REG - BNP Paribas London Schneider Elec. SE - Form 8.3 - Schneider Electric SE

Schneider Electric SEAnnouncement

06/09/2022 15:15

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RNS Number : 4855Y  BNP Paribas London  06 September 2022

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

 

 1.  KEY INFORMATION

 

  (a)  Full name of discloser:                                                    BNP Paribas SA

  (b)  Owner or controller of interests and short positions disclosed, if
 different from 1(a):

        The naming of nominee or vehicle companies is insufficient. For a
 trust, the trustee(s), settlor and beneficiaries must be named.
  (c)  Name of offeror/offeree in relation to whose relevant securities this      Schneider Electric SE
 form relates:

        Use a separate form for each offeror/offeree
  (d)  If an exempt fund manager connected with an offeror/offeree, state
 this and specify identity of offeror/offeree:
  (e)  Date position held/dealing undertaken:                                     05/09/2022

        For an opening position disclosure, state the latest practicable
 date prior to the disclosure
  (f)  In addition to the company in 1(c) above, is the discloser making          Yes: AVEVA Group plc; MySale Group plc
 disclosures in respect of any other party to the offer?

        If it is a cash offer or possible cash offer, state "N/A"

 

 2.  POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

 If there are positions or rights to subscribe to disclose in more than one
 class of relevant securities of the offeror or offeree named in 1(c), copy
 table 2(a) or (b) (as appropriate) for each additional class of relevant
 security.

 

 (a)  Interests and short positions in the relevant securities of the offeror or
      offeree to which the disclosure relates following the dealing (if any)

 

 Class of relevant security:  EUR 4 ordinary shares (FR0000121972)

 

      Interests  Short Positions

 

                                                                         Number                          %           Number                         %
   (1) Relevant securities owned and/or controlled:                                 8,334,208               1.49               -9,204,820             -1.65
   (2) Cash-settled derivatives:                                                    3,407,231                .61               -3,128,982              -.56

   (3) Stock-settled derivatives (including options) and agreements to              3,073,844                .55               -1,177,544              -.21
 purchase/sell:
        TOTAL:                                                                     14,815,282               2.65              -13,511,346             -2.42

 

 All interests and all short positions should be disclosed.

 

 Details of any open stock-settled derivative positions (including traded
 options), or agreements to purchase or sell relevant securities, should be
 given on a Supplemental Form 8 (Open Positions).

 

 (b)  Rights to subscribe for new securities (including directors'' and other
      employee options)

 

 Class of relevant security in relation to which subscription right exists:
 Details, including nature of the rights concerned and relevant percentages:

 

 3.  DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

 Where there have been dealings in more than one class of relevant securities
 of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
 appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 (a)  Purchases and sales

 

 Class of relevant  Purchase/sale  Number of                              Price per unit

 security                          securities
 FR0000121972       Sale                           -589                                118.4000 EUR
 FR0000121972       Purchase                        546                                118.4000 EUR
 FR0000121972       Sale                            -55                                118.4000 EUR
 FR0000121972       Purchase                        181                                118.4000 EUR
 FR0000121972       Purchase                         26                                118.4000 EUR
 FR0000121972       Purchase                         25                                118.4000 EUR
 FR0000121972       Purchase                      2,825                                118.4000 EUR
 FR0000121972       Sale                             -7                                118.4000 EUR
 FR0000121972       Sale                           -488                                118.4000 EUR
 FR0000121972       Purchase                        440                                118.4000 EUR
 FR0000121972       Purchase                     12,086                                118.4000 EUR
 FR0000121972       Sale                         -9,976                                118.4000 EUR
 FR0000121972       Purchase                        751                                118.4000 EUR
 FR0000121972       Purchase                         27                                118.4000 EUR
 FR0000121972       Sale                         -3,794                                118.4000 EUR
 FR0000121972       Purchase                        744                                118.4000 EUR
 FR0000121972       Purchase                      1,142                                118.4000 EUR
 FR0000121972       Sale                           -200                                118.4000 EUR
 FR0000121972       Sale                        -17,522                                118.4000 EUR
 FR0000121972       Purchase                         19                                118.4000 EUR
 FR0000121972       Purchase                         69                                118.4000 EUR
 FR0000121972       Sale                           -192                                118.4000 EUR
 FR0000121972       Sale                         -2,041                                118.4000 EUR
 FR0000121972       Sale                           -551                                118.4000 EUR
 FR0000121972       Purchase                        130                                118.4000 EUR
 FR0000121972       Sale                            -15                                118.4000 EUR
 FR0000121972       Sale                         -8,196                                118.4000 EUR
 FR0000121972       Purchase                         69                                118.4000 EUR
 FR0000121972       Sale                           -486                                118.4000 EUR
 FR0000121972       Purchase                        267                                118.4000 EUR
 FR0000121972       Sale                            -56                                118.4000 EUR
 FR0000121972       Sale                           -711                                118.4000 EUR
 FR0000121972       Sale                        -42,405                                118.4000 EUR
 FR0000121972       Purchase                        288                                118.4000 EUR
 FR0000121972       Purchase                         25                                118.4000 EUR
 FR0000121972       Sale                           -764                                118.4000 EUR

