REG - JPMorgan Sec.Plc AVEVA Group PLC - Form 8.5 (EPT/RI) - AVEVA Group plc Amend

Schneider Electric SEAnnouncement

05/10/2022 09:30

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RNS Number : 7768B  JPMorgan Securities Plc  04 October 2022

AMENDMENT

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                            J.P. Morgan Securities Plc
 (b) Name of offeror/offeree in relation to whose relevant securities this form  AVEVA Group plc
 relates:

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Corporate Broker to AVEVA Group plc
 connected:
 (d) Date dealing undertaken:                                                    29 September 2022
 (e) In addition to the company in 1(b) above, is the exempt principal trader    N/A
 making disclosures in respect of any other party to this offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 3 5/9p ordinary             Purchase          329,146                     31.6000 GBP                           31.4114 GBP

                             Sale              354,373                     31.5650 GBP                           31.3900 GBP

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 3 5/9p ordinary             Equity Swap          Decrease Long                                                                  428                             31.4383 GBP

                                                                                                                                  200                             31.4922 GBP

                                                                                                                                  1,020                           31.5129 GBP

                                                                                                                                  14,782                          31.5166 GBP

                                                                                                                                  310                             31.5181 GBP

                                                                                                                                  6,060                           31.5190 GBP

                                                                                                                                  7,034                           31.5375 GBP

                                                                                                                                  430                             31.5384 GBP

                                                  Decrease Short                                                                  175,000                         31.5000 GBP

                                                                                                                                  5,287                           31.5088 GBP

                                                  Increase Long                                                                   4,887                           31.4532 GBP

                                                                                                                                  65                              31.4844 GBP

                                                                                                                                  11,547                          31.4886 GBP

                                                                                                                                  6,108                           31.5263 GBP

                                                  Increase Short                                                                  586                             31.4114 GBP

                                                                                                                                  1,898                           31.4547 GBP

                                                                                                                                  1,266                           31.4563 GBP

                                                                                                                                  13,556                          31.5000 GBP

                                                                                                                                  16                              31.5188 GBP

                                                                                                                                  600                             31.5195 GBP

                                                                                                                                  5,376                           31.5337 GBP

                                                                                                                                  1,758                           31.5527 GBP

                                                  Opening a long position                                                         15,294                          31.4485 GBP

                                                                                                                                  8,565                           31.4500 GBP

                                                                                                                                  454                             31.5194 GBP

                                                                                                                                  214                             31.5198 GBP

                                                                                                                                  5,146                           31.5304 GBP

                                                                                                                                  1,031                           31.5378 GBP

                                                                                                                                  4,102                           31.5381 GBP

                                                                                                                                  255                             31.5451 GBP

                                                                                                                                  659                             31.5591 GBP

                                                  Opening a short position                                                        765                             31.4902 GBP

                                                                                                                                  6,379                           31.5208 GBP

                                                                                                                                  12,764                          31.5230 GBP

                                                                                                                                  1,560                           31.5232 GBP

                                                                                                                                  5,952                           31.5251 GBP

                                                                                                                                  412                             31.5296 GBP

                                                                                                                                  876                             31.5310 GBP

                                                                                                                                  2,538                           31.5359 GBP

                                                                                                                                  2,303                           31.5383 GBP

                                                                                                                                  300                             31.5402 GBP

                                                                                                                                  569                             31.5459 GBP

                                                                                                                                  1,158                           31.5592 GBP

                                                                                                                                  174                             31.5960 GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"
 None

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"
 None

 

 

 Date of disclosure:  04 October 2022
 Contact name:        Alwyn Basch
 Telephone number:    020 7742 7407

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

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