REG - Serco Group PLC JPMorgan Chase & Co - Holding(s) in Company

SercoAnnouncement

10/02/2021 11:00

RNS Number : 6234O
  
Serco Group PLC
  
10 February 2021
  
 

TR-1: Standard form for notification of major holdings
 



NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i










1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: 


Serco Group plc




1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)




Non-UK issuer








2. Reason for the notification (please mark the appropriate box or boxes with an "X")




An acquisition or disposal of voting rights


X




An acquisition or disposal of financial instruments








An event changing the breakdown of voting rights








Other (please specify)iii:








3. Details of person subject to the notification obligationiv




Name


JPMorgan Chase & Co.




City and country of registered office (if applicable)


Wilmington, Delaware, USA




4. Full name of shareholder(s) (if different from 3.)v




Name


J.P. Morgan Securities Plc
JPMorgan Chase Bank, N.A.
 




City and country of registered office (if applicable)


London, United Kingdom




5. Date on which the threshold was crossed or reachedvi:


05 February 2021




6. Date on which issuer notified (DD/MM/YYYY):


09 February 2021




7. Total positions of person(s) subject to the notification obligation








% of voting rights attached to shares (total of 8. A)


% of voting rights through financial instruments

(total of 8.B 1 + 8.B 2)


Total of both in % (8.A + 8.B)


Total number of voting rights held in issuervii




Resulting situation on the date on which threshold was crossed or reached


1.31%


3.69%


5.00%


1,220,931,774




Position of previous notification (if 
applicable)


Below Minimum Threshold


Below Minimum Threshold


Below Minimum Threshold
















 
 
 
 



8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii




A: Voting rights attached to shares




Class/type of

shares
ISIN code (if possible)


Number of voting rightsix


% of voting rights




Direct
(DTR5.1)


Indirect
 (DTR5.2.1)


Direct
(DTR5.1)


Indirect
(DTR5.2.1)




GB0007973794






16,049,533






1.31%
















































SUBTOTAL 8. A


16,049,533


1.31%




 
 




B 1: Financial Instruments according to DTR5.3.1R (1) (a)




Type of financial instrument


Expiration

datex


Exercise/

Conversion Periodxi


Number of voting rights that may be acquired if the instrument is 
exercised/converted.


% of voting rights














































































SUBTOTAL 8. B 1












 
 




B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)




Type of financial instrument


Expiration

datex


Exercise/

Conversion Period xi


Physical or cash 
settlementxii


Number of voting rights 


% of voting rights




Cash-settled Equity Swap


25/02/2021


25/02/2021


Cash


1,374,000


0.11%




Cash-settled Equity Swap


26/02/2021


26/02/2021


Cash


3,130,000


0.26%




Cash-settled Equity Swap


05/03/2021


05/03/2021


Cash


1,830,000


0.15%




Cash-settled Equity Swap


12/03/2021


12/03/2021


Cash


3,775,975


0.31%




Cash-settled Equity Swap


22/03/2021


22/03/2021


Cash


4,348,565


0.36%




Cash-settled Equity Swap


23/03/2021


23/03/2021


Cash


1,491,000


0.12%




Cash-settled Equity Swap


29/03/2021


29/03/2021


Cash


1,900,000


0.16%




Cash-settled Equity Swap


06/04/2021


06/04/2021


Cash


4,619


0.00%




Cash-settled Equity Swap


12/04/2021


12/04/2021


Cash


1,782,000


0.15%




Cash-settled Equity Swap


04/05/2021


04/05/2021


Cash


6,453,084


0.53%




Cash-settled Equity Swap


05/05/2021


05/05/2021


Cash


3,868,676


0.32%




Cash-settled Equity Swap


02/06/2021


02/06/2021


Cash


6,907


0.00%




Cash-settled Equity Swap


23/06/2021


23/06/2021


Cash


5,005,630


0.41%




Cash-settled Equity Swap


02/07/2021


02/07/2021


Cash


16,179


0.00%




Cash-settled Equity Swap


30/07/2021


30/07/2021


Cash


9,000,000


0.74%




Cash-settled Equity Swap


03/08/2021


03/08/2021


Cash


3,667


0.00%




Cash-settled Equity Swap


02/11/2021


02/11/2021


Cash


238,232


0.02%




Cash-settled Equity Swap


02/12/2021


02/12/2021


Cash


55,487


0.00%




Cash-settled Equity Swap


22/12/2021


22/12/2021


Cash


44,401


0.00%




Cash-settled Equity Swap


05/01/2022


05/01/2022


Cash


7,624


0.00%




Cash-settled Equity Swap


13/01/2022


13/01/2022


Cash


85,265


0.01%




Cash-settled Equity Swap


02/02/2022


02/02/2022


Cash


19,393


0.00%




Cash-settled Equity Swap


22/02/2022


22/02/2022


Cash


163,691


0.01%




Cash-settled Equity Swap


28/02/2022


28/02/2022


Cash


45,583


0.00%




Cash-settled Equity Swap


29/04/2022


29/04/2022


Cash


377,175


0.03%




Cash-settled Equity Swap


08/08/2022


08/08/2022


Cash


5,356


0.00%
















SUBTOTAL 8.B.2


45,032,509


3.69%




 
 















 



9. Information in relation to the person subject to the notification obligation (please mark the 
applicable box with an "X")




Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii








Full chain of controlled undertakings through which the voting rights and/or the

financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)








Namexv


% of voting rights if it equals or is higher than the notifiable threshold


% of voting rights through financial instruments if it equals or is higher than the notifiable threshold


Total of both if it equals or is higher than the notifiable threshold




JPMorgan Chase & Co.
















JPMorgan Chase Bank, National Association
















J.P. Morgan International Finance Limited
















J.P. Morgan Capital Holdings Limited
















J.P. Morgan Securities plc






3.69


5.00






















JPMorgan Chase & Co.
















JPMorgan Chase Bank, National Association






















10. In case of proxy voting, please identify:




Name of the proxy holder


N/A




The number and % of voting rights held


N/A




The date until which the voting rights will be held


 N/A










11. Additional informationxvi




Chain of controlled undertakings:
 
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)
 
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)










 



Place of completion


London, United Kingdom




Date of completion


09 February 2021



 

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