REG - JPMorgan Sec.Plc Schroders PLC - Form 8.5 (EPT/RI)-Schroders plc

SchrodersAnnouncement

07/05/2026 11:30

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RNS Number : 4360D  JPMorgan Securities Plc  07 May 2026

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                            J.P. Morgan Securities Plc
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Schroders plc
 relates:

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Financial Adviser and Corporate Broker to Schroders plc
 connected:
 (d) Date dealing undertaken:                                                    06 May 2026
 (e) In addition to the company in 1(b) above, is the exempt principal trader    N/A
 making disclosures in respect of any other party to this offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 20p ordinary                Purchase          673,445                     5.8162 GBP                            5.8000 GBP
                             Sale              655,676                     5.8150 GBP                            5.8000 GBP

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 20p ordinary                Equity Swap          Decrease Long                                                                  50,418                          5.8142 GBP
                                                                                                                                 7,960                           5.8162 GBP
                                                  Decrease Short                                                                 4,300                           5.8038 GBP
                                                                                                                                 1,366                           5.8044 GBP
                                                                                                                                 14                              5.8046 GBP
                                                                                                                                 25,414                          5.8050 GBP
                                                                                                                                 500                             5.8059 GBP
                                                                                                                                 14                              5.8060 GBP
                                                                                                                                 4,952                           5.8069 GBP
                                                                                                                                 5,493                           5.8098 GBP
                                                                                                                                 125,000                         5.8106 GBP
                                                                                                                                 36,000                          5.8112 GBP
                                                                                                                                 768                             5.8121 GBP
                                                                                                                                 21,569                          5.8134 GBP
                                                                                                                                 1,721                           5.8149 GBP
                                                  Increase Long                                                                  4,394                           5.8104 GBP
                                                  Increase Short                                                                 1,782                           5.8050 GBP
                                                                                                                                 99                              5.8052 GBP
                                                                                                                                 5,081                           5.8056 GBP
                                                                                                                                 878                             5.8072 GBP
                                                                                                                                 88,684                          5.8082 GBP
                                                                                                                                 31,572                          5.8084 GBP
                                                                                                                                 81                              5.8101 GBP
                                                                                                                                 2,357                           5.8126 GBP
                                                                                                                                 42,188                          5.8133 GBP
                                                                                                                                 67                              5.8153 GBP
                                                                                                                                 6,254                           5.8156 GBP
                                                  Opening a short position                                                       252                             5.8054 GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"
 None

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"
 None

 

 

 Date of disclosure:  07 May 2026
 Contact name:        Hetvi Shah
 Telephone number:    44 2034 936359

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

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