REG - BkofA Merrill Lynch - HORIZON THERAPEUTICS PLC_38.5 (b)_IE

Sanofi SAAnnouncement

12/12/2022 12:30

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RNS Number : 4015J  Bank of America Merrill Lynch  12 December 2022

FORM 38.5(b)

 

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997,

TAKEOVER RULES, 2013

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT

RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNIZED INTERMEDIARY

STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

 

 1.  KEY INFORMATION

 Name of exempt principal trader             Bank of America, N.A., Proprietary
 Company dealt in                            HORIZON THERAPEUTICS PLC
 Class of relevant security to which the     Common - IE00BQPVQZ61

dealings being disclosed relate(Note 1)
 Date of dealing                             09/12/2022

Bank of America, N.A., Proprietary

 Company dealt in

HORIZON THERAPEUTICS PLC

 Class of relevant security to which the

dealings being disclosed relate(Note 1)

Common - IE00BQPVQZ61

 Date of dealing

09/12/2022

 

 2.  INTERESTS AND SHORT POSITIONS

 (a)  Interests and short positions (following dealing) in the class of relevant
      security

dealt in (Note 2)

 Class of relevant security: Common             IE00BQPVQZ61
                                                Long             Short
                                                Number   %       Number  %
 (1)  Relevant securities                       120,573  0.053%  0       0 %
 (2)  Derivatives (other than options):         15,923   0.007%  17,871  0.008%
 (3)  Options and agreements to purchase/sell:  0        0%      0       0%
 Total                                          136,496  0.06%   17,871  0.008%

120,573

0.053%

0

0 %

 (2)  Derivatives (other than options):

15,923

0.007%

17,871

0.008%

 (3)  Options and agreements to purchase/sell:

0

0%

0

0%

Total

136,496

0.06%

17,871

0.008%

 

 (b)  Interests and short positions in relevant securities of the company, other
      than the

class dealt in (Note 2)

 Class of relevant security:
                                                Long         Short
                                                Number  %    Number  %
 (1)  Relevant securities                       0       0%   0       0%
 (2)  Derivatives (other than options):         0       0%   0       0%
 (3)  Options and agreements to purchase/sell:  0       0%   0       0%
 Total                                          0       0%   0       0%

0

0%

0

0%

 (2)  Derivatives (other than options):

0

0%

0

0%

 (3)  Options and agreements to purchase/sell:

0

0%

0

0%

Total

0

0%

0

0%

 3.  DEALINGS (Note 3)

 (a)  Purchases and sales

 Purchase/sale  Number of relevant securities  Price per unit (Note 4)
 Purchase       1                              96.91 USD

 

 Purchase/sale  Number of relevant securities  Price per unit (Note 4)
 Sale           1                              96.91 USD
 Sale           41                             97.29 USD
 Sale           437                            96.67 USD
 Sale           187                            97.34 USD
 Sale           200                            96.02 USD
 Sale           267                            96.01 USD
 Sale           6                              96.11 USD
 Sale           329                            95.33 USD
 Sale           100                            96 USD
 Sale           30                             97.2 USD
 Sale           50                             97.3 USD
 Sale           464                            97.358 USD

 

 

 (b)  Derivatives transactions (other than options transactions)

 Product name,  Nature of transaction    Number of relevant securities  Price per unit

e.g. CFD
(Note 5)                (Note 6)
(Note 4)
 Swaps          Opening a Long Position  7,086                          96.91 USD

 

 (c)  Options transactions in respect of existing relevant securities

 (i)  Writing, selling, purchasing or varying

 Product name, e.g. call option  Writing, selling, purchasing, varying etc.  Number of securities to which the option relates (Note 7)  Exercise price  Type, e.g. American, European etc  Expiry date  Option money paid/ received per unit (Note 4)
 N/A                             N/A                                         N/A                                                        N/A             N/A                                N/A          N/A

 

 (ii)  Exercising

 Product name,      Number of securities  Exercise price per

e.g. call option
unit (Note 4)
 N/A                N/A                   N/A

 

 (d)  Other dealings (including transactions in respect of new securities) (Note 3)

 Nature or transaction  Details  Price per unit
 (Note 7)
(if applicable) (Note 4)
 N/A                    N/A      N/A

 

 4.  OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

 Full details of any agreement, arrangement or understanding between the person

disclosing and any other person relating to the voting rights of any relevant

securities under any option referred to on this form or relating to the voting
 rights

or future acquisition or disposal of any relevant securities to which any
 derivative

referred to on this form is referenced. If none, this should be stated.
 None

 

 Is a Supplemental Form 38.5(b) attached? (Note 8)  No

 

 Date of disclosure                            12/12/2022
 Contact name                                  Hannah Chae
 Telephone number                              +44207 995 0334
 Name of offeree/offeror with which connected  SANOFI SA
 Nature of connection (Note 9)                 Advisor to - SANOFI SA

 

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