 

 (b)  Cash-settled derivative transactions

 

 Class of      Product                  Nature of dealing          Number of                              Price per

 relevant      description              e.g. opening/closing a     references                             unit

 security      e.g. CFD                 long/short position        securities

                                        increasing/reducing a

                                        long/short position
 FR0000121972  Contract for Difference  Increasing Long Position                  8,369                                117.9898 EUR
 FR0000121972  Contract for Difference  Increasing Short Position                  -267                                117.8351 EUR
 FR0000121972  Contract for Difference  Increasing Long Position                     55                                118.0785 EUR
 FR0000121972  Contract for Difference  Reducing Short Position                     764                                118.4000 EUR
 FR0000121972  Contract for Difference  Increasing Long Position                  1,607                                117.9141 EUR
 FR0000121972  Equity Linked Note       Increasing Long Position                     80                                118.4000 EUR
 FR0000121972  Equity Linked Note       Reducing Long Position                   -1,200                                118.4000 EUR
 FR0000121972  Equity Linked Note       Increasing Short Position                  -500                                118.4000 EUR

 

 (c)  Stock-settled derivative transactions (including options)

 

 (i)  Writing, selling, purchasing or varying

 

 Class         Product             Writing,       Number                     Exercise                               Type       Expiry      Option

 of            description         purchasing,    of                         price                                  e.g.       date        money

 relevant      e.g. call           selling,       securities                 per unit                               American               paid/

 security      option              varying etc.   to which                                                          European               received

                                                  option                                                            etc.                   per unit

                                                  relates
 FR0000121972  Exotic Option Call  Selling                  -6,184                        142.5473 EUR              european   01/03/2024

 

 (ii)  Exercise

 

 Class of   Product            Exercising/  Number of    Exercise price

 relevant   description        exercised    securities   per unit

 security   e.g. call option   against

 

 (d)  Other dealings (including subscribing for new securities)

 

 Class of relevant  Nature of dealing               Details  Price per unit (if

 security           e.g. subscription, conversion            applicable)

 

 4.  Other Information

 

 (a)  Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the person
 making the disclosure and any party to the offer or any person acting in
 concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"

 

 (b)  Indemnity and other dealing arrangements

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the person making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)  the voting rights or future acquisition or disposal of any relevant
 securities to which

       any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"

 

 (c)  Attachments

 

 Is a supplemental Form 8 (Open Positions) attached?  Yes

 

 

 Date of Disclosure:       06/09/2022

 Contact Name              Compliance Control Room

 Telephone Number:         0207 595 9695

 

 Public disclosures under Rule 8 of the Code must be made to a Regulatory
 Information Service.

 

 The Panel's Market Surveillance Unit is available for consultation in relation
 to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

 *If the discloser is a natural person, a telephone number does not need to be
 included, provided contact information has been provided to the Panel's Market
 Surveillance Unit.

 

 The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
 (http://www.thetakeoverpanel.org.uk)

 

 

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,

AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 1.  KEY INFORMATION

 

  Full name of person making disclosure:         BNP Paribas SA

  Name of offeror/offeree in relation to whose   Schneider Electric SE

  relevant securities the disclosure relates:

 

 2.  STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 

 Class of                              Product             Written or  Number of    Exercise   Type        Expiry

 relevant                              description         purchased   securities   price      e.g.        date

 security                              e.g. call                       to which     per unit   American,

                                       option                          option or               European

                                                                       derivative              etc.

