REG - Serco Group PLC JPMorgan Chase & Co - Holding(s) in Company

SercoAnnouncement

11/06/2021 16:25

RNS Number : 6963B
  
Serco Group PLC
  
11 June 2021
  
 

TR-1: Standard form for notification of major holdings 

1. Issuer Details 



ISIN 


GB0007973794 


Issuer Name 


SERCO GROUP PLC 


UK or Non-UK Issuer 


UK 



2. Reason for Notification 


An acquisition or disposal of financial instruments 


3. Details of person subject to the notification obligation 



Name 


JPMorgan Chase & Co. 


City of registered office (if applicable) 


 


Country of registered office (if applicable) 


US 



4. Details of the shareholder 





Name 


City of registered office 


Country of registered office 




JPMorgan Chase Bank, N.A. 












J.P. Morgan Securities plc 













5. Date on which the threshold was crossed or reached 


08-Jun-2021 


6. Date on which Issuer notified 


10-Jun-2021 


7. Total positions of person(s) subject to the notification obligation 







% of voting rights attached to shares (total of 8.A) 


% of voting rights through financial instruments (total of 8.B 1 + 8.B 2) 


Total of both in % (8.A + 8.B) