REG-SThree SThree: HOL-Holding(s) in Company*
17/04/2023 16:45
============
SThree (STEM)
SThree: HOL-Holding(s) in Company*
17-Apr-2023 / 16:33 GMT/BST
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The following TR1 forms were submitted on the dates shown in section 6 of
each TR1 to an unmonitored email address and are therefore being published
pursuant to our obligations under the Disclosure and Transparency Rules.
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to
the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the
underlying issuer of existing shares to STHREE PLC-WI
which voting rights are attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an
“X” if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes
with an “X”)
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments X
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name GLG Partners LP
City and country of registered office London, United Kingdom
(if applicable)
4. Full name of shareholder(s) (if different from 3.)v
Name
City and country of registered office
(if applicable)
5. Date on which the threshold was 15/02/2023
crossed or reachedvi:
6. Date on which issuer notified 16/02/2023
(DD/MM/YYYY):
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting
rights rights through Total of Total number
attached to financial both in % of voting
shares instruments (8.A + 8.B) rights held
(total of 8. (total of 8.B 1 + in issuervii
A) 8.B 2)
Resulting
situation on the Less than
date on which Less than 5% Less than 5% 5%
threshold was
crossed or reached
Position of
previous
notification (if Less than 5% Less than 5% 5.008962%
applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares
Direct Indirect Direct Indirect
ISIN code (if
possible) (DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
GB00B0KM9T71
SUBTOTAL 8. A Less than 5% Less than 5%
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Number of voting rights that
Type of Expiration Exercise/ may be acquired if the % of
financial datex Conversion instrument is voting
instrument Periodxi rights
exercised/converted.
SUBTOTAL 8. B
1
B 2: Financial Instruments with similar economic effect according to
DTR5.3.1R (1) (b)(Note that holdings held via indices, baskets and ETFs
would be displayed here as asset class Equity or PreferredEquity so please
update this to the correct name accordingly - and then PLEASE DELETE this
comment once resolved)
Type of Exercise/ Physical or cash Number % of
financial Expiration Conversion of voting
instrument datex Period xi settlementxii voting rights
rights
Equity Swap Cash Settlement Less Less
than 5% than 5%
SUBTOTAL 8.B.2 Less Less
than 5% than 5%
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any X
other undertaking(s) holding directly or indirectly an interest
in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting
rights and/or the
financial instruments are effectively held starting with the
ultimate controlling natural person or legal entityxiv (please
add additional rows as necessary)
% of voting rights
% of voting rights if through financial Total of both if it
Namexv it equals or is higher instruments if it equals or is higher
than the notifiable equals or is higher than the notifiable
threshold than the notifiable threshold
threshold
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting
rights held
The date until which the voting
rights will be held
11. Additional informationxvi
Place of completion London
Date of completion 16/02/2023
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00B0KM9T71
Issuer Name
STHREE PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
JPMorgan Asset Management Holdings Inc.
City of registered office (if applicable)
Wilmington
Country of registered office (if applicable)
United States of America
4. Details of the shareholder
Name City of registered Country of registered
office office
JPMorgan Asset Management London, United Kingdom
(UK) Limited
5. Date on which the threshold was crossed or reached
08-Dec-2022
6. Date on which Issuer notified
11-Dec-2022
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting
rights rights through Total of Total number
. attached to financial both in % of voting
shares (total instruments (8.A + 8.B) rights held
of 8.A) (total of 8.B 1 in issuer
+ 8.B 2)
Resulting situation
on the date on 5.917437% 1.315598% 7.233035% 9,725,746
which threshold was
crossed or reached
Position of
previous 4.821953% 0.939267% 5.761220%
notification (if
applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of Number of Number of % of direct % of indirect
shares ISIN direct voting indirect voting voting voting rights
code(if possible) rights rights rights (DTR5.2.1)
(DTR5.1) (DTR5.2.1) (DTR5.1)
GB00B0KM9T71 7,956,754 5.917437%
Sub Total 8.A 7,956,754 5.917437%
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of Number of voting rights % of
financial Expiration Exercise/conversion that may be acquired if voting
instrument date period the instrument is rights
exercised/converted
Sub Total
8.B1
8B2. Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))
Type of Expiration Exercise/conversion Physical Number of % of
financial date period or cash voting voting
instrument settlement rights rights
Cash settled N/A N/A Cash 1,768,992 1.315598%
Equity Swap
Sub Total 1,768,992 1.315598%
8.B2
9. Information in relation to the person subject to the notification
obligation
2. Full chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held starting with the
ultimate controlling natural person or legal entities (please add
additional rows as necessary)
% of voting % of voting
rights if it rights through Total of both
Ultimate Name of equals or is financial if it equals
controlling controlled higher than instruments if or is higher
person undertaking the it equals or is than the
notifiable higher than the notifiable
threshold notifiable threshold
threshold
JPMorgan Asset JPMorgan Asset
Man-agement Management (UK) 5.874202% 7.189800%
Holdings Inc Limited
JPMorgan Asset China
Management International
Holdings Inc Fund Management
Co.,Ltd.
JPMorgan Asset JPMorgan Asset
Management Management
Holdings Inc (Taiwan)
Limited
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:
JPMorgan Asset Management Holdings Inc
JPMorgan Asset Management International Limited (100%)
JPMorgan Asset Management (UK) Limited (100%)
JPMorgan Asset Management Holdings Inc. (100%)
JPMorgan Asset Management International Limited (100%)
JPMorgan Asset Management (UK) Limited (100%)
China International Fund Management Co., Ltd. (100%)
JPMorgan Asset Management Holdings Inc. (100%)
JPMorgan Asset Management (Asia) Inc. (100%)
JPMorgan Asset Management (Taiwan) Limited (100%)
12. Date of Completion
11-Dec-2022
13. Place Of Completion
Hyderabad, India
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00B0KM9T71
Issuer Name
STHREE PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
Allianz Global Investors GmbH
City of registered office (if applicable)
Country of registered office (if applicable)
DE
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject to the
notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
5. Date on which the threshold was crossed or reached
18-Nov-2022
6. Date on which Issuer notified
21-Nov-2022
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting Total
rights rights through Total of number of
. attached to financial both in % voting
shares (total instruments (8.A + 8.B) rights held
of 8.A) (total of 8.B 1 + in issuer
8.B 2)
Resulting
situation on the
date on which 4.990600 0.000000 4.990600 6709372
threshold was
crossed or reached
Position of
previous 5.010000 0.000000 5.010000
notification (if
applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of Number of Number of % of direct % of indirect
shares ISIN direct voting indirect voting voting voting rights
code(if possible) rights rights rights (DTR5.2.1)
(DTR5.1) (DTR5.2.1) (DTR5.1)
GB00B0KM9T71 6709372 4.990600
Sub Total 8.A 6709372 4.990600%
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of Number of voting rights % of
financial Expiration Exercise/conversion that may be acquired if voting
instrument date period the instrument is rights
exercised/converted
Sub Total
8.B1
8B2. Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))
Physical or Number % of
Type of financial Expiration Exercise/conversion cash of voting
instrument date period settlement voting rights
rights
Sub Total 8.B2
9. Information in relation to the person subject to the notification
obligation
1. Person subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer.
% of voting % of voting rights Total of both
Ultimate Name of rights if it through financial if it equals
controlling controlled equals or is instruments if it or is higher
person undertaking higher than equals or is higher than the
the notifiable than the notifiable notifiable
threshold threshold threshold
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
12. Date of Completion
21-Nov-2022
13. Place Of Completion
199 Bishopsgate, London EC2M 3TY
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to
the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the
underlying issuer of existing shares STHREE PLC
to which voting rights are attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an
“X” if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes
with an “X”)
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments X
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name GLG Partners LP
City and country of registered office London, United Kingdom
(if applicable)
4. Full name of shareholder(s) (if different from 3.)v
Name
City and country of registered office
(if applicable)
5. Date on which the threshold was 06/10/2022
crossed or reachedvi:
6. Date on which issuer notified 07/10/2022
(DD/MM/YYYY):
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting
rights rights through Total of Total number of
attached to financial both in % voting rights
shares instruments (8.A + 8.B) held in
(total of 8. (total of 8.B 1 issuervii
A) + 8.B 2)
Resulting
situation on the
date on which Less than 5% Less than 5% 5.008962% 6,733,066.00
threshold was
crossed or
reached
Position of
previous
notification (if
applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares
Direct Indirect Direct Indirect
ISIN code (if
possible) (DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
GB00B0KM9T71
SUBTOTAL 8. A Less than 5% Less than 5%
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Number of voting rights that
Type of Expiration Exercise/ may be acquired if the % of
financial datex Conversion instrument is voting
instrument Periodxi rights
exercised/converted.
SUBTOTAL 8. B
1
B 2: Financial Instruments with similar economic effect according to
DTR5.3.1R (1) (b)
Type of Physical or Number % of
financial Expiration Exercise/ cash of voting
instrument datex Conversion Period xi voting rights
settlementxii rights
Please fill Please fill in days Cash Less Less
Swap in until Settlement than 5% than
exercise/conversion 5%
Less Less
SUBTOTAL 8.B.2 than 5% than
5%
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any X
other undertaking(s) holding directly or indirectly an interest
in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting
rights and/or the
financial instruments are effectively held starting with the
ultimate controlling natural person or legal entityxiv (please
add additional rows as necessary)
% of voting rights
% of voting rights if through financial Total of both if it
Namexv it equals or is higher instruments if it equals or is higher
than the notifiable equals or is higher than the notifiable
threshold than the notifiable threshold
threshold
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting
rights held
The date until which the voting
rights will be held
11. Additional informationxvi
Place of completion London
Date of completion 07/10/2022
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Dissemination of a Regulatory Announcement, transmitted by EQS Group.
The issuer is solely responsible for the content of this announcement.
══════════════════════════════════════════════════════════════════════════
ISIN: GB00B0KM9T71
Category Code: HOL
TIDM: STEM
LEI Code: 2138003NEBX5VRP3EX50
OAM Categories: 3.1. Additional regulated information required to be
disclosed under the laws of a Member State
Sequence No.: 237435
EQS News ID: 1609567
End of Announcement EQS News Service
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