REG - Rolls-Royce Holdings Goldman Sachs Group. - Holding(s) in Company
Rolls-Royce Holdings plc
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
Rolls-Royce Holdings plc
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
X
An acquisition or disposal of financial instruments
X
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name
The Goldman Sachs Group, Inc.
City and country of registered office (if applicable)
Corporation Trust Center, 1209 Orange Street,
Wilmington DE 19801, USA
4. Full name of shareholder(s) (if different from 3.)v
Name
Goldman Sachs International
City and country of registered office (if applicable)
Plumtree Court, 25 Shoe Lane, London EC4A 4AU, UK
5. Date on which the threshold was crossed or reachedvi:
11/11/2020
6. Date on which issuer notified (DD/MM/YYYY):
13/11/2020
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A)
% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)Total of both in % (8.A + 8.B)
Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached
0.73%
7.65%
8.38%
1,930,995,313
Position of previous notification (if
applicable)
3.11%
5.79%
8.90%
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of
sharesISIN code (if possible)
Number of voting rightsix
% of voting rights
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB00B63H8491
14,078,607
0.73%
US7757812067
30,077
0.002%
SUBTOTAL 8. A
14,108,684
0.73%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument
Expiration
datexExercise/
Conversion PeriodxiNumber of voting rights that may be acquired if the instrument is
exercised/converted.
% of voting rights
Securities Lending
Open
55,137,314
2.86%
Future
18/12/2020
7,431,039
0.38%
Future
16/04/2021
5,680,277
0.29%
Future
19/03/2021
14,593
0.001%
SUBTOTAL 8. B 1
68,263,223
3.54%
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument
Expiration
datexExercise/
Conversion Period xiPhysical or cash
settlementxii
Number of voting rights
% of voting rights
Refer to the annexure
SUBTOTAL 8.B.2
79,533,816
4.12%
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)X
Namexv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
The Goldman Sachs Group, Inc.
Goldman Sachs (UK) L.L.C.
Goldman Sachs Group UK Limited
Goldman Sachs
International
7.40%
7.91%
The Goldman Sachs Group, Inc.
Goldman Sachs & Co. LLC
The Goldman Sachs Group, Inc.
Goldman, Sachs & Co. Wertpapier GmbH
The Goldman Sachs Group, Inc.
GSAM Holdings LLC
Goldman Sachs Asset Management, L.P.
The Goldman Sachs Group, Inc.
IMD Holdings LLC
United Capital Financial Partners, Inc.
United Capital Financial Advisers, LLC
The Goldman Sachs Group, Inc.
Folio Financial, Inc.
Folio Investments Inc.
The Goldman Sachs Group, Inc.
Goldman Sachs (UK) L.L.C.
Goldman Sachs Group UK Limited
Goldman Sachs
International Bank
The Goldman Sachs Group, Inc.
Goldman Sachs Financial Markets, L.P.
10. In case of proxy voting, please identify:
Name of the proxy holder
N/A
The number and % of voting rights held
N/A
The date until which the voting rights will be held
N/A
11. Additional informationxvi
Please note, the total amount of voting rights has been rounded to 2 decimal places therefore there is a possibility of a rounding error.
General email contact:
gs-regops-emea-position-enquiries@gs.com
Place of completion
London
Date of completion
13/11/2020
Annexure
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument
Expiration datex
Exercise/Conversion periodxi
Physical or cash settlementxii
Number of voting rights
% of voting rights
CFD
11/11/2030
Cash
11,999,941
0.62%
CFD
07/10/2030
Cash
5,325,409
0.28%
