REG - Rolls-Royce Holdings Goldman Sachs Group. - Holding(s) in Company

Rolls-Royce HoldingsAnnouncement

18/11/2020 09:10

RNS Number : 7077F
  
Rolls-Royce Holdings plc
  
18 November 2020
  
 

Rolls-Royce Holdings plc
 
TR-1: Standard form for notification of major holdings
 



NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i










1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: 


Rolls-Royce Holdings plc




1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)




Non-UK issuer








2. Reason for the notification (please mark the appropriate box or boxes with an "X")




An acquisition or disposal of voting rights








An acquisition or disposal of financial instruments








An event changing the breakdown of voting rights








Other (please specify)iii: Passive crossing of threshold due to change in the total number of voting rights in the issuer


X




3. Details of person subject to the notification obligationiv




Name


The Goldman Sachs Group, Inc.




City and country of registered office (if applicable)


Corporation Trust Center, 1209 Orange Street, 
Wilmington DE 19801, USA




4. Full name of shareholder(s) (if different from 3.)v




Name








City and country of registered office (if applicable)








5. Date on which the threshold was crossed or reachedvi:


12/11/2020




6. Date on which issuer notified (DD/MM/YYYY):


17/11/2020




7. Total positions of person(s) subject to the notification obligation








% of voting rights attached to shares (total of 8. A)


% of voting rights through financial instruments

(total of 8.B 1 + 8.B 2)


Total of both in % (8.A + 8.B)


Total number of voting rights of issuervii




Resulting situation on the date on which threshold was crossed or reached


0.03%


0.05%


0.08%


7,992,500,197




Position of previous notification (if 
applicable)


0.73%


7.65%


8.38%
















 
 
 
 



8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii




A: Voting rights attached to shares




Class/type of

shares
ISIN code (if possible)


Number of voting rightsix


% of voting rights




Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)


Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)


Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)


Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)




GB00B63H8491






2,390,041






0.03%




US7757812067






27,464






0.0003%


























SUBTOTAL 8. A


2,417,505


0.03%




 
 




B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))




Type of financial instrument


Expiration

datex


Exercise/

Conversion Periodxi


Number of voting rights that may be acquired if the instrument is 
exercised/converted.


% of voting rights




Securities Lending


Open






2,762,354


0.03%
























































SUBTOTAL 8. B 1


2,762,354


0.03%




 
 




B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))




Type of financial instrument


Expiration

datex


Exercise/

Conversion Period xi


Physical or cash 
settlementxii


Number of voting rights 


% of voting rights




Refer to the annexure
























































































SUBTOTAL 8.B.2


                                   1,371,803
 


0.02%





















 




 



9. Information in relation to the person subject to the notification obligation (please mark the 
applicable box with an "X")




Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii








Full chain of controlled undertakings through which the voting rights and/or the

financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)


X




Namexv


% of voting rights if it equals or is higher than the notifiable threshold


% of voting rights through financial instruments if it equals or is higher than the notifiable threshold


Total of both if it equals or is higher than the notifiable threshold




The Goldman Sachs Group, Inc.
















Goldman Sachs & Co. LLC


































The Goldman Sachs Group, Inc.
















Goldman, Sachs & Co. Wertpapier GmbH


































The Goldman Sachs Group, Inc.
















GSAM Holdings LLC
















Goldman Sachs Asset Management, L.P.


































The Goldman Sachs Group, Inc.
















IMD Holdings LLC
















United Capital Financial Partners, Inc.
















United Capital Financial Advisers, LLC


































The Goldman Sachs Group, Inc.
















Folio Financial, Inc.
















Folio Investments Inc.






















 



10. In case of proxy voting, please identify:




Name of the proxy holder


N/A




The number and % of voting rights held


N/A




The date until which the voting rights will be held


N/A




 
 




11. Additional informationxvi




Please note, the total amount of voting rights has been rounded to 2 decimal places therefore there is a possibility of a rounding error.
 
General email contact:
gs-regops-emea-position-enquiries@gs.com
 



 
 



Place of completion


London




Date of completion


17/11/2020



 



Annexure





B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))





Type of financial instrument


Expiration datex


Exercise/Conversion periodxi


Physical or cash settlementxii


Number of voting rights


% of voting rights








Swap


22/12/2020






Cash


                                                                346,566 


0.004%





Swap


20/01/2021






Cash


                                                                235,069 


0.003%





Swap


31/12/2030






Cash


                                                                178,675 


0.002%





Swap


31/12/2030






Cash


                                                                133,158 


0.002%





Swap


31/12/2030






Cash


                                                                116,296 


0.001%





Swap


31/12/2030






Cash


                                                                   74,271 


0.001%





Swap


31/12/2030






Cash


                                                                   66,000 


0.001%





Swap


17/11/2020






Cash


                                                                   50,981 


0.001%





Swap


31/12/2030






Cash


                                                                   30,416 


0.0004%





Swap


31/12/2030






Cash


                                                                   30,144 


0.0004%





Put Warrant


31/12/2030






Cash


                                                                   25,000 


0.0003%





Put Warrant


31/12/2030






Cash


                                                                   18,537 


0.0002%





Swap


31/12/2030






Cash


                                                                   14,000 


0.0002%





Swap


31/12/2030






Cash


                                                                   13,000 


0.0002%





Put Warrant


31/12/2030






Cash


                                                                     7,692 


0.0001%





Swap


31/12/2030






Cash


                                                                     7,000 


0.0001%





Swap


31/12/2030






Cash


                                                                     5,000 


0.0001%





Swap


31/12/2030






Cash


                                                                     5,000 


0.0001%





Swap


31/12/2030






Cash


                                                                     4,000 


0.0001%





Swap


31/12/2030






Cash


                                                                     3,000 


0.00004%





Swap


31/12/2030






Cash


                                                                     3,000 


0.00004%





Swap


31/12/2030






Cash


                                                                     2,000 


0.00003%





Swap


31/12/2030






Cash


                                                                     2,000 


0.00003%





Swap


31/12/2030






Cash


                                                                     1,000 


0.00001%





Total Number of voting rights and percentage of voting rights


1,371,803


0.02%





Additional information: Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error.




 



Name of authorised officer of issuer responsible for making notification: Nicola Carroll FCG
Date of notification: 18 November 2020
LEI: 213800EC7997ZBLZJH69
 



 

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