REG - Barclays PLC Schroders PLC - Form 8.5 EPT/Non RI SCHRODERS PLC
Mon 13:00
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RNS Number : 5009G Barclays PLC 01 June 2026
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose SCHRODERS PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt SCHRODERS PLC
principal trader is connected
(d) Date position held/dealing undertaken: 29 May 2026
(e) In addition to the company in 1(b) above, is the exempt principal NO
trader making disclosures in respect of any other party to the offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 20p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 32,506,611 2.02% 1,544,923 0.10%
(2) Cash-settled derivatives:
and/or controlled: 391,654 0.02% 31,394,340 1.95%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 32,898,265 2.04% 32,939,263 2.05%
(b) Rights to subscribe for new securities (including directors and other
executive
options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
20p ordinary Purchase 3,718,228 5.8400 GBP 5.8232 GBP
20p ordinary Sale 4,692,444 5.8400 GBP 5.8225 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
20p ordinary SWAP Opening Short 17 5.8400 GBP
20p ordinary SWAP Closing Short 17 5.8400 GBP
20p ordinary SWAP Decreasing Short 16,734 5.8394 GBP
20p ordinary SWAP Opening Long 7,925 5.8394 GBP
20p ordinary SWAP Decreasing Short 4,312 5.8394 GBP
20p ordinary SWAP Opening Long 2,043 5.8394 GBP
20p ordinary SWAP Decreasing Short 286 5.8301 GBP
20p ordinary SWAP Decreasing Short 135 5.8295 GBP
20p ordinary SWAP Decreasing Short 9,714 5.8289 GBP
20p ordinary SWAP Decreasing Short 69 5.8295 GBP
20p ordinary SWAP Decreasing Short 1,399 5.8400 GBP
20p ordinary SWAP Decreasing Long 14,418 5.8296 GBP
20p ordinary SWAP Decreasing Short 541 5.8266 GBP
20p ordinary SWAP Decreasing Short 3,771 5.8266 GBP
20p ordinary SWAP Increasing Short 1,731 5.8400 GBP
20p ordinary SWAP Decreasing Short 14,659 5.8395 GBP
20p ordinary SWAP Increasing Short 3,545 5.8250 GBP
20p ordinary SWAP Decreasing Short 5,909 5.8394 GBP
20p ordinary SWAP Decreasing Short 43,085 5.8300 GBP
20p ordinary SWAP Decreasing Long 58 5.8400 GBP
20p ordinary SWAP Decreasing Short 62,330 5.8394 GBP
20p ordinary SWAP Decreasing Short 23,170 5.8394 GBP
20p ordinary CFD Opening Long 138,417 5.8364 GBP
20p ordinary CFD Decreasing Short 2 5.8350 GBP
20p ordinary CFD Increasing Short 7,998 5.8303 GBP
20p ordinary CFD Increasing Long 579 5.8300 GBP
20p ordinary CFD Increasing Short 38,655 5.8300 GBP
20p ordinary CFD Opening Short 12,399 5.8400 GBP
20p ordinary SWAP Opening Short 216 5.8232 GBP
20p ordinary SWAP Decreasing Short 20,000 5.8395 GBP
20p ordinary SWAP Closing Short 8,470 5.8385 GBP
20p ordinary SWAP Closing Short 4,559 5.8385 GBP
20p ordinary SWAP Closing Short 2,386 5.8385 GBP
20p ordinary SWAP Closing Short 5,488 5.8385 GBP
20p ordinary SWAP Closing Short 3,726 5.8385 GBP
20p ordinary SWAP Closing Short 4,798 5.8385 GBP
20p ordinary SWAP Closing Short 4,749 5.8385 GBP
20p ordinary SWAP Opening Long 22,324 5.8385 GBP
20p ordinary SWAP Opening Long 34,200 5.8373 GBP
20p ordinary SWAP Closing Short 26,339 5.8394 GBP
20p ordinary SWAP Increasing Long 7,925 5.8394 GBP
20p ordinary SWAP Closing Short 5,511 5.8394 GBP
20p ordinary SWAP Increasing Long 2,043 5.8394 GBP
20p ordinary SWAP Decreasing Long 24,123 5.8400 GBP
20p ordinary SWAP Increasing Short 1,972 5.8291 GBP
20p ordinary SWAP Increasing Short 9,610 5.8287 GBP
20p ordinary SWAP Decreasing Short 1,644 5.8394 GBP
20p ordinary SWAP Increasing Short 1,086 5.8400 GBP
20p ordinary SWAP Increasing Long 58 5.8250 GBP
20p ordinary SWAP Increasing Long 125 5.8250 GBP
20p ordinary CFD Increasing Long 983 5.8300 GBP
20p ordinary CFD Decreasing Short 17,814 5.8358 GBP
20p ordinary SWAP Increasing Long 3,647 5.8349 GBP
20p ordinary SWAP Increasing Short 5,031 5.8268 GBP
20p ordinary SWAP Increasing Short 572 5.8275 GBP
20p ordinary SWAP Decreasing Short 579,124 5.8398 GBP
20p ordinary CFD Increasing Short 1,139 5.8300 GBP
20p ordinary SWAP Increasing Long 565 5.8265 GBP
20p ordinary SWAP Decreasing Short 95 5.8275 GBP
20p ordinary SWAP Decreasing Short 7,386 5.8254 GBP
20p ordinary SWAP Decreasing Short 6,012 5.8250 GBP
20p ordinary CFD Decreasing Short 418 5.8300 GBP
20p ordinary SWAP Decreasing Short 6,341 5.8399 GBP
20p ordinary SWAP Decreasing Short 30,036 5.8399 GBP
20p ordinary SWAP Increasing Short 428,758 5.8400 GBP
20p ordinary CFD Decreasing Short 21,562 5.8400 GBP
20p ordinary CFD Closing Short 10,837 5.8400 GBP
20p ordinary SWAP Decreasing Short 1,071 5.8300 GBP
20p ordinary SWAP Decreasing Short 192,329 5.8388 GBP
20p ordinary SWAP Increasing Short 15 5.8400 GBP
20p ordinary SWAP Decreasing Short 15,974 5.8400 GBP
20p ordinary SWAP Decreasing Short 103,397 5.8400 GBP
20p ordinary SWAP Increasing Short 3,428 5.8400 GBP
20p ordinary SWAP Decreasing Short 57,165 5.8388 GBP
20p ordinary SWAP Decreasing Short 36,920 5.8290 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security securities unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an inducement
to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 01 Jun 2026
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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