CFD
31/10/2022
Cash
4,999,975
0.26%
CFD
15/10/2030
Cash
2,814,974
0.15%
CFD
15/07/2025
Cash
2,500,007
0.13%
Call Option
17/06/2022
Cash
2,405,744
0.12%
CFD
29/11/2021
Cash
2,174,363
0.11%
CFD
11/11/2030
Cash
1,841,474
0.10%
CFD
10/12/2029
Cash
1,730,377
0.09%
CFD
11/11/2030
Cash
1,694,122
0.09%
CFD
11/11/2030
Cash
1,519,854
0.08%
CFD
10/12/2029
Cash
1,383,057
0.07%
CFD
23/02/2023
Cash
1,382,524
0.07%
Put Option
17/06/2022
Cash
1,348,216
0.07%
Swap
12/07/2021
Cash
1,028,241
0.05%
CFD
11/09/2023
Cash
901,440
0.05%
CFD
11/11/2030
Cash
896,095
0.05%
CFD
08/10/2030
Cash
871,137
0.05%
CFD
17/06/2030
Cash
778,546
0.04%
CFD
03/05/2022
Cash
765,475
0.04%
CFD
17/06/2030
Cash
719,601
0.04%
CFD
30/10/2023
Cash
685,499
0.04%
CFD
03/04/2030
Cash
634,744
0.03%
CFD
02/04/2024
Cash
626,056
0.03%
Call Option
28/07/2021
Cash
620,855
0.03%
Call Option
28/07/2021
Cash
614,146
0.03%
CFD
11/11/2030
Cash
587,280
0.03%
CFD
30/10/2030
Cash
552,846
0.03%
Swap
16/09/2025
Cash
534,975
0.03%
Call Option
26/11/2021
Cash
504,657
0.03%
Swap
15/12/2023
Cash
495,817
0.03%
Swap
15/12/2023
Cash
495,303
0.03%
Call Option
04/10/2021
Cash
458,391
0.02%
Call Option
01/10/2021
Cash
448,125
0.02%
Call Option
30/09/2021
Cash
446,034
0.02%
CFD
27/03/2025
Cash
441,570
0.02%
CFD
26/08/2025
Cash
430,995
0.02%
Call Option
13/06/2022
Cash
417,236
0.02%
Swap
15/12/2023
Cash
401,781
0.02%
Call Option
18/10/2021
Cash
396,020
0.02%
Forward
18/12/2020
Cash
392,129
0.02%
CFD
11/11/2030
Cash
390,905
0.02%
Call Option
24/11/2020
Cash
385,618
0.02%
Swap
22/12/2020
Cash
346,193
0.02%
Swap
22/07/2021
Cash
338,079
0.02%
CFD
19/08/2030
Cash
332,773
0.02%
Call Option
18/12/2020
Cash
331,767
0.02%
Call Option
16/04/2021
Cash
324,236
0.02%
CFD
10/11/2023
Cash
319,998
0.02%
CFD
17/06/2030
Cash
302,049
0.02%
CFD
13/11/2023
Cash
299,999
0.02%
Swap
04/01/2023
Cash
293,135
0.02%
Swap
01/11/2022
Cash
292,927
0.02%
Swap
20/12/2024
Cash
287,675
0.01%
Call Option
18/12/2020
Cash
286,517
0.01%
Call Option
08/06/2021
Cash
279,673
0.01%
Swap
31/12/2030
Cash
274,896
0.01%
Call Warrant
31/12/2030
Cash
274,552
0.01%
CFD
08/10/2030
Cash
251,290
0.01%
Call Option
17/12/2021
Cash
245,675
0.01%
Swap
15/12/2023
Cash
241,061
0.01%
Swap
20/01/2021
Cash
234,816
0.01%
Call Option
18/12/2020
Cash
228,776
0.01%
Swap
16/09/2025
Cash
227,828
0.01%
Put Option
28/07/2021
Cash
214,749
0.01%
Put Option
28/07/2021
Cash
210,961
0.01%
Put Option
26/11/2021
Cash
208,305
0.01%
CFD
29/11/2021
Cash
206,344
0.01%
Future
18/12/2020
Cash
204,009
0.01%
Put Option
17/12/2021
Cash
198,557
0.01%
CFD
11/11/2030
Cash
185,729
0.01%
Put Option
16/12/2022
Cash
179,125
0.01%
Swap
31/12/2030
Cash
178,923
0.01%
Call Warrant
31/12/2030
Cash
178,923
0.01%
Put Option
13/06/2022
Cash
177,468
0.01%
CFD
19/08/2030
Cash
176,357
0.01%
Swap
16/09/2025
Cash
171,621
0.01%
Call Option
18/12/2020
Cash
161,248
0.01%
Call Option
18/12/2020
Cash
159,867
0.01%
Put Option
13/07/2021
Cash
159,748
0.01%
Call Option
17/12/2021
Cash
152,379
0.01%
Put Option
18/12/2020
Cash
151,901
0.01%
Call Option
18/12/2020
Cash
149,307
0.01%
Put Option
23/01/2026
Cash
147,821
0.01%
Swap
31/12/2030
Cash
147,207
0.01%
Call Warrant
31/12/2030
Cash
146,811
0.01%
Swap
21/12/2022
Cash
146,450
0.01%
Forward
18/12/2020
Cash
145,740
0.01%
CFD
14/10/2030
Cash
138,970
0.01%
Put Option
17/12/2021
Cash
136,352
0.01%
Call Option
18/12/2020
Cash
136,249
0.01%
Call Option
17/12/2021
Cash
135,074
0.01%
Put Option
17/12/2021
Cash
134,228
0.01%
CFD
08/04/2024
Cash
132,472
0.01%
CFD
19/08/2030
Cash
130,803
0.01%
CFD
15/07/2030
Cash
128,724
0.01%
CFD
29/11/2021
Cash
122,794
0.01%
CFD
03/05/2022
Cash
122,496
0.01%
CFD
21/08/2030
Cash
122,194
0.01%
CFD
11/11/2030
Cash
112,349
0.01%
Call Option
18/12/2020
Cash
110,578
0.01%
Put Option
02/12/2024
Cash
110,472
0.01%
Put Option
18/10/2021
Cash
107,357
0.01%
CFD
07/10/2030
Cash
102,162
0.01%
Call Option
17/12/2021
Cash
99,750
0.01%
CFD
11/11/2030
Cash
96,172
0.005%
Call Option
18/12/2020
Cash
92,211
0.005%
Put Option
16/12/2022
Cash
92,110
0.005%
Put Option
17/12/2021
Cash
90,548
0.005%
Put Option
18/12/2020
Cash
87,094
0.005%
Put Option
30/09/2021
Cash
85,642
0.004%
Put Option
01/10/2021
Cash
85,049
0.004%
Swap
31/12/2030
Cash
82,108
0.004%
Call Warrant
31/12/2030
Cash
82,108
0.004%
Forward
18/12/2020
Cash
81,411
0.004%
Put Option
04/10/2021
Cash
81,160
0.004%
CFD
10/11/2023
Cash
80,000
0.004%
Put Option
18/12/2020
Cash
78,226
0.004%
Call Option
18/12/2020
Cash
77,807
0.004%
CFD
08/07/2030
Cash
77,791
0.004%
Put Option
08/06/2021
Cash
75,236
0.004%
Put Option
03/02/2027
Cash
71,553
0.004%
CFD
30/10/2030
Cash
71,158
0.004%
Put Option
18/06/2021
Cash
69,668
0.004%
Put Option
17/12/2021
Cash
69,012
0.004%
Put Option
18/12/2020
Cash
68,172
0.004%
Future
18/12/2020
Cash
67,230
0.003%
Put Option
18/06/2021
Cash
66,263
0.003%
Swap
31/12/2030
Cash
66,000
0.003%
Call Warrant
31/12/2030
Cash
65,950
0.003%
CFD
07/10/2030
Cash
63,840
0.003%
Put Option
18/12/2020
Cash
63,493
0.003%
Put Option
16/12/2022
Cash
60,289
0.003%
Put Option
16/12/2022
Cash
60,289
0.003%
Put Option
02/02/2021
Cash
60,051
0.003%
Put Option
18/12/2020
Cash
55,780
0.003%
Put Option
18/12/2020
Cash
55,780
0.003%
Put Option
18/12/2020
Cash
55,780
0.003%
Put Option
18/12/2020
Cash
54,441
0.003%
CFD
15/07/2030
Cash
53,651
0.003%
Swap
06/04/2021
Cash
53,472
0.003%
Call Option
15/12/2023
Cash
52,720
0.003%
CFD
15/10/2030
Cash
52,649
0.003%
CFD
11/11/2030
Cash
52,018
0.003%
CFD
02/05/2023
Cash
51,817
0.003%
Swap
17/11/2020
Cash
50,926
0.003%
Put Option
16/12/2022
Cash
50,067
0.003%
CFD
14/05/2024
Cash
50,062
0.003%
Put Option
21/12/2022
Cash
47,584
0.002%
Put Option
21/12/2022
Cash
47,584
0.002%
CFD
11/11/2030
Cash
47,017
0.002%
Put Option
21/09/2022
Cash
46,973
0.002%
Put Option
21/09/2022
Cash
46,973
0.002%
Put Option
18/12/2020
Cash
46,275
0.002%
Put Option
21/06/2022
Cash
45,739
0.002%
Put Option
21/06/2022
Cash
45,739
0.002%
Call Option
18/12/2020
Cash
45,236
0.002%
Put Option
18/12/2020
Cash
44,850
0.002%
Put Option
18/06/2021
Cash
44,688
0.002%
Put Option
21/03/2022
Cash
44,134
0.002%
Put Option
21/03/2022
Cash
44,134
0.002%
Call Option
20/12/2024
Cash
43,823
0.002%
Swap
31/12/2030
Cash
43,823
0.002%
Call Option
18/06/2021
Cash
43,786
0.002%
Put Option
18/12/2020
Cash
42,195
0.002%
Call Warrant
31/12/2030
Cash
41,632
0.002%
Put Option
18/12/2020
Cash
40,787
0.002%
Forward
18/12/2020
Cash
40,778
0.002%
Call Option
17/12/2021
Cash
39,567
0.002%
CFD
18/08/2025
Cash
38,504
0.002%
Put Option
18/12/2020
Cash
38,113
0.002%
Call Option
18/12/2020
Cash
37,864
0.002%
CFD
30/10/2030
Cash
37,761
0.002%
Swap
31/12/2030
Cash
37,558
0.002%
Put Option
18/12/2020
Cash
37,108
0.002%
Put Option
16/12/2022
Cash
37,090
0.002%
Forward
18/12/2020
Cash
36,989
0.002%
CFD
16/09/2030
Cash
35,341
0.002%
Call Warrant
31/12/2030
Cash
34,554
0.002%
Put Option
18/12/2020
Cash
34,326
0.002%
Put Option
18/12/2020
Cash
34,245
0.002%
Put Option
15/12/2023
Cash
34,207
0.002%
Forward
18/12/2020
Cash
31,451
0.002%
Put Option
16/04/2021
Cash
30,557
0.002%
Future
18/12/2020
Cash
30,019
0.002%
Forward
18/12/2020
Cash
29,789
0.002%
CFD
10/12/2024
Cash
29,750
0.002%
Call Option
15/12/2023
Cash
28,857
0.001%
Forward