                                                                       relates
 EUR 4 ordinary shares (FR0000121972)  Forward             P           12000        120        american    16/12/2022
 EUR 4 ordinary shares (FR0000121972)  Forward             W           -12000       120        american    16/12/2022
 EUR 4 ordinary shares (FR0000121972)  Equity Linked Note  -           -150         118.4      european    20/05/2024
 EUR 4 ordinary shares (FR0000121972)  Equity Linked Note  -           -450         118.4      european    30/08/2024
 EUR 4 ordinary shares (FR0000121972)  Equity Linked Note  -           -2010        118.4      european    16/01/2023
 EUR 4 ordinary shares (FR0000121972)  Equity Linked Note  -           -100         118.4      european    29/01/2024
 EUR 4 ordinary shares (FR0000121972)  Equity Linked Note  -           -100         118.4      european    19/01/2027
 EUR 4 ordinary shares (FR0000121972)  Equity Linked Note  -           -1000        118.4      european    23/12/2024
 EUR 4 ordinary shares (FR0000121972)  Exotic Option Call  W           -156575.04   134.1205   european    23/03/2023
 EUR 4 ordinary shares (FR0000121972)  Exotic Option Call  W           -300659.04   116.0438   european    15/02/2024
 EUR 4 ordinary shares (FR0000121972)  Exotic Option Call  P           216228.2035  136.3536   european    11/01/2024
 EUR 4 ordinary shares (FR0000121972)  Exotic Option Call  P           865599.15    142.5473   european    01/03/2024
 EUR 4 ordinary shares (FR0000121972)  Exotic Option Call  P           214513.728   133.7359   european    28/12/2023
 EUR 4 ordinary shares (FR0000121972)  Exotic Option Call  P           1294502.466  135.9509   european    29/12/2023
 EUR 4 ordinary shares (FR0000121972)  Call Option         P           35000        140        american    15/12/2023
 EUR 4 ordinary shares (FR0000121972)  Call Option         P           2000         118.4      american    21/10/2022
 EUR 4 ordinary shares (FR0000121972)  Call Option         W           -35000       140        american    15/12/2023
 EUR 4 ordinary shares (FR0000121972)  Call Option         P           5100         118.4      american    17/03/2023
 EUR 4 ordinary shares (FR0000121972)  Call Option         P           5100         118.4      american    16/12/2022
 EUR 4 ordinary shares (FR0000121972)  Call Option         W           -25000       118.4      american    16/12/2022
 EUR 4 ordinary shares (FR0000121972)  Call Option         W           -76000       118.4      american    16/12/2022
 EUR 4 ordinary shares (FR0000121972)  Call Option         W           -50000       118.4      american    19/12/2025
 EUR 4 ordinary shares (FR0000121972)  Call Option         W           -7000        118.4      american    20/12/2024
 EUR 4 ordinary shares (FR0000121972)  Call Option         W           -10000       118.4      american    18/12/2026
 EUR 4 ordinary shares (FR0000121972)  Call Option         W           -12500       118.4      american    19/12/2025
 EUR 4 ordinary shares (FR0000121972)  Call Option         W           -1700        118.4      american    15/12/2023
 EUR 4 ordinary shares (FR0000121972)  Call Option         W           -4200        118.4      american    16/12/2022
 EUR 4 ordinary shares (FR0000121972)  Call Option         W           -400         118.4      american    16/12/2022
 EUR 4 ordinary shares (FR0000121972)  Call Option         W           -7300        118.4      american    16/12/2022
 EUR 4 ordinary shares (FR0000121972)  Call Option         W           -6000        118.4      american    16/12/2022
 EUR 4 ordinary shares (FR0000121972)  Call Option         P           1000         118.4      american    16/06/2023
 EUR 4 ordinary shares (FR0000121972)  Call Option         P           2500         118.4      american    16/12/2022
 EUR 4 ordinary shares (FR0000121972)  Call Option         W           -2000        118.4      american    16/12/2022
 EUR 4 ordinary shares (FR0000121972)  Call Option         P           10800        118.4      american    16/12/2022
 EUR 4 ordinary shares (FR0000121972)  Call Option         W           -63000       118.4      american    15/12/2023
 EUR 4 ordinary shares (FR0000121972)  Put Option          W           25000        140        american    17/03/2023
 EUR 4 ordinary shares (FR0000121972)  Put Option          W           30000        120        american    16/06/2023
