REG - Barclays PLC Schroders PLC - Form 8.5 EPT/Non RI SCHRODERS PLC
Today 10:30
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RNS Number : 4588Z Barclays PLC 07 April 2026
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose SCHRODERS PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt SCHRODERS PLC
principal trader is connected
(d) Date position held/dealing undertaken: 02 Apr 2026
(e) In addition to the company in 1(b) above, is the exempt principal NO
trader making disclosures in respect of any other party to the offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 20p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 38,842,187 2.41% 1,505,920 0.09%
(2) Cash-settled derivatives:
and/or controlled: 254,324 0.02% 37,400,308 2.32%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 39,096,511 2.43% 38,906,228 2.42%
(b) Rights to subscribe for new securities (including directors and other
executive
options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
20p ordinary Purchase 1,544,298 5.7950 GBP 5.7600 GBP
20p ordinary Sale 4,402,346 5.7950 GBP 5.7598 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
20p ordinary SWAP Decreasing Short 30,000 5.7845 GBP
20p ordinary SWAP Decreasing Short 1 5.7598 GBP
20p ordinary SWAP Decreasing Short 10,692 5.7600 GBP
20p ordinary SWAP Decreasing Short 1,748 5.7650 GBP
20p ordinary SWAP Decreasing Short 6,579 5.7667 GBP
20p ordinary SWAP Decreasing Short 43,613 5.7685 GBP
20p ordinary SWAP Decreasing Short 1,750,000 5.7700 GBP
20p ordinary SWAP Decreasing Short 13,808 5.7707 GBP
20p ordinary SWAP Decreasing Short 4,053 5.7755 GBP
20p ordinary SWAP Decreasing Short 78,358 5.7760 GBP
20p ordinary SWAP Decreasing Short 12,278 5.7761 GBP
20p ordinary SWAP Decreasing Short 750,000 5.7771 GBP
20p ordinary SWAP Decreasing Short 23,452 5.7775 GBP
20p ordinary SWAP Decreasing Short 2,097 5.7778 GBP
20p ordinary SWAP Decreasing Short 439,006 5.7797 GBP
20p ordinary SWAP Decreasing Short 33,338 5.7798 GBP
20p ordinary SWAP Decreasing Short 30,000 5.7800 GBP
20p ordinary SWAP Decreasing Short 4,816 5.7801 GBP
20p ordinary SWAP Decreasing Short 5,739 5.7810 GBP
20p ordinary SWAP Decreasing Short 23,611 5.7816 GBP
20p ordinary SWAP Decreasing Short 29,782 5.7826 GBP
20p ordinary SWAP Decreasing Short 89,448 5.7827 GBP
20p ordinary SWAP Decreasing Short 42,293 5.7844 GBP
20p ordinary SWAP Decreasing Short 132 5.7845 GBP
20p ordinary SWAP Decreasing Short 88,123 5.7847 GBP
20p ordinary SWAP Decreasing Short 2,515 5.7850 GBP
20p ordinary SWAP Decreasing Short 75 5.7883 GBP
20p ordinary SWAP Increasing Short 5,739 5.7633 GBP
20p ordinary SWAP Increasing Short 46 5.7700 GBP
20p ordinary SWAP Increasing Short 1,251 5.7750 GBP
20p ordinary SWAP Increasing Short 14,201 5.7757 GBP
20p ordinary SWAP Increasing Short 453 5.7766 GBP
20p ordinary SWAP Increasing Short 3,404 5.7771 GBP
20p ordinary SWAP Increasing Short 379 5.7775 GBP
20p ordinary SWAP Increasing Short 31,843 5.7797 GBP
20p ordinary SWAP Increasing Short 37,668 5.7799 GBP
20p ordinary SWAP Increasing Short 2,181 5.7808 GBP
20p ordinary SWAP Increasing Short 189,680 5.7812 GBP
20p ordinary SWAP Increasing Short 14,400 5.7813 GBP
20p ordinary SWAP Increasing Short 132,801 5.7815 GBP
20p ordinary SWAP Increasing Short 43,504 5.7839 GBP
20p ordinary SWAP Increasing Short 1,121 5.7843 GBP
20p ordinary SWAP Increasing Short 33,841 5.7846 GBP
20p ordinary SWAP Increasing Short 9,136 5.7848 GBP
20p ordinary SWAP Increasing Short 61,778 5.7849 GBP
20p ordinary SWAP Increasing Short 105,901 5.7850 GBP
20p ordinary CFD Decreasing Short 10,953 5.7695 GBP
20p ordinary CFD Increasing Short 55,030 5.7851 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security securities unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an inducement
to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 07 Apr 2026
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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