18/12/2020
Cash
28,478
0.001%
Put Option
20/12/2024
Cash
27,985
0.001%
Forward
18/12/2020
Cash
27,020
0.001%
Forward
18/12/2020
Cash
26,583
0.001%
Put Option
19/12/2025
Cash
26,282
0.001%
Forward
18/12/2020
Cash
25,971
0.001%
Call Option
18/12/2020
Cash
25,217
0.001%
Swap
31/12/2030
Cash
25,000
0.001%
Put Warrant
31/12/2030
Cash
25,000
0.001%
Call Option
17/12/2021
Cash
24,937
0.001%
Put Option
17/06/2022
Cash
24,498
0.001%
Put Option
16/12/2022
Cash
24,431
0.001%
Call Option
24/12/2020
Cash
24,332
0.001%
Put Option
17/12/2021
Cash
23,541
0.001%
Call Option
15/12/2023
Cash
23,420
0.001%
Put Option
16/09/2022
Cash
23,178
0.001%
Call Option
18/12/2020
Cash
22,645
0.001%
Call Option
17/12/2021
Cash
22,250
0.001%
Forward
18/12/2020
Cash
21,482
0.001%
Put Option
18/12/2020
Cash
21,454
0.001%
Put Option
18/12/2020
Cash
21,364
0.001%
Call Option
18/06/2021
Cash
21,297
0.001%
Call Option
17/09/2021
Cash
20,402
0.001%
Call Option
18/06/2021
Cash
20,365
0.001%
Put Option
17/12/2021
Cash
20,037
0.001%
CFD
03/05/2022
Cash
19,869
0.001%
Call Option
17/12/2021
Cash
19,238
0.001%
Forward
18/12/2020
Cash
18,538
0.001%
Forward
18/12/2020
Cash
18,043
0.001%
Call Option
19/03/2021
Cash
17,784
0.001%
Future
18/12/2020
Cash
17,538
0.001%
Forward
18/12/2020
Cash
17,197
0.001%
Put Option
17/06/2022
Cash
17,185
0.001%
Call Option
17/12/2021
Cash
16,283
0.001%
Put Option
17/06/2022
Cash
15,870
0.001%
Put Option
17/06/2022
Cash
15,870
0.001%
Swap
20/12/2024
Cash
15,737
0.001%
Put Option
18/06/2021
Cash
15,625
0.001%
Put Option
17/06/2022
Cash
15,272
0.001%
Put Option
17/06/2022
Cash
15,272
0.001%
Put Option
17/06/2022
Cash
15,054
0.001%
Put Option
17/06/2022
Cash
15,054
0.001%
Put Option
31/05/2023
Cash
14,889
0.001%
Call Option
17/11/2020
Cash
14,729
0.001%
CFD
07/10/2030
Cash
14,573
0.001%
Put Option
17/06/2022
Cash
14,544
0.001%
Put Option
17/06/2022
Cash
14,544
0.001%
Put Option
09/03/2022
Cash
14,490
0.001%
Forward
18/12/2020
Cash
14,487
0.001%
Call Option
08/01/2021
Cash
14,128
0.001%
Put Option
17/06/2022
Cash
14,107
0.001%
Put Option
17/06/2022
Cash
14,107
0.001%
Swap
31/12/2030
Cash
14,000
0.001%
CFD
09/01/2025
Cash
13,930
0.001%
Call Option
17/12/2021
Cash
13,714
0.001%
Put Option
22/04/2021
Cash
13,705
0.001%
Put Option
17/06/2022
Cash
13,582
0.001%
Put Option
17/06/2022
Cash
13,582
0.001%
Call Option
15/12/2028
Cash
13,108
0.001%
Swap
31/12/2030
Cash
13,000
0.001%
Call Warrant
31/12/2030
Cash
13,000
0.001%
CFD
30/10/2030
Cash
12,877
0.001%
CFD
30/10/2030
Cash
12,742
0.001%
Forward
18/12/2020
Cash
12,621
0.001%
Put Option
20/12/2024
Cash
12,192
0.001%
Forward
18/12/2020
Cash
11,951
0.001%
Put Option
16/09/2022
Cash
11,595
0.001%
CFD
29/10/2029
Cash
11,565
0.001%
Put Option
06/06/2024
Cash
11,430
0.001%
Forward
18/12/2020
Cash
11,426
0.001%
Put Option
26/01/2023
Cash
11,378
0.001%
Forward
18/12/2020
Cash
11,105
0.001%
Forward
18/12/2020
Cash
11,018
0.001%
CFD
28/07/2025
Cash
10,708
0.001%
Call Option
17/09/2021
Cash
10,648
0.001%
CFD
17/06/2030
Cash
10,490
0.001%
Put Option
16/09/2022
Cash
10,483
0.001%
Call Option
18/12/2020
Cash
10,438
0.001%
Put Option
21/12/2021
Cash
10,363
0.001%
Put Option
21/12/2021
Cash
10,363
0.001%
CFD
03/05/2022
Cash
10,352
0.001%
Call Option
17/09/2021
Cash
10,201
0.001%
Put Option
16/12/2022
Cash
10,107
0.001%
Put Option
16/09/2022
Cash
10,062
0.001%
Call Option
22/05/2028
Cash
9,980
0.001%
Put Option
21/09/2021
Cash
9,970
0.001%
Put Option
21/09/2021
Cash
9,970
0.001%
Put Option
17/06/2022
Cash
9,896
0.001%
Put Option
18/12/2020
Cash
9,885
0.001%
Forward
18/12/2020
Cash
9,823
0.001%
