REG - WCM Investment Mgmt Schneider Elec. SE - Form 8.3 – Schneider Electric SE

Schneider Electric SEAnnouncement

20/09/2022 15:15

For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20220920:nRST0313Aa&default-theme=true

RNS Number : 0313A  WCM Investment Management LLC  20 September 2022

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Full name of discloser:                                                     WCM Investment Management, LLC
 (b) Owner or controller of interests and short positions disclosed, if
 different from 1(a):

 (c) Name of offeror/offeree in relation to whose relevant securities this form  Schneider Electric SE
 relates:

 (d) If an exempt fund manager connected with an offeror/offeree, state this
 and specify identity of offeror/offeree:

 (e) Date position held/dealing undertaken:                                      19/09/2022

 (f)  In addition to the company in 1(c) above, is the discloser making          No
 disclosures in respect of any other party to the offer?

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

(a)        Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)

 

 Class of relevant security:                                          Ordinary Shares

                                                                      Interests            Short positions

                                                                      Number        %      Number    %
 (1) Relevant securities owned and/or controlled:*                    6,392,622.00  1.14%
 (2) Cash-settled derivatives:

 (3) Stock-settled derivatives (including options) and agreements to
 purchase/sell:
                                                                      6,392,622.00  1.14%

      TOTAL:

 

(b)        Rights to subscribe for new securities (including directors'
and other employee options)

 

 Class of relevant security in relation to which subscription right exists:   N/A
 Details, including nature of the rights concerned and relevant percentages:

 

 

 

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

(a)        Purchases and sales

 

 Class of relevant security                                                  Purchase/sale  Number of securities  Price per unit

 Ordinary Shares                                                             Sale           255                   USD 120.10
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           66                    USD 23.79
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           127                   USD 23.79
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           20659                 USD 23.79
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           824                   USD 23.80
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           2095                  USD 23.80
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           462                   USD 23.75
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       311                   USD 23.59
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           43                    USD 23.71
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           133                   USD 23.83
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           32                    USD 23.70
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           913                   USD 23.70
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       420                   USD 23.68
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       132                   USD 23.59
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       20                    USD 23.86
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       735                   USD 23.68
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           119                   USD 23.77
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           132                   USD 23.77
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           311                   USD 23.77
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           313                   USD 23.77
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       324                   USD 23.86
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           123                   USD 23.77
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           136                   USD 23.77
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           63                    USD 23.77
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           164                   USD 23.77
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       240                   USD 23.68
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           180                   USD 23.77
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           15                    USD 23.77
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       3                     USD 23.82
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       10                    USD 23.77
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       18                    USD 23.71
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       402                   USD 23.86
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Purchase       586                   USD 23.86
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           94                    USD 23.77
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           65                    USD 23.77
 Ord]
 Unsponsored American Depositary Receipts [1 ADR = 0.20 Shares of the Local  Sale           74                    USD 23.77
 Ord]

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing  Number of reference securities  Price per unit

                                                  ( )
 N/A

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type  Expiry date  Option money paid/ received per unit

 N/A

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing  Details  Price per unit (if applicable)

                             ( )
 N/A

 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the person
 making the disclosure and any party to the offer or any person acting in
 concert with a party to the offer:

 none

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the person making the disclosure and any other person relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 none

 

(c)        Attachments

 

 Is a Supplemental Form 8 (Open Positions) attached?  No

 

 

 Date of disclosure:  20/09/2022
 Contact name:        David Joerger
 Telephone number:    (949) 380-0200

 

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
 or visit
www.rns.com (http://www.rns.com/)
.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
.   END  RETURASRUOUKUAR