REG - UBS O'Connor Schneider Elec. SE - Form 8.3 - Schneider Electric SE

Schneider Electric SEAnnouncement

12/09/2022 15:30

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RNS Number : 1166Z  UBS O'Connor  12 September 2022

FORM 8.6

 

PRIVATE DEALING DISCLOSURE BY AN EXEMPT FUND MANAGER WITH

NO INTERESTS IN SECURITIES REPRESENTING 1% OR MORE IN ANY PARTY

Rule 8.6 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt fund manager:                                                UBS O'Connor  i 
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Schneider Electric SE
 relates:

      Use a disclosure form for each offeror/offeree
 (c) Name of offeror/offeree with which exempt fund manager is connected:        Schneider Electric SE
 (d) Date dealing undertaken:                                                    09 September 2022
 (e) In addition to the company in 1(b) above, is the exempt fund manager        NO
 making disclosures in respect of any other party to this offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         POSITIONS OF THE EXEMPT FUND MANAGER

 

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the same offeror or offeree named in 1(b),
copy table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

 

(a)        Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing

 

 Class of relevant security:                                          EUR 4 ordinary shares

                                                                      Interests                              Short positions

                                                                      Number                      %          Number                           %
 (1) Relevant securities owned and/or controlled:                                  0                 0.00                 20,000                 0.00
 (2) Cash-settled derivatives:                                                     0                 0.00                 0                      0.00
 (3) Stock-settled derivatives (including options) and agreements to               0                 0.00                 0                      0.00
 purchase/sell:
                                                                                   0                 0.00                 20,000                 0.00

      TOTAL:

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors'
and other employee options)

 

 Class of relevant security in relation to which subscription right exists:
 Details, including nature of the rights concerned and relevant percentages:

 

3.         DEALINGS BY THE EXEMPT FUND MANAGER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchase/sale  Number of securities  Price per unit

 EUR 4 ordinary shares       SALE           10,000                     125.9434 EUR

                             TOTAL SALE     10,000

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 fund manager making the disclosure and any party to the offer or any person
 acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt fund manager making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"

 

(c)        Attachments

 

 Is a Supplemental Form 8 (Open Positions) attached?  NO

 

 

 Date of disclosure:  12/09/2022
 Contact name:        Mr Richard Howard
 Telephone number:    +44 20 7568 9128

 

Private disclosures under Rule 8 of the Code must be emailed to the Takeover
Panel at monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
.  The Panel's Market Surveillance Unit is available for consultation in
relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

 

 

* this report is on behalf of:

 

UBS Asset Management (Americas) Inc.

 

UBS Asset Management (Australia) Ltd

 

UBS Asset Management (Hong Kong) Limited

 

UBS Asset Management (Singapore) Ltd

 

UBS Asset Management (Taiwan) Ltd

 

UBS Asset Management (UK) Ltd

 

UBS Asset Management Switzerland AG

 

UBS Asset Management Trust Company

 

 

 

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