Put Option
18/03/2022
Cash
9,682
0.001%
Put Option
20/08/2021
Cash
9,611
0.0005%
Call Warrant
31/12/2030
Cash
9,500
0.0005%
Forward
18/12/2020
Cash
9,415
0.0005%
CFD
07/10/2030
Cash
9,220
0.0005%
Put Option
21/06/2021
Cash
9,145
0.0005%
Put Option
21/06/2021
Cash
9,145
0.0005%
Put Option
18/12/2020
Cash
9,109
0.0005%
Put Option
17/12/2021
Cash
9,020
0.0005%
Forward
18/12/2020
Cash
8,978
0.0005%
Call Option
18/06/2021
Cash
8,922
0.0005%
Call Option
18/06/2021
Cash
8,922
0.0005%
Put Option
18/12/2020
Cash
8,919
0.0005%
Forward
18/12/2020
Cash
8,774
0.0005%
Put Option
30/11/2023
Cash
8,750
0.0005%
CFD
30/09/2030
Cash
8,741
0.0005%
Put Option
06/06/2024
Cash
8,725
0.0005%
Call Option
18/06/2021
Cash
8,607
0.0004%
Call Option
18/06/2021
Cash
8,607
0.0004%
Forward
18/12/2020
Cash
8,307
0.0004%
Forward
18/12/2020
Cash
8,307
0.0004%
Forward
18/12/2020
Cash
8,161
0.0004%
Forward
18/12/2020
Cash
8,016
0.0004%
Call Option
18/06/2021
Cash
7,929
0.0004%
Call Option
18/06/2021
Cash
7,929
0.0004%
Forward
18/12/2020
Cash
7,870
0.0004%
Put Option
22/03/2021
Cash
7,816
0.0004%
Put Option
22/03/2021
Cash
7,816
0.0004%
Call Option
18/06/2021
Cash
7,756
0.0004%
Call Option
18/06/2021
Cash
7,756
0.0004%
Call Option
21/02/2025
Cash
7,673
0.0004%
CFD
28/07/2025
Cash
7,660
0.0004%
Call Option
17/12/2021
Cash
7,654
0.0004%
Call Option
18/06/2021
Cash
7,503
0.0004%
Call Option
18/06/2021
Cash
7,503
0.0004%
Forward
18/12/2020
Cash
7,258
0.0004%
Put Option
17/12/2021
Cash
7,193
0.0004%
Forward
18/12/2020
Cash
7,141
0.0004%
Call Option
18/06/2021
Cash
7,015
0.0004%
Call Option
18/06/2021
Cash
7,015
0.0004%
Swap
31/12/2030
Cash
7,000
0.0004%
Put Option
18/12/2020
Cash
6,953
0.0004%
Forward
18/12/2020
Cash
6,908
0.0004%
Put Option
15/12/2028
Cash
6,746
0.0003%
Put Option
17/09/2021
Cash
6,728
0.0003%
Forward
18/12/2020
Cash
6,675
0.0003%
Put Option
17/06/2022
Cash
6,615
0.0003%
Put Option
17/06/2022
Cash
6,615
0.0003%
Put Option
18/12/2020
Cash
6,609
0.0003%
CFD
03/05/2022
Cash
6,533
0.0003%
Forward
18/12/2020
Cash
6,442
0.0003%
Put Option
20/12/2024
Cash
6,429
0.0003%
Put Option
19/03/2027
Cash
6,420
0.0003%
Put Option
18/06/2027
Cash
6,380
0.0003%
Put Option
17/06/2022
Cash
6,372
0.0003%
Put Option
17/06/2022
Cash
6,372
0.0003%
Put Option
17/09/2027
Cash
6,340
0.0003%
Put Option
17/12/2027
Cash
6,288
0.0003%
Call Option
18/12/2020
Cash
6,281
0.0003%
Forward
18/12/2020
Cash
6,238
0.0003%
Forward
18/12/2020
Cash
6,238
0.0003%
Call Warrant
31/12/2030
Cash
6,200
0.0003%
Put Option
17/06/2022
Cash
6,165
0.0003%
Put Option
17/06/2022
Cash
6,165
0.0003%
Put Warrant
31/12/2030
Cash
6,033
0.0003%
Swap
31/12/2030
Cash
6,033
0.0003%
Put Option
17/06/2022
Cash
5,959
0.0003%
Put Option
17/06/2022
Cash
5,959
0.0003%
Put Option
17/06/2022
Cash
5,878
0.0003%
Put Option
17/06/2022
Cash
5,878
0.0003%
Call Option
20/12/2024
Cash
5,862
0.0003%
Forward
18/12/2020
Cash
5,771
0.0003%
Call Option
20/12/2024
Cash
5,743
0.0003%
Call Option
20/12/2030
Cash
5,724
0.0003%
Forward
18/12/2020
Cash
5,713
0.0003%
Put Option
20/11/2020
Cash
5,645
0.0003%
Put Option
17/06/2022
Cash
5,568
0.0003%
Put Option
17/06/2022
Cash
5,568
0.0003%
Put Option
18/12/2020
Cash
5,559
0.0003%
Forward
18/12/2020
Cash
5,538
0.0003%
Forward
18/12/2020
Cash
5,509
0.0003%
CFD
07/10/2030
Cash
5,492
0.0003%
Forward
18/12/2020
Cash
5,422
0.0003%
Forward
18/12/2020
Cash
5,422
0.0003%
Put Option
17/06/2022
Cash
5,407
0.0003%
Put Option
17/06/2022
Cash
5,407
0.0003%
Put Option
20/06/2025
Cash
5,392
0.0003%
Put Option
21/03/2025
Cash
5,390
0.0003%
Put Option
19/09/2025
Cash
5,388
0.0003%
Put Option
