2020
Cash
5,715
0.0003%
Put Option
16/09/2022
Cash
5,623
0.0003%
Put Option
21/12/2020
Cash
5,621
0.0003%
Put Option
21/12/2020
Cash
5,621
0.0003%
Call Option
20/12/2030
Cash
5,621
0.0003%
Put Option
21/03/2025
Cash
5,618
0.0003%
Put Option
20/06/2025
Cash
5,617
0.0003%
Put Option
19/09/2025
Cash
5,611
0.0003%
Put Option
19/12/2025
Cash
5,574
0.0003%
Call Option
20/12/2024
Cash
5,549
0.0003%
Put Option
17/09/2021
Cash
5,549
0.0003%
Forward
18/12/2020
Cash
5,540
0.0003%
CFD
07/10/2030
Cash
5,492
0.0003%
Put Option
17/06/2022
Cash
5,442
0.0003%
Put Option
17/06/2022
Cash
5,442
0.0003%
Forward
18/12/2020
Cash
5,423
0.0003%
Forward
18/12/2020
Cash
5,423
0.0003%
Put Option
21/05/2021
Cash
5,345
0.0003%
Put Option
20/03/2026
Cash
5,306
0.0003%
Put Option
19/06/2026
Cash
5,276
0.0003%
Call Option
20/12/2024
Cash
5,274
0.0003%
Put Option
18/09/2026
Cash
5,245
0.0003%
Put Option
18/12/2026
Cash
5,202
0.0003%
Put Option
17/12/2021
Cash
5,170
0.0003%
Put Option
17/09/2021
Cash
5,146
0.0003%
Forward
18/12/2020
Cash
5,073
0.0003%
Put Option
18/06/2021
Cash
5,018
0.0003%
Put Option
20/09/2024
Cash
5,007
0.0003%
Swap
31/12/2030
Cash
5,000
0.0003%
Swap
31/12/2030
Cash
5,000
0.0003%
Put Option
21/06/2024
Cash
4,994
0.0003%
Put Option
15/09/2023
Cash
4,992
0.0003%
Put Option
15/12/2023
Cash
4,986
0.0003%
Put Option
20/12/2024
Cash
4,985
0.0003%
Put Option
15/03/2024
Cash
4,980
0.0003%
Forward
18/12/2020
Cash
4,957
0.0003%
Put Option
16/06/2023
Cash
4,952
0.0003%
Call Warrant
31/12/2030
Cash
4,940
0.0003%
Forward
18/12/2020
Cash
4,928
0.0003%
Put Option
17/03/2023
Cash
4,905
0.0003%
CFD
03/05/2022
Cash
4,854
0.0003%
Put Option
19/03/2021
Cash
4,812
0.0002%
Put Warrant
31/12/2030
Cash
4,802
0.0002%
Swap
31/12/2030
Cash
4,802
0.0002%
CFD
29/10/2029
Cash
4,777
0.0002%
Call Option
17/09/2021
Cash
4,650
0.0002%
Forward
18/12/2020
Cash
4,549
0.0002%
Forward
18/12/2020
Cash
4,432
0.0002%
Forward
18/12/2020
Cash
4,403
0.0002%
Put Option
20/08/2021
Cash
4,401
0.0002%
CFD
03/05/2022
Cash
4,398
0.0002%
Call Option
07/07/2023
Cash
4,338
0.0002%
Call Option
18/12/2020
Cash
4,240
0.0002%
Put Option
16/12/2022
Cash
4,216
0.0002%
Forward
18/12/2020
Cash
4,199
0.0002%
Put Option
16/12/2022
Cash
4,170
0.0002%
Put Option
18/12/2020
Cash
4,155
0.0002%
Put Option
16/09/2022
Cash
4,152
0.0002%
Put Option
16/09/2022
Cash
4,102
0.0002%
Put Option
17/06/2022
Cash
4,030
0.0002%
Call Warrant
31/12/2030
Cash
4,000
0.0002%
Call Warrant
31/12/2030
Cash
4,000
0.0002%
Swap
31/12/2030
Cash
4,000
0.0002%
Forward
18/12/2020
Cash
3,995
0.0002%
Forward
18/12/2020
Cash
3,936
0.0002%
CFD
20/03/2029
Cash
3,922
0.0002%
Call Option
17/12/2021
Cash
3,911
0.0002%
Put Option
16/12/2022
Cash
3,875
0.0002%
Put Option
18/03/2022
Cash
3,874
0.0002%
Call Option
22/05/2026
Cash
3,852
0.0002%
Forward
