REG - JPMorgan Sec.Plc Schroders PLC - Form 8.5 (EPT/RI)-Schroders plc

SchrodersAnnouncement

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RNS Number : 0175A  JPMorgan Securities Plc  10 April 2026

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                            J.P. Morgan Securities Plc
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Schroders plc
 relates:

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Financial Adviser and Corporate Broker to Schroders plc
 connected:
 (d) Date dealing undertaken:                                                    09 April 2026
 (e) In addition to the company in 1(b) above, is the exempt principal trader    N/A
 making disclosures in respect of any other party to this offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 20p ordinary                Purchase          3,920,561                   5.8201 GBP                            5.7752 GBP
                             Sale              2,132,283                   5.8200 GBP                            5.7750 GBP

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 20p ordinary                Equity Swap          Decrease Long                                                                  1,300                           5.7805 GBP
                                                                                                                                 2,577                           5.7806 GBP
                                                  Decrease Short                                                                 110                             5.7785 GBP
                                                                                                                                 62,195                          5.7794 GBP
                                                                                                                                 4,254                           5.7797 GBP
                                                                                                                                 9,386                           5.7799 GBP
                                                                                                                                 10,539                          5.7800 GBP
                                                                                                                                 1,298                           5.7826 GBP
                                                                                                                                 2,035                           5.7898 GBP
                                                                                                                                 71,226                          5.7900 GBP
                                                                                                                                 1,717                           5.7907 GBP
                                                                                                                                 4,516                           5.7925 GBP
                                                                                                                                 50,000                          5.8160 GBP
                                                                                                                                 100,000                         5.8196 GBP
                                                                                                                                 2,110                           5.8199 GBP
                                                                                                                                 418,187                         5.8200 GBP
                                                  Increase Short                                                                 953                             5.7752 GBP
                                                                                                                                 91,500                          5.7781 GBP
                                                                                                                                 1,237                           5.7782 GBP
                                                                                                                                 737                             5.7787 GBP
                                                                                                                                 154,257                         5.7797 GBP
                                                                                                                                 1,049,306                       5.7800 GBP
                                                                                                                                 23,329                          5.7802 GBP
                                                                                                                                 13,130                          5.7805 GBP
                                                                                                                                 150,000                         5.7807 GBP
                                                                                                                                 13,900                          5.7810 GBP
                                                                                                                                 58,488                          5.7815 GBP
                                                                                                                                 3,828                           5.7828 GBP
                                                                                                                                 58,145                          5.7856 GBP
                                                                                                                                 1,624                           5.7859 GBP
                                                                                                                                 6,489                           5.7862 GBP
                                                                                                                                 42,296                          5.7900 GBP
                                                                                                                                 28,737                          5.7962 GBP
                                                                                                                                 724                             5.8030 GBP
                                                                                                                                 36,604                          5.8092 GBP
                                                                                                                                 9,702                           5.8140 GBP
                                                                                                                                 9,392                           5.8201 GBP
                                                                                                                                 509                             5.8206 GBP
                                                  Opening a short position                                                       8,562                           5.8203 GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"
 None

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"
 None

 

 

 Date of disclosure:  10 April 2026
 Contact name:        Hetvi Shah
 Telephone number:    44 2034 936359

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

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