19/12/2025
Cash
5,355
0.0003%
Call Option
17/09/2021
Cash
5,328
0.0003%
Put Option
16/09/2022
Cash
5,242
0.0003%
Put Option
17/06/2022
Cash
5,144
0.0003%
Put Option
17/06/2022
Cash
5,144
0.0003%
Put Option
20/03/2026
Cash
5,125
0.0003%
Put Option
19/06/2026
Cash
5,098
0.0003%
Forward
18/12/2020
Cash
5,072
0.0003%
Put Option
18/09/2026
Cash
5,071
0.0003%
Put Option
18/12/2026
Cash
5,031
0.0003%
Swap
31/12/2030
Cash
5,000
0.0003%
Swap
31/12/2030
Cash
5,000
0.0003%
Forward
18/12/2020
Cash
4,955
0.0003%
Put Option
17/09/2021
Cash
4,953
0.0003%
Call Warrant
31/12/2030
Cash
4,940
0.0003%
Forward
18/12/2020
Cash
4,926
0.0003%
Put Option
18/12/2020
Cash
4,870
0.0003%
CFD
03/05/2022
Cash
4,854
0.0003%
Put Option
17/12/2021
Cash
4,841
0.0003%
Call Option
07/07/2023
Cash
4,800
0.0002%
Put Option
20/09/2024
Cash
4,797
0.0002%
Put Option
21/05/2021
Cash
4,795
0.0002%
Put Option
21/06/2024
Cash
4,781
0.0002%
Put Option
18/12/2020
Cash
4,781
0.0002%
Put Option
20/12/2024
Cash
4,780
0.0002%
CFD
29/10/2029
Cash
4,777
0.0002%
Put Option
17/09/2021
Cash
4,776
0.0002%
Put Option
15/09/2023
Cash
4,766
0.0002%
Put Option
15/12/2023
Cash
4,765
0.0002%
Put Option
15/03/2024
Cash
4,763
0.0002%
Call Option
17/12/2021
Cash
4,749
0.0002%
Put Option
16/06/2023
Cash
4,722
0.0002%
Put Option
18/12/2020
Cash
4,675
0.0002%
Put Option
17/03/2023
Cash
4,669
0.0002%
Put Option
18/06/2021
Cash
4,590
0.0002%
Forward
18/12/2020
Cash
4,547
0.0002%
Put Warrant
31/12/2030
Cash
4,517
0.0002%
Forward
18/12/2020
Cash
4,431
0.0002%
Forward
18/12/2020
Cash
4,401
0.0002%
CFD
03/05/2022
Cash
4,398
0.0002%
Put Option
19/03/2021
Cash
4,279
0.0002%
Forward
18/12/2020
Cash
4,197
0.0002%
Call Option
22/05/2026
Cash
4,097
0.0002%
Call Option
25/05/2022
Cash
4,040
0.0002%
Call Warrant
31/12/2030
Cash
4,000
0.0002%
Swap
31/12/2030
Cash
4,000
0.0002%
Call Warrant
31/12/2030
Cash
4,000
0.0002%
Forward
18/12/2020
Cash
3,993
0.0002%
Put Option
16/12/2022
Cash
3,978
0.0002%
Call Option
19/03/2021
Cash
3,952
0.0002%
Forward
18/12/2020
Cash
3,935
0.0002%
Put Option
20/08/2021
Cash
3,934
0.0002%
Call Option
18/12/2020
Cash
3,931
0.0002%
CFD
20/03/2029
Cash
3,922
0.0002%
Put Option
21/12/2020
Cash
3,921
0.0002%
Put Option
21/12/2020
Cash
3,921
0.0002%
Put Option
16/09/2022
Cash
3,905
0.0002%
Put Option
16/12/2022
Cash
3,875
0.0002%
Put Option
18/12/2020
Cash
3,867
0.0002%
Put Option
16/09/2022
Cash
3,865
0.0002%
Forward
18/12/2020
Cash
3,818
0.0002%
Put Option
17/06/2022
Cash
3,779
0.0002%
CFD
03/05/2022
Cash
3,745
0.0002%
Call Option
01/04/2026
Cash
3,685
0.0002%
Put Option
16/12/2022
Cash
3,680
0.0002%
Put Option
18/03/2022
Cash
3,610
0.0002%
Call Option
10/09/2026
Cash
3,603
0.0002%
CFD
29/10/2029
Cash
3,566
0.0002%
Forward
18/12/2020
Cash
3,556
0.0002%
Call Option
20/07/2026
Cash
3,437
0.0002%
Call Option
17/09/2021
Cash
3,400
0.0002%
Forward
18/12/2020
Cash
3,381
0.0002%
Put Option
18/12/2020
Cash
3,349
0.0002%
Put Option
15/10/2021
Cash
3,345
0.0002%
Forward
18/12/2020
Cash
3,323
0.0002%
Call Option
18/12/2020
Cash
3,271
0.0002%
Forward
18/12/2020
Cash
3,235
0.0002%
Call Option
07/07/2023
Cash
3,196
0.0002%
Forward
18/12/2020
Cash
3,177
0.0002%
Call Option
18/06/2021
Cash
3,042
0.0002%
Call Option
18/06/2021
Cash
3,042
0.0002%
Forward
18/12/2020
Cash
3,031
0.0002%
Swap
31/12/2030
Cash
3,000
0.0002%
Swap
31/12/2030
Cash
3,000
0.0002%
Call Warrant
31/12/2030
Cash
3,000
0.0002%
Forward
18/12/2020
Cash
2,973
0.0002%
Forward
18/12/2020
Cash
2,915
0.0002%
Put Option
17/12/2021
Cash
2,906
0.0002%
Put Option
20/12/2024
Cash
2,873
0.0001%
Put Option
20/09/2024
Cash
