Pdmr And Tr: 1 Notifications

Sentry 7

09/07/2025 18:02

RNS Number : 4407Q

Vault Ventures Plc

09 July 2025

 

09 July 2025

Vault Ventures PLC

 

("Vault Ventures" or the "Company")

 

PDMR and TR-1 Notifications

 

Following recent fundraising activities, the Company announces that notifications to the FCA, made in accordance with the requirements of the UK Market Abuse Regulation, are appended below.

 

For more information, please visit the Company's website at: https://vaultplc.com/ 

 

The Directors of the Company take responsibility for this announcement. 

 

Vault Ventures Plc
Brian Stockbridge
Non-executive Chairman
Via Alfred Henry
Alfred Henry Corporate Finance Ltd
AQSE Corporate Advisor
Nick Michaels, Maya Klein Wassink
+44 (0) 20 8064 4056

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

 

1.
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Brian Stockbridge
2.
Reason for the Notification
a)
Position/status
Director
b)
Initial notification / Amendment
Initial notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Vault Ventures Plc
b)
LEI
213800CBZ6E6WRDGV387
4.
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the Financial instrument, type of instrument
Ordinary shares
Identification Code
GB00BJDPYD55
b)
Nature of the transaction
Shares in lieu of cash payment
c)
Price(s) and volume(s)
Price(s)
Volume(s)
£0.0002
375,000,000
d)
Aggregated information:
· Aggregated volume
· Price
N/A single transaction
e)
Date of the transaction
07 July 2025
f)
Place of the Transaction
Outside a trading venue

 

 

1.
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Jeremy Woodgate
2.
Reason for the Notification
a)
Position/status
Director
b)
Initial notification / Amendment
Initial notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Vault Ventures Plc
b)
LEI
213800CBZ6E6WRDGV387
4.
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the Financial instrument, type of instrument
Ordinary shares
Identification Code
GB00BJDPYD55
b)
Nature of the transaction
Shares in lieu of cash payment
c)
Price(s) and volume(s)
Price(s)
Volume(s)
£0.0002
375,000,000
d)
Aggregated information:
· Aggregated volume
· Price
N/A single transaction
e)
Date of the transaction
07 July 2025
f)
Place of the Transaction
Outside a trading venue

 

 

1.
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Rachelle Ruth Roesler
2.
Reason for the Notification
a)
Position/status
Director
b)
Initial notification / Amendment
Initial notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Vault Ventures Plc
b)
LEI
213800CBZ6E6WRDGV387
4.
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the Financial instrument, type of instrument
Ordinary shares
Identification Code
GB00BJDPYD55
b)
Nature of the transaction
Shares in lieu of cash payment
c)
Price(s) and volume(s)
Price(s)
Volume(s)
£0.0002
125,000,000
d)
Aggregated information:
· Aggregated volume
· Price
N/A single transaction
e)
Date of the transaction
07 July 2025
f)
Place of the Transaction
Outside a trading venue

 

 

1.
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Derek Lew
2.
Reason for the Notification
a)
Position/status
Director
b)
Initial notification / Amendment
Initial notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Vault Ventures Plc
b)
LEI
213800CBZ6E6WRDGV387
4.
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the Financial instrument, type of instrument
Ordinary shares
Identification Code
GB00BJDPYD55
b)
Nature of the transaction
Shares in lieu of cash payment
c)
Price(s) and volume(s)
Price(s)
Volume(s)
£0.0002
375,000,000
d)
Aggregated information:
· Aggregated volume
· Price
N/A single transaction
e)
Date of the transaction
07 July 2025
f)
Place of the Transaction
Outside a trading venue

 

 

1.
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
First Sentinel Corporate Finance
2.
Reason for the Notification
a)
Position/status
PCA of Brian Stockbridge, a director of the company
b)
Initial notification / Amendment
Initial notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Vault Ventures Plc
b)
LEI
213800CBZ6E6WRDGV387
4.
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the Financial instrument, type of instrument
Ordinary shares
Identification Code
GB00BJDPYD55
b)
Nature of the transaction
Shares in lieu of cash payment
c)
Price(s) and volume(s)
Price(s)
Volume(s)
£0.0002
250,000,000
d)
Aggregated information:
· Aggregated volume
· Price
N/A single transaction
e)
Date of the transaction
07 July 2025
f)
Place of the Transaction
Outside a trading venue

