REG - WCM Investment Mgmt Schneider Elec. SE - Form 8.3 – Schneider Electric SE

Schneider Electric SEAnnouncement

13/09/2022 15:30

For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20220913:nRSM3197Za&default-theme=true

RNS Number : 3197Z  WCM Investment Management LLC  13 September 2022

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Full name of discloser:                                                     WCM Investment Management, LLC
 (b) Owner or controller of interests and short positions disclosed, if
 different from 1(a):

 (c) Name of offeror/offeree in relation to whose relevant securities this form  Schneider Electric SE
 relates:

 (d) If an exempt fund manager connected with an offeror/offeree, state this
 and specify identity of offeror/offeree:

 (e) Date position held/dealing undertaken:                                      12/09/2022

 (f)  In addition to the company in 1(c) above, is the discloser making          No
 disclosures in respect of any other party to the offer?

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

(a)        Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)

 

 Class of relevant security:                                          Ordinary Shares

                                                                      Interests            Short positions

                                                                      Number        %      Number    %
 (1) Relevant securities owned and/or controlled:*                    6,450,079.40  1.15%
 (2) Cash-settled derivatives:

 (3) Stock-settled derivatives (including options) and agreements to
 purchase/sell:
                                                                      6,450,079.40  1.15%

      TOTAL:

 

(b)        Rights to subscribe for new securities (including directors'
and other employee options)

 

 Class of relevant security in relation to which subscription right exists:   N/A
 Details, including nature of the rights concerned and relevant percentages:

 

 

 

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

(a)        Purchases and sales

 

 Class of relevant security                                                  Purchase/sale  Number of securities  Price per unit

 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           94                    USD 26.20
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       425                   USD 26.19
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           52                    USD 26.20
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           42                    USD 26.19
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           493                   USD 26.16
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           2999                  USD 26.17
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       4037                  USD 26.18
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           381                   USD 26.16
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       759                   USD 26.19
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           35                    USD 26.12
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           119                   USD 26.12
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       4253                  USD 26.27
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       469                   USD 26.19
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       1047                  USD 26.24
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       1262                  USD 26.25
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           634                   USD 26.10
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           477                   USD 26.10
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           542                   USD 26.10
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           422                   USD 26.10
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           487                   USD 26.10
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           552                   USD 26.10
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           84                    USD 26.10
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           67                    USD 26.10
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           76                    USD 26.10
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           694                   USD 26.10
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           514                   USD 26.10
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           329                   USD 26.10
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           540                   USD 26.10
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           168                   USD 26.10
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           144                   USD 26.10
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           110                   USD 26.10
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           130                   USD 26.10
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       475                   USD 26.25
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           32                    USD 26.10
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           51                    USD 26.10
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           64                    USD 26.10
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           5                     USD 26.19
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           40                    USD 26.10
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       38                    USD 26.17
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       84                    USD 26.17
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       158                   USD 26.17
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       26                    USD 26.17
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       106                   USD 26.17
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       41                    USD 26.17
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           9                     USD 26.19
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       533                   USD 26.22
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       52                    USD 26.17
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       28                    USD 26.17
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       1016                  USD 26.17
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       48                    USD 26.17
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       54                    USD 26.17
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       47                    USD 26.17
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       318                   USD 26.22
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       1736                  USD 26.17
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       285                   USD 26.17
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           454                   USD 26.10
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           1804                  USD 26.16
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       430                   USD 26.25
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           837                   USD 26.16
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           60                    USD 26.12
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           1154                  USD 26.10
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           1309                  USD 26.10
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           1162                  USD 26.10
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           681                   USD 26.17
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       439                   USD 26.35
 Ord]

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing  Number of reference securities  Price per unit

                                                  ( )
 N/A

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type  Expiry date  Option money paid/ received per unit

 N/A

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing  Details  Price per unit (if applicable)

                             ( )
 N/A

 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the person
 making the disclosure and any party to the offer or any person acting in
 concert with a party to the offer:

 none

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the person making the disclosure and any other person relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 none

 

(c)        Attachments

 

 Is a Supplemental Form 8 (Open Positions) attached?  No

 

 

 Date of disclosure:  13/09/2022
 Contact name:        David Joerger
 Telephone number:    (949) 380-0200

 

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
 or visit
www.rns.com (http://www.rns.com/)
.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
.   END  RETUOASRUVUKAAR