2,866
0.0001%
Forward
18/12/2020
Cash
2,857
0.0001%
Put Option
21/06/2024
Cash
2,836
0.0001%
Put Option
15/03/2024
Cash
2,802
0.0001%
Forward
18/12/2020
Cash
2,769
0.0001%
Forward
18/12/2020
Cash
2,769
0.0001%
Forward
18/12/2020
Cash
2,769
0.0001%
Put Option
17/09/2021
Cash
2,747
0.0001%
Forward
18/12/2020
Cash
2,740
0.0001%
Forward
18/12/2020
Cash
2,682
0.0001%
Call Option
18/06/2021
Cash
2,648
0.0001%
Call Option
18/06/2021
Cash
2,648
0.0001%
CFD
07/10/2030
Cash
2,623
0.0001%
Put Option
19/03/2027
Cash
2,601
0.0001%
Put Option
21/03/2025
Cash
2,596
0.0001%
Put Option
18/06/2027
Cash
2,593
0.0001%
CFD
04/03/2030
Cash
2,591
0.0001%
Put Option
20/06/2025
Cash
2,585
0.0001%
Put Option
17/09/2027
Cash
2,583
0.0001%
Put Option
19/09/2025
Cash
2,572
0.0001%
Put Option
17/12/2027
Cash
2,566
0.0001%
Put Option
27/09/2021
Cash
2,552
0.0001%
Put Option
19/12/2025
Cash
2,548
0.0001%
Forward
18/12/2020
Cash
2,536
0.0001%
Put Option
18/12/2020
Cash
2,510
0.0001%
Call Option
22/02/2027
Cash
2,503
0.0001%
Put Option
20/03/2026
Cash
2,478
0.0001%
Put Option
19/06/2026
Cash
2,474
0.0001%
Put Option
18/09/2026
Cash
2,469
0.0001%
Put Option
18/12/2026
Cash
2,455
0.0001%
Put Option
18/06/2021
Cash
2,434
0.0001%
Future
19/12/2025
Cash
2,361
0.0001%
Forward
18/12/2020
Cash
2,332
0.0001%
Call Option
16/12/2022
Cash
2,331
0.0001%
Put Option
15/03/2024
Cash
2,305
0.0001%
Put Option
21/06/2024
Cash
2,298
0.0001%
Put Option
20/09/2024
Cash
2,292
0.0001%
Put Option
20/12/2024
Cash
2,273
0.0001%
Put Option
20/12/2030
Cash
2,272
0.0001%
Put Option
18/12/2020
Cash
2,259
0.0001%
Put Option
17/06/2022
Cash
2,257
0.0001%
Put Option
17/06/2022
Cash
2,257
0.0001%
Call Option
26/10/2026
Cash
2,238
0.0001%
Call Option
16/12/2022
Cash
2,193
0.0001%
Put Option
17/06/2022
Cash
2,109
0.0001%
Put Option
17/06/2022
Cash
2,109
0.0001%
Future
19/12/2024
Cash
2,109
0.0001%
Forward
18/12/2020
Cash
2,099
0.0001%
Swap
31/12/2030
Cash
2,000
0.0001%
Swap
31/12/2030
Cash
2,000
0.0001%
Forward
18/12/2020
Cash
1,982
0.0001%
Put Option
19/03/2021
Cash
1,929
0.0001%
Call Option
18/06/2021
Cash
1,913
0.0001%
Call Option
18/06/2021
Cash
1,913
0.0001%
Forward
18/12/2020
Cash
1,895
0.0001%
Call Option
12/05/2025
Cash
1,848
0.0001%
Call Option
18/06/2021
Cash
1,844
0.0001%
Call Option
18/06/2021
Cash
1,844
0.0001%
Call Option
18/12/2020
Cash
1,812
0.0001%
Future
15/12/2022
Cash
1,796
0.0001%
Future
14/12/2023
Cash
1,788
0.0001%
Call Option
17/09/2021
Cash
1,779
0.0001%
Forward
18/12/2020
Cash
1,778
0.0001%
Put Option
16/09/2022
Cash
1,747
0.0001%
Forward
18/12/2020
Cash
1,720
0.0001%
Put Option
17/06/2022
Cash
1,720
0.0001%
Put Option
17/06/2022
Cash
1,720
0.0001%
Call Option
18/06/2021
Cash
1,709
0.0001%
Call Option
18/06/2021
Cash
1,709
0.0001%
Call Option
18/06/2021
Cash
1,698
0.0001%
Call Option
18/06/2021
Cash
1,698
0.0001%
Forward
18/12/2020
Cash
1,661
0.0001%
Forward
18/12/2020
Cash
1,661
0.0001%
Call Option
18/06/2021
Cash
1,653
0.0001%
Call Option
18/06/2021
Cash
1,653
0.0001%
Put Option
15/12/2023
Cash
1,642
0.0001%
Put Option
17/06/2022
Cash
1,632
0.0001%
Put Option
17/06/2022
Cash
1,632
0.0001%
Put Option
15/09/2023
Cash
1,628
0.0001%
Call Option
08/04/2024
Cash
1,620
0.0001%
Future
16/12/2021
Cash
1,603
0.0001%
Put Option
16/06/2023
Cash
1,597
0.0001%
Call Option
31/03/2021
Cash
1,584
0.0001%
Call Warrant
31/12/2030
Cash
1,580
0.0001%
Put Option
17/03/2023
Cash
1,561
0.0001%
Call Option
18/06/2021
Cash
1,544
0.0001%
Call Option
18/06/2021
Cash
1,544
0.0001%
Forward
18/12/2020
Cash
1,516
0.0001%
Call Warrant
31/12/2030
Cash
1,490
0.0001%
Call Option