TR-1: Standard form for notification of major holdings

 

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
Vault Ventures PLC
1b. Please indicate if the issuer is a non-UK issuer(please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification(please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
X
Other (please specify) iii: Transfer from the ultimate controlling natural person
3. Details of person subject to the notification obligationiv
Name
California Two Pizza Ventures Inc.
City and country of registered office (if applicable)
Vancouver, Canada
4. Full name of shareholder(s)(if different from 3.)v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reachedvi:
08-07-2025
6. Date on which issuer notified (DD/MM/YYYY):
08-07-2025
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A)
% of voting rights through financial instruments
 (total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights held in issuer (8.A + 8.B)vii
Resulting situation on the date on which threshold was crossed or reached
5.45
3.50
8.95
1,167,942,885
Position of previous notification (if
applicable)
9.79
6.28
16.07
1,167,942,885


 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of
 shares
ISIN code (if possible)
Number of voting rightsix
% of voting rights
Direct
(DTR5.1)
Indirect
(DTR5.2.1)
Direct
(DTR5.1)
Indirect
(DTR5.2.1)
Ordinary Shares
GB00BJDPYD55
1,167,942,885
5.45
SUBTOTAL 8. A
1,167,942,885
5.45
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial instrument
Expiration
 datex
Exercise/
 Conversion Periodxi
Number of voting rights that may be acquired if the instrument is
exercised/converted.
% of voting rights
Warrants
08/12/2027
Anytime within 3 years from the issue date till 08/12/2027
750,000,000
3.50
SUBTOTAL 8. B 1
750,000,000
3.50
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
Type of financial instrument
Expiration
 datex
Exercise/
 Conversion Periodxi
Physical or cash
Settlementxii
Number of voting rights
% of voting rights
SUBTOTAL 8.B.2


 

9. Information in relation to the person subject to the notification obligation(please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Fullchain of controlled undertakings through which the voting rights and/or the
 financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary)xiv
X
Namexv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
Derek Lew
5.45
3.50
8.95
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional informationxvi


 

Place of completion
Canada
Date of completion
08-07-2025

 

 

 

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
Vault Ventures PLC
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification(please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
X
Other (please specify) iii:
3. Details of person subject to the notification obligationiv
Name
Dark Horse Family Office Limited
City and country of registered office (if applicable)
London, UK
4. Full name of shareholder(s)(if different from 3.)v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reachedvi:
8-07-2025
6. Date on which issuer notified (DD/MM/YYYY):
8-07-2025
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A)
% of voting rights through financial instruments
 (total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights held in issuer (8.A + 8.B)vii
Resulting situation on the date on which threshold was crossed or reached
4.28
3.50
7.78
917,942,886
Position of previous notification (if
applicable)
7.69
6.28
13.97
917,942,886


 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of
 shares
ISIN code (if possible)
Number of voting rightsix
% of voting rights
Direct
(DTR5.1)
Indirect
(DTR5.2.1)
Direct
(DTR5.1)
Indirect
(DTR5.2.1)
Ordinary Shares
GB00BJDPYD55
917,942,886
4.28
SUBTOTAL 8. A
917,942,886
4.28
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial instrument
Expiration
 datex
Exercise/
 Conversion Periodxi
Number of voting rights that may be acquired if the instrument is
exercised/converted.
% of voting rights
Warrants
08/12/2027
Anytime within 3 years from the issue date till 08/12/2027
750,000,000
3.50
SUBTOTAL 8. B 1
750,000,000
3.50
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
Type of financial instrument
Expiration
 datex
Exercise/
 Conversion Periodxi
Physical or cash
Settlementxii
Number of voting rights
% of voting rights
SUBTOTAL 8.B.2


 

9. Information in relation to the person subject to the notification obligation(please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Fullchain of controlled undertakings through which the voting rights and/or the
 financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary)xiv
X
Namexv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
Brian Stockbridge
4.28
3.50
7.78
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional informationxvi


 

Place of completion
UK
Date of completion
08-07-2025

 

 

 

 

 

 

 

 

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