REG - Serco Group PLC JPMorgan Chase & Co - Holding(s) in Company

SercoAnnouncement

05/05/2021 15:40

RNS Number : 6744X
  
Serco Group PLC
  
05 May 2021
  
 

TR-1: Standard form for notification of major holdings 

1. Issuer Details 



ISIN 


GB0007973794 


Issuer Name 


SERCO GROUP PLC 


UK or Non-UK Issuer 


UK 



2. Reason for Notification 


An acquisition or disposal of financial instruments 


3. Details of person subject to the notification obligation 



Name 


JPMorgan Chase & Co. 


City of registered office (if applicable) 


 


Country of registered office (if applicable) 


US 



4. Details of the shareholder 





Name 


City of registered office 


Country of registered office 




JPMorgan Chase Bank, N.A. 












J.P. Morgan Securities Plc 













5. Date on which the threshold was crossed or reached 


29-Apr-2021 


6. Date on which Issuer notified 


04-May-2021 


7. Total positions of person(s) subject to the notification obligation 








% of voting rights attached to shares (total of 8.A) 


% of voting rights through financial instruments (total of 8.B 1 + 8.B 2) 


Total of both in % (8.A + 8.B) 


Total number of voting rights held in issuer 




Resulting situation on the date on which threshold was crossed or reached 


1.490692 


3.960557 


5.451249 


65998585 




Position of previous notification (if applicable) 


1.281700 


4.276649 


5.558349 








8. Notified details of the resulting situation on the date on which the threshold was crossed or reached 


8A. Voting rights attached to shares 





Class/Type of shares ISIN code(if possible) 


Number of direct voting rights (DTR5.1) 


Number of indirect voting rights (DTR5.2.1) 


% of direct voting rights (DTR5.1) 


% of indirect voting rights (DTR5.2.1) 




GB0007973794 






18047894 






1.490692 




Sub Total 8.A 


18047894 


1.490692% 





8B1. Financial Instruments according to (DTR5.3.1R.(1) (a)) 





Type of financial instrument 


Expiration date 


Exercise/conversion period 


Number of voting rights that may be acquired if the instrument is exercised/converted 


% of voting rights 


























Sub Total 8.B1 

















8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b)) 





Type of financial instrument 


Expiration date 


Exercise/conversion period 


Physical or cash settlement 


Number of voting rights 


% of voting rights 




Cash-settled Equity Swap 


05/05/2021 


05/05/2021 


Cash 


3839000 


0.317088 




Cash-settled Equity Swap 


10/05/2021 


10/05/2021 


Cash 


7115147 


0.587686 




Cash-settled Equity Swap 


14/05/2021 


14/05/2021 


Cash 


4336000 


0.358138 




Cash-settled Equity Swap 


26/05/2021 


26/05/2021 


Cash 


5615000 


0.463779 




Cash-settled Equity Swap 


28/05/2021 


28/05/2021 


Cash 


3130000 


0.258527 




Cash-settled Equity Swap 


23/06/2021 


23/06/2021 


Cash 


5001877 


0.413137 




Cash-settled Equity Swap 


12/07/2021 


12/07/2021 


Cash 


1782000 


0.147187 




Cash-settled Equity Swap 


30/07/2021 


30/07/2021 


Cash 


9000000 


0.743368 




Cash-settled Equity Swap 


25/08/2021 


25/08/2021 


Cash 


1374000 


0.113488 




Cash-settled Equity Swap 


14/09/2021 


14/09/2021 


Cash 


3775975 


0.311882 




Cash-settled Equity Swap 


02/11/2021 


02/11/2021 


Cash 


129334 


0.010683 




Cash-settled Equity Swap 


02/12/2021 


02/12/2021 


Cash 


55487 


0.004583 




Cash-settled Equity Swap 


22/12/2021 


22/12/2021 


Cash 


4667 


0.000385 




Cash-settled Equity Swap 


05/01/2022 


05/01/2022 


Cash 


2610 


0.000216 




Cash-settled Equity Swap 


02/02/2022 


02/02/2022 


Cash 


7930 


0.000655 




Cash-settled Equity Swap 


28/02/2022 


28/02/2022 


Cash 


31835 


0.002629 




Cash-settled Equity Swap 


18/03/2022 


18/03/2022 


Cash 


4501 


0.000372 




Cash-settled Equity Swap 


27/04/2022 


27/04/2022 


Cash 


168274 


0.013899 




Cash-settled Equity Swap 


29/04/2022 


29/04/2022 


Cash 


2340806 


0.193342 




Cash-settled Equity Swap 


04/05/2022 


04/05/2022 


Cash 


120274 


0.009934 




Cash-settled Equity Swap 


06/06/2022 


06/06/2022 


Cash 


83517 


0.006898 




Cash-settled Equity Swap 


31/10/2022 


31/10/2022 


Cash 


4244 


0.000351 




Cash-settled Equity Swap 


04/05/2026 


04/05/2026 


Cash 


28213 


0.002330 




Sub Total 8.B2 






47950691 


3.960557% 





9. Information in relation to the person subject to the notification obligation 


2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary) 





Ultimate controlling person 


Name of controlled undertaking 


% of voting rights if it equals or is higher than the notifiable threshold 


% of voting rights through financial instruments if it equals or is higher than the notifiable threshold 


Total of both if it equals or is higher than the notifiable threshold 




JPMorgan Chase & Co. 


J.P. Morgan Securities plc 


1.490690 


3.960557 


5.451247 




JPMorgan Chase & Co. 


JPMorgan Chase Bank, National Association 










0.000000 





10. In case of proxy voting 



Name of the proxy holder 


 


The number and % of voting rights held 


  


The date until which the voting rights will be held 


 



11. Additional Information 


Chain of controlled undertakings:



JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%)

J.P. Morgan International Finance Limited (100%)

J.P. Morgan Capital Holdings Limited (100%)

J.P. Morgan Securities plc (100%)



JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%) 


12. Date of Completion 


04-May-2021 


13. Place Of Completion 


London, United Kingdom 


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