REG - WCM Investment Mgmt Schneider Elec. SE - Form 8.3 - Schneider Electric SE

Schneider Electric SEAnnouncement

01/09/2022 15:45

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RNS Number : 0023Y  WCM Investment Management LLC  01 September 2022

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Full name of discloser:                                                     WCM Investment Management, LLC
 (b) Owner or controller of interests and short positions disclosed, if
 different from 1(a):

 (c) Name of offeror/offeree in relation to whose relevant securities this form  Schneider Electric SE
 relates:

 (d) If an exempt fund manager connected with an offeror/offeree, state this
 and specify identity of offeror/offeree:

 (e) Date position held/dealing undertaken:                                      31/08/2022

 (f)  In addition to the company in 1(c) above, is the discloser making          No
 disclosures in respect of any other party to the offer?

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

(a)        Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)

 

 Class of relevant security:                                          Ordinary Shares

                                                                      Interests         Short positions

                                                                      Number     %      Number    %
 (1) Relevant securities owned and/or controlled:*                    6,445,176  1.15%
 (2) Cash-settled derivatives:

 (3) Stock-settled derivatives (including options) and agreements to
 purchase/sell:
                                                                      6,445,176  1.15%

      TOTAL:

 

(b)        Rights to subscribe for new securities (including directors'
and other employee options)

 

 Class of relevant security in relation to which subscription right exists:   N/A
 Details, including nature of the rights concerned and relevant percentages:

 

 

 

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

(a)        Purchases and sales

 

 Class of relevant security                                                  Purchase/sale  Number of securities  Price per unit

 Ordinary Shares                                                             Sale           2090                  120.06 USD
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           274                   23.76 USD
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       183                   23.98 USD
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       31                    23.98 USD
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           179                   23.76 USD
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       56                    23.98 USD
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       122                   23.98 USD
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       48                    23.82 USD
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           113                   23.74 USD
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           143                   23.74 USD
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           37                    23.74 USD
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       448                   23.82 USD
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           44                    23.74 USD
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           51                    23.74 USD
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           54                    23.74 USD
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           17                    23.74 USD
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       23                    23.84 USD
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           2                     23.76 USD
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           128                   23.74 USD
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           146                   23.74 USD
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           174                   23.74 USD
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           22                    23.74 USD
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           31                    23.74 USD
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       7                     23.82 USD
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       7                     23.82 USD
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       7                     23.82 USD
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       197                   23.87 USD
 Ord]

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing  Number of reference securities  Price per unit

                                                  ( )
 N/A

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type  Expiry date  Option money paid/ received per unit

 N/A

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing  Details  Price per unit (if applicable)

                             ( )
 N/A

 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the person
 making the disclosure and any party to the offer or any person acting in
 concert with a party to the offer:

 none

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the person making the disclosure and any other person relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 none

 

(c)        Attachments

 

 Is a Supplemental Form 8 (Open Positions) attached?  No

 

 

 Date of disclosure:  01/09/2022
 Contact name:        David Joerger
 Telephone number:    (949) 380-0200

 

 

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