REG - Serco Group PLC JPMorgan Chase & Co - Holding(s) in Company

SercoAnnouncement

18/05/2021 16:00

RNS Number : 0428Z
  
Serco Group PLC
  
18 May 2021
  
 

TR-1: Standard form for notification of major holdings 

1. Issuer Details 



ISIN 


GB0007973794 


Issuer Name 


SERCO GROUP PLC 


UK or Non-UK Issuer 


UK 



2. Reason for Notification 


An acquisition or disposal of voting rights 


3. Details of person subject to the notification obligation 



Name 


JPMorgan Chase & Co. 


City of registered office (if applicable) 


 


Country of registered office (if applicable) 


US 



4. Details of the shareholder 





Name 


City of registered office 


Country of registered office 




J.P. Morgan Securities Plc 












JPMorgan Chase Bank, N.A. 













5. Date on which the threshold was crossed or reached 


13-May-2021 


6. Date on which Issuer notified 


17-May-2021 


7. Total positions of person(s) subject to the notification obligation 








% of voting rights attached to shares (total of 8.A) 


% of voting rights through financial instruments (total of 8.B 1 + 8.B 2) 


Total of both in % (8.A + 8.B) 


Total number of voting rights held in issuer 




Resulting situation on the date on which threshold was crossed or reached 


2.355109 


2.990522 


5.345631 


64549372 




Position of previous notification (if applicable) 


1.490692 


3.960557 


5.451249 








8. Notified details of the resulting situation on the date on which the threshold was crossed or reached 


8A. Voting rights attached to shares 





Class/Type of shares ISIN code(if possible) 


Number of direct voting rights (DTR5.1) 


Number of indirect voting rights (DTR5.2.1) 


% of direct voting rights (DTR5.1) 


% of indirect voting rights (DTR5.2.1) 




GB0007973794 






28438326 






2.355109 




Sub Total 8.A 


28438326 


2.355109% 





8B1. Financial Instruments according to (DTR5.3.1R.(1) (a)) 





Type of financial instrument 


Expiration date 


Exercise/conversion period 


Number of voting rights that may be acquired if the instrument is exercised/converted 


% of voting rights 


























Sub Total 8.B1 

















8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b)) 





Type of financial instrument 


Expiration date 


Exercise/conversion period 


Physical or cash settlement 


Number of voting rights 


% of voting rights 




Cash-settled Equity Swap 


26/05/2021 


26/05/2021 


Cash 


5615000 


0.465004 




Cash-settled Equity Swap 


28/05/2021 


28/05/2021 


Cash 


3130000 


0.259210 




Cash-settled Equity Swap 


23/06/2021 


23/06/2021 


Cash 


5001877 


0.414229 




Cash-settled Equity Swap 


12/07/2021 


12/07/2021 


Cash 


1782000 


0.147576 




Cash-settled Equity Swap 


30/07/2021 


30/07/2021 


Cash 


9000000 


0.745332 




Cash-settled Equity Swap 


25/08/2021 


25/08/2021 


Cash 


1374000 


0.113787 




Cash-settled Equity Swap 


14/09/2021 


14/09/2021 


Cash 


3775975 


0.312706 




Cash-settled Equity Swap 


02/11/2021 


02/11/2021 


Cash 


64924 


0.005377 




Cash-settled Equity Swap 


03/11/2021 


03/11/2021 


Cash 


3839000 


0.317925 




Cash-settled Equity Swap 


02/12/2021 


02/12/2021 


Cash 


55487 


0.004595 




Cash-settled Equity Swap 


05/01/2022 


05/01/2022 


Cash 


2610 


0.000216 




Cash-settled Equity Swap 


02/02/2022 


02/02/2022 


Cash 


7930 


0.000657 




Cash-settled Equity Swap 


28/02/2022 


28/02/2022 


Cash 


35855 


0.002969 




Cash-settled Equity Swap 


27/04/2022 


27/04/2022 


Cash 


153766 


0.012734 




Cash-settled Equity Swap 


29/04/2022 


29/04/2022 


Cash 


2105270 


0.174347 




Cash-settled Equity Swap 


04/05/2022 


04/05/2022 


Cash 


51988 


0.004305 




Cash-settled Equity Swap 


06/06/2022 


06/06/2022 


Cash 


87151 


0.007217 




Cash-settled Equity Swap 


04/05/2026 


04/05/2026 


Cash 


28213 


0.002336 




Sub Total 8.B2 






36111046 


2.990522% 





9. Information in relation to the person subject to the notification obligation 


2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary) 





Ultimate controlling person 


Name of controlled undertaking 


% of voting rights if it equals or is higher than the notifiable threshold 


% of voting rights through financial instruments if it equals or is higher than the notifiable threshold 


Total of both if it equals or is higher than the notifiable threshold 




JPMorgan Chase & Co. 


J.P. Morgan Securities plc 


2.355107 


2.990523 


5.345630 




JPMorgan Chase & Co. 


JPMorgan Chase Bank, National Association 










0.000000 





10. In case of proxy voting 



Name of the proxy holder 


 


The number and % of voting rights held 


  


The date until which the voting rights will be held 


 



11. Additional Information 


Chain of controlled undertakings:



JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%)

J.P. Morgan International Finance Limited (100%)

J.P. Morgan Capital Holdings Limited (100%)

J.P. Morgan Securities plc (100%)



JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%) 


12. Date of Completion 


17-May-2021 


13. Place Of Completion 


London 


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