REG - RUA Life Sciences - Holding(s) in Company

Rua Life SciencesAnnouncement

04/01/2021 11:20

RNS Number : 4480K
  
RUA Life Sciences PLC
  
04 January 2021
  
 

 
 
 
TR-1: Standard form for notification of major holdings
 




NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i




 




1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are at- tachedii:


 
RUA Life Sciences Plc




1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)




Non-UK issuer


 




2. Reason for the notification (please mark the appropriate box or boxes with an "X")




An acquisition or disposal of voting rights


X




An acquisition or disposal of financial instruments


 




An event changing the breakdown of voting rights


X




Other (please specify)iii:


 




3. Details of person subject to the notification obligationiv




Name


Walker Crips Investment Management




City and country of registered office (if applicable)


London, United Kingdom




4. Full name of shareholder(s) (if different from 3.)v




Name


W B Nominees




City and country of registered office (if applicable)


Romford, United Kingdom




5. Date on which the threshold was crossed or reachedvi:


31/12/2020




6. Date on which issuer notified (DD/MM/YYYY):


04/01/2021




7. Total positions of person(s) subject to the notification obligation




 


% of voting rights at- tached to shares (to- tal of 8. A)


% of voting rights through financial instru- ments
(total of 8.B 1 + 8.B 2)


 
Total of both in % (8.A + 8.B)


Total number of voting rights of is- suervii




Resulting situation on the date on which threshold was crossed or reached


 
8.65%


 


 
8.65%


 
22,184,797




Position of previous notification (if applicable)


 
11.98%


 


 
11.98%


 
 
 



 
 
 
 
 
 
 





 




8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii




A: Voting rights attached to shares




Class/type of shares
ISIN code (if possible)


Number of voting rightsix


% of voting rights




Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)


Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)


Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)


Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)




GB0033360586


 


1,917,973


 


8.65%




 


 


 


 


 




 


 


 


 


 




SUBTOTAL 8. A


1,917,973


8.65%




 




B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))




 
Type of financial in- strument


 
Expiration datex


 
Exercise/ Conversion Periodxi


Number of voting rights that may be acquired if the instrument is exercised/converted.


 
% of voting rights




 


 


 


 


 




 


 


 


 


 




 


 


 


 


 




 


SUBTOTAL 8. B 1


 


 




 




B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))




Type of financial instrument


Expiration datex


Exercise/ Conversion Pe- riod xi


Physical or cash settlementxii


Number of voting rights


 
% of voting rights




 


 


 


 


 


 




 


 


 


 


 


 




 


 


 


 


 


 




 


SUBTOTAL 8.B.2


 


 



 
 
 
 
 
 
 
 
 
 



 





9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")




Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii


 




Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)


 
X




 
 
Namexv


% of voting rights if it equals or is higher than the notifiable threshold


% of voting rights through financial in- struments if it equals or is higher than the notifiable threshold


Total of both if it equals or is higher than the notifiable threshold




Walker Crips Group Plc


 


 


 




Walker Crips Investment Management Limited


 


 


 




W B Nominees Plc


8.65%


 


8.65%




 


 


 


 




 


 


 


 




 




10. In case of proxy voting, please identify:




Name of the proxy holder


 




The number and % of voting rights held


 




The date until which the voting rights will be held


 




 




11. Additional informationxvi




 



 
 
 
 
 



 




Place of completion


Walker Crips Investment Management




Date of completion


04/01/2021




 

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