28/03/2025
Cash
1,419
0.0001%
Forward
18/12/2020
Cash
1,341
0.0001%
Future
15/12/2022
Cash
1,272
0.0001%
Forward
18/12/2020
Cash
1,224
0.0001%
Call Warrant
31/12/2030
Cash
1,167
0.0001%
Call Option
18/12/2020
Cash
1,162
0.0001%
Swap
31/12/2030
Cash
1,000
0.0001%
Call Warrant
31/12/2030
Cash
1,000
0.0001%
Call Option
28/03/2025
Cash
994
0.0001%
Call Option
31/03/2021
Cash
975
0.0001%
Call Option
18/06/2021
Cash
962
0.00005%
Call Option
18/06/2021
Cash
962
0.00005%
CFD
29/01/2030
Cash
906
0.00005%
Put Option
18/12/2020
Cash
891
0.00005%
Call Option
08/04/2025
Cash
861
0.00004%
Call Option
18/06/2021
Cash
851
0.00004%
Call Option
18/06/2021
Cash
851
0.00004%
Forward
18/12/2020
Cash
758
0.00004%
Call Option
22/02/2027
Cash
753
0.00004%
Put Option
16/12/2022
Cash
746
0.00004%
Put Option
18/12/2020
Cash
739
0.00004%
Put Option
15/10/2021
Cash
728
0.00004%
Call Option
30/06/2028
Cash
716
0.00004%
Put Option
17/06/2022
Cash
715
0.00004%
Put Option
17/06/2022
Cash
715
0.00004%
Call Option
12/07/2024
Cash
691
0.00004%
Put Option
17/06/2022
Cash
671
0.00003%
Put Option
17/06/2022
Cash
671
0.00003%
Call Option
18/06/2021
Cash
651
0.00003%
Call Option
18/06/2021
Cash
651
0.00003%
Call Option
20/07/2026
Cash
633
0.00003%
Call Option
18/06/2021
Cash
587
0.00003%
Call Option
18/06/2021
Cash
587
0.00003%
Put Option
20/11/2020
Cash
546
0.00003%
Call Option
18/12/2020
Cash
521
0.00003%
Put Option
18/12/2020
Cash
506
0.00003%
CFD
29/01/2030
Cash
468
0.00002%
Put Option
20/11/2020
Cash
451
0.00002%
Call Option
31/03/2021
Cash
406
0.00002%
Put Option
17/12/2021
Cash
363
0.00002%
Call Option
18/12/2020
Cash
350
0.00002%
CFD
29/01/2030
Cash
321
0.00002%
Call Option
31/03/2021
Cash
302
0.00002%
Put Option
18/12/2020
Cash
286
0.00001%
Call Option
18/12/2020
Cash
245
0.00001%
Put Option
18/12/2020
Cash
244
0.00001%
Call Option
18/06/2021
Cash
207
0.00001%
Call Option
18/06/2021
Cash
207
0.00001%
Call Option
28/03/2025
Cash
199
0.00001%
Call Option
04/12/2020
Cash
191
0.00001%
Call Option
18/06/2021
Cash
186
0.00001%
Call Option
18/06/2021
Cash
186
0.00001%
CFD
29/01/2030
Cash
146
0.00001%
Call Option
11/03/2027
Cash
135
0.00001%
Put Option
21/12/2022
Cash
125
0.00001%
Put Option
21/12/2022
Cash
125
0.00001%
Call Option
18/12/2020
Cash
122
0.00001%
Put Option
21/09/2022
Cash
116
0.00001%
Put Option
21/09/2022
Cash
116
0.00001%
Put Option
21/06/2022
Cash
105
0.00001%
Put Option
21/06/2022
Cash
105
0.00001%
Put Option
21/03/2022
Cash
92
0.000005%
Put Option
21/03/2022
Cash
92
0.000005%
CFD
29/01/2030
Cash
88
0.000005%
CFD
29/01/2030
Cash
88
0.000005%
Put Option
21/12/2021
Cash
80
0.000004%
Call Option
18/12/2020
Cash
78
0.000004%
Put Option
21/12/2021
Cash
76
0.000004%
Put Option
21/09/2021
Cash
69
0.000004%
Put Option
21/09/2021
Cash
66
0.000003%
Put Option
21/06/2021
Cash
52
0.000003%
Put Option
21/06/2021
Cash
49
0.000003%
Call Option
28/03/2025
Cash
47
0.000002%
Put Option
16/04/2021
Cash
38
0.000002%
Put Option
22/03/2021
Cash
32
0.000002%
Put Option
22/03/2021
Cash
30
0.000002%
CFD
29/01/2030
Cash
29
0.000002%
Call Option
18/12/2020
Cash
6
0.0000003%
Put Option
21/12/2020
Cash
4
0.0000002%
Put Option
21/12/2020
Cash
4
0.0000002%
CFD
19/07/2027
Cash
1
0.0000001%
Total Number of voting rights and percentage of voting rights
79,533,816
4.12%
Additional information: Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error.
Name of authorised officer of issuer responsible for making notification: Nicola Carroll FCG
Date of notification: 16 November 2020
LEI: 213800EC7997ZBLZJH69
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