18/12/2020
Cash
3,820
0.0002%
Put Option
18/12/2020
Cash
3,752
0.0002%
CFD
03/05/2022
Cash
3,745
0.0002%
Put Option
15/10/2021
Cash
3,740
0.0002%
Call Option
18/12/2020
Cash
3,606
0.0002%
Call Option
19/03/2021
Cash
3,595
0.0002%
CFD
29/10/2029
Cash
3,566
0.0002%
Forward
18/12/2020
Cash
3,557
0.0002%
Call Option
10/09/2026
Cash
3,513
0.0002%
Call Option
01/04/2026
Cash
3,409
0.0002%
Forward
18/12/2020
Cash
3,382
0.0002%
Forward
18/12/2020
Cash
3,324
0.0002%
Call Option
17/09/2021
Cash
3,244
0.0002%
Forward
18/12/2020
Cash
3,237
0.0002%
Call Option
20/07/2026
Cash
3,225
0.0002%
Put Option
18/12/2020
Cash
3,188
0.0002%
Forward
18/12/2020
Cash
3,178
0.0002%
Put Option
17/12/2021
Cash
3,145
0.0002%
Forward
18/12/2020
Cash
3,032
0.0002%
Put Option
20/12/2024
Cash
3,009
0.0002%
Put Option
17/09/2021
Cash
3,007
0.0002%
Put Option
20/09/2024
Cash
3,006
0.0002%
Swap
31/12/2030
Cash
3,000
0.0002%
Swap
31/12/2030
Cash
3,000
0.0002%
Put Option
21/06/2024
Cash
2,979
0.0002%
Forward
18/12/2020
Cash
2,974
0.0002%
Put Option
15/03/2024
Cash
2,947
0.0002%
Forward
18/12/2020
Cash
2,916
0.0002%
Call Option
07/07/2023
Cash
2,889
0.0001%
Forward
18/12/2020
Cash
2,857
0.0001%
Call Option
18/06/2021
Cash
2,812
0.0001%
Call Option
18/06/2021
Cash
2,812
0.0001%
Forward
18/12/2020
Cash
2,770
0.0001%
Forward
18/12/2020
Cash
2,770
0.0001%
Forward
18/12/2020
Cash
2,770
0.0001%
Forward
18/12/2020
Cash
2,741
0.0001%
Put Option
27/09/2021
Cash
2,729
0.0001%
Put Option
18/06/2021
Cash
2,708
0.0001%
Put Option
19/03/2027
Cash
2,700
0.0001%
Put Option
21/03/2025
Cash
2,692
0.0001%
Put Option
18/06/2027
Cash
2,690
0.0001%
Forward
18/12/2020
Cash
2,683
0.0001%
Put Option
20/06/2025
Cash
2,679
0.0001%
Put Option
17/09/2027
Cash
2,678
0.0001%
Put Option
19/09/2025
Cash
2,665
0.0001%
Put Option
17/12/2027
Cash
2,660
0.0001%
Put Option
20/11/2020
Cash
2,653
0.0001%
Put Option
19/12/2025
Cash
2,639
0.0001%
CFD
07/10/2030
Cash
2,623
0.0001%
Call Option
22/02/2027
Cash
2,603
0.0001%
CFD
04/03/2030
Cash
2,591
0.0001%
Put Option
20/03/2026
Cash
2,577
0.0001%
Put Option
19/06/2026
Cash
2,572
0.0001%
Put Option
18/09/2026
Cash
2,565
0.0001%
Put Option
18/12/2026
Cash
2,549
0.0001%
Forward
18/12/2020
Cash
2,537
0.0001%
Put Option
20/11/2020
Cash
2,476
0.0001%
Call Option
18/06/2021
Cash
2,448
0.0001%
Call Option
18/06/2021
Cash
2,448
0.0001%
Future
19/12/2025
Cash
2,435
0.0001%
Put Option
17/06/2022
Cash
2,421
0.0001%
Put Option
17/06/2022
Cash
2,421
0.0001%
Put Option
15/03/2024
Cash
2,395
0.0001%
Put Option
21/06/2024
Cash
2,385
0.0001%
Put Option
20/09/2024
Cash
2,378
0.0001%
Put Option
20/12/2030
Cash
2,363
0.0001%
Put Option
20/12/2024
Cash
2,357
0.0001%
Forward
18/12/2020
Cash
2,333
0.0001%
Call Option
26/10/2026
Cash
2,327
0.0001%
Put Option
17/06/2022
Cash
2,263
0.0001%
Put Option
17/06/2022
Cash
2,263
0.0001%
Put Option
19/03/2021
Cash
2,239
0.0001%
Call Option
16/12/2022
Cash
2,193
0.0001%
Call Option
18/12/2020
Cash
2,181
0.0001%
Future
19/12/2024
Cash
2,149
0.0001%
Forward
18/12/2020
Cash
2,099
0.0001%
Call Warrant
31/12/2030
Cash
2,000
0.0001%
Swap
31/12/2030
Cash
2,000
0.0001%
Swap
31/12/2030
Cash
2,000
0.0001%
Forward
18/12/2020
Cash
1,983
0.0001%
Call Option
16/12/2022
Cash
1,968
0.0001%
Forward
18/12/2020
Cash
1,895
0.0001%
Put Option
16/09/2022
Cash
1,874
0.0001%
Future
15/12/2022
Cash
1,834
0.0001%
Put Option
17/06/2022
Cash
1,819
0.0001%
Put Option
17/06/2022
Cash
1,819
0.0001%
Future
14/12/2023
Cash
1,804
0.0001%
Call Option
12/05/2025
Cash
1,788
0.0001%
Forward
18/12/2020
Cash
1,779
0.0001%
Put Option
15/12/2023
Cash
1,729
0.0001%
Put Option
17/06/2022
Cash
1,727
0.0001%
Put Option
17/06/2022
Cash
1,727
0.0001%
Forward
18/12/2020
Cash
1,720
0.0001%
Put Option
15/09/2023
Cash
1,717
0.0001%
Put Option
16/06/2023
Cash
1,686
0.0001%
Future
16/12/2021
Cash
1,663
0.0001%
Forward
18/12/2020
Cash
1,662
0.0001%
Forward
18/12/2020
Cash
1,662
0.0001%
Put Option
17/03/2023
Cash
1,651
0.0001%
Call Warrant
31/12/2030
Cash
1,580
0.0001%
Call Option
18/06/2021
Cash
1,579
0.0001%
Call Option
18/06/2021
Cash
1,579
0.0001%
Call Option
17/09/2021
Cash
1,552
0.0001%
Call Option
08/04/2024
Cash
1,525
0.0001%
Call Option
18/06/2021
Cash
1,522
0.0001%
Call Option
18/06/2021
Cash
1,522
0.0001%
Forward
18/12/2020
Cash
1,516
0.0001%
Call Warrant
31/12/2030
Cash
1,490
0.0001%
CFD
07/10/2030
Cash
1,447
0.0001%
Call Option
18/06/2021
Cash
1,410
0.0001%
Call Option
18/06/2021
Cash
1,410
0.0001%
Call Option
18/06/2021
Cash
1,401
0.0001%
Call Option
18/06/2021
Cash
1,401
0.0001%
Call Option
28/03/2025
Cash
1,388
0.0001%
Call Option
18/06/2021
Cash
1,364
0.0001%
Call Option
18/06/2021
Cash
1,364
0.0001%
Forward
18/12/2020
Cash
1,341
0.0001%
Put Option
18/12/2020
Cash
1,333
0.0001%
Future
15/12/2022
Cash
1,299
0.0001%
Call Option
18/06/2021
Cash
1,274
0.0001%
Call Option
18/06/2021
Cash
1,274
0.0001%
Forward
18/12/2020
Cash
1,225
0.0001%
Call Option
18/12/2020
Cash
1,217
0.0001%
Call Warrant
31/12/2030
Cash
1,167
0.0001%
Call Option
11/11/2020
Cash
1,142
0.0001%
Put Option
20/11/2020
Cash
1,140
0.0001%
Call Option
31/03/2021
Cash
1,106
0.0001%
Put Option
18/12/2020
Cash
1,070
0.0001%
Call Option
28/03/2025
Cash
971
0.0001%
Put Option
20/11/2020
Cash
943
0.00005%
CFD
29/01/2030
Cash
906
0.00005%
Call Option
18/06/2021
Cash
889
0.00005%
Call Option
18/06/2021
Cash
889
0.00005%
Call Option
30/06/2028
Cash
824
0.00004%
Put Option
15/10/2021
Cash
814
0.00004%
Put Option
16/12/2022
Cash
803
0.00004%
Call Option
18/06/2021
Cash
787
0.00004%
Call Option
18/06/2021
Cash
787
0.00004%
Call Option
22/02/2027
Cash
783
0.00004%
Call Option
08/04/2025
Cash
776
0.00004%
Put Option
17/06/2022
Cash
768
0.00004%
Put Option
17/06/2022
Cash
768
0.00004%
Forward
18/12/2020
Cash
758
0.00004%
Call Option
18/12/2020
Cash
754
0.00004%
Put Option
17/06/2022
Cash
720
0.00004%
Put Option
17/06/2022
Cash
720
0.00004%
Put Option
18/12/2020
Cash
698
0.00004%
Call Option
31/03/2021
Cash
682
0.00004%
Call Option
12/07/2024
Cash
632
0.00003%
Call Option
20/07/2026
Cash
581
0.00003%
CFD
10/11/2023
Cash
555
0.00003%
Call Option
18/06/2021
Cash
537
0.00003%
Call Option
18/06/2021
Cash
537
0.00003%
Call Option
18/06/2021
Cash
485
0.00003%
Call Option
18/06/2021
Cash
485
0.00003%
CFD
29/01/2030
Cash
468
0.00002%
Put Option
17/12/2021
Cash
401
0.00002%
Put Option
18/12/2020
Cash
377
0.00002%
Call Option
18/12/2020
Cash
362
0.00002%
CFD
29/01/2030
Cash
321
0.00002%
Put Option
18/12/2020
Cash
290
0.00002%
Call Option
31/03/2021
Cash
284
0.00001%
Call Option
18/12/2020
Cash
226
0.00001%
Call Option
31/03/2021
Cash
211
0.00001%
Call Option
28/03/2025
Cash
194
0.00001%
Call Option
18/12/2020
Cash
175
0.00001%
Call Option
18/06/2021
Cash
171
0.00001%
Call Option
18/06/2021
Cash
171
0.00001%
Call Option
11/03/2027
Cash
160
0.00001%
Call Option
18/06/2021
Cash
153
0.00001%
Call Option
18/06/2021
Cash
153
0.00001%
CFD
29/01/2030
Cash
146
0.00001%
Call Option
04/12/2020
Cash
142
0.00001%
Put Option
21/12/2022
Cash
135
0.00001%
Put Option
21/12/2022
Cash
135
0.00001%
Put Option
21/09/2022
Cash
126
0.00001%
Put Option
21/09/2022
Cash
126
0.00001%
Put Option
21/06/2022
Cash
115
0.00001%
Put Option
21/06/2022
Cash
115
0.00001%
Put Option
21/03/2022
Cash
102
0.00001%
Put Option
21/03/2022
Cash
102
0.00001%
Put Option
21/12/2021
Cash
89
0.000005%
Call Option
18/12/2020
Cash
88
0.000005%
CFD
29/01/2030
Cash
88
0.000005%
CFD
29/01/2030
Cash
88
0.000005%
Put Option
21/12/2021
Cash
85
0.000004%
Put Option
21/09/2021
Cash
77
0.000004%
Put Option
21/09/2021
Cash
74
0.000004%
Put Option
21/06/2021
Cash
57
0.000003%
Put Option
21/06/2021
Cash
55
0.000003%
Call Option
18/12/2020
Cash
48
0.000002%
Call Option
28/03/2025
Cash
46
0.000002%
Put Option
16/04/2021
Cash
43
0.000002%
Put Option
22/03/2021
Cash
37
0.000002%
Put Option
22/03/2021
Cash
35
0.000002%
CFD
29/01/2030
Cash
29
0.000002%
Call Option
18/12/2020
Cash
8
0.0000004%
Put Option
21/12/2020
Cash
6
0.0000003%
Put Option
21/12/2020
Cash
6
0.0000003%
CFD
19/07/2027
Cash
1
0.0000001%
Total Number of voting rights and percentage of voting rights
78,851,927
4.08%
Additional information: Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error.
Name of authorised officer of issuer responsible for making notification: Nicola Carroll FCG
Date of notification: 13 November 2020
LEI: 213800EC7997ZBLZJH69
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