 EUR 4 ordinary shares (FR0000121972)  Put Option          W           8900         118.4      american    16/12/2022
 EUR 4 ordinary shares (FR0000121972)  Put Option          W           40000        118.4      american    16/06/2023
 EUR 4 ordinary shares (FR0000121972)  Put Option          W           55000        105        american    21/06/2024
 EUR 4 ordinary shares (FR0000121972)  Put Option          P           -40000       120        american    15/12/2023
 EUR 4 ordinary shares (FR0000121972)  Put Option          P           -55000       105        american    21/06/2024
 EUR 4 ordinary shares (FR0000121972)  Put Option          P           -25000       140        american    17/03/2023
 EUR 4 ordinary shares (FR0000121972)  Put Option          P           -30000       120        american    16/06/2023
 EUR 4 ordinary shares (FR0000121972)  Put Option          W           40000        120        american    15/12/2023
 EUR 4 ordinary shares (FR0000121972)  Put Option          W           2600         118.4      american    16/12/2022
 EUR 4 ordinary shares (FR0000121972)  Put Option          W           12500        118.4      american    16/12/2022
 EUR 4 ordinary shares (FR0000121972)  Put Option          W           25000        118.4      american    16/12/2022
 EUR 4 ordinary shares (FR0000121972)  Put Option          W           20000        118.4      american    15/12/2023
 EUR 4 ordinary shares (FR0000121972)  Put Option          P           -10000       118.4      american    16/12/2022
 EUR 4 ordinary shares (FR0000121972)  Put Option          P           -20000       118.4      american    16/12/2022
 EUR 4 ordinary shares (FR0000121972)  Put Option          W           40000        118.4      american    17/03/2023
 EUR 4 ordinary shares (FR0000121972)  Put Option          P           -7500        118.4      american    16/06/2023
 EUR 4 ordinary shares (FR0000121972)  Put Option          P           -4000        118.4      american    16/12/2022
 EUR 4 ordinary shares (FR0000121972)  Put Option          W           76100        118.4      american    15/12/2023
 EUR 4 ordinary shares (FR0000121972)  Put Option          W           30000        118.4      american    15/12/2023
 EUR 4 ordinary shares (FR0000121972)  Put Option          W           2500         118.4      american    20/12/2024
 EUR 4 ordinary shares (FR0000121972)  Put Option          P           -15500       118.4      american    15/12/2023
 EUR 4 ordinary shares (FR0000121972)  Put Option          P           -2500        118.4      american    16/12/2022
 EUR 4 ordinary shares (FR0000121972)  Put Option          P           -26200       118.4      american    17/03/2023
 EUR 4 ordinary shares (FR0000121972)  Put Option          P           -15000       118.4      american    17/03/2023
 EUR 4 ordinary shares (FR0000121972)  Put Option          P           -2500        118.4      american    16/06/2023
 EUR 4 ordinary shares (FR0000121972)  Put Option          P           -21400       118.4      american    15/12/2023
 EUR 4 ordinary shares (FR0000121972)  Put Option          P           -15000       118.4      american    16/06/2023
 EUR 4 ordinary shares (FR0000121972)  Put Option          P           -7500        118.4      american    16/09/2022
 EUR 4 ordinary shares (FR0000121972)  Put Option          P           -59500       118.4      american    16/12/2022
 EUR 4 ordinary shares (FR0000121972)  Put Option          P           -200         118.4      american    16/12/2022
 EUR 4 ordinary shares (FR0000121972)  Put Option          P           -27600       118.4      american    16/12/2022
 EUR 4 ordinary shares (FR0000121972)  Put Option          P           -20000       118.4      american    16/12/2022
 EUR 4 ordinary shares (FR0000121972)  Put Option          W           1900         118.4      american    16/12/2022

 

 3.  AGREEMENTS TO PURCHASE OR SELL ETC.

 

 Full details should be given so that the nature of the interest or position
 can be fully understood:

 

 It is not necessary to provide details on a Supplemental Form (Open Positions)
 with regard to cash-settled derivatives.

 

 The currency of all prices and other monetary amounts should be stated.

 

 The Panel's Market Surveillance Unit is available for consultation in relation
 to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

 The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
 (http://www.thetakeoverpanel.org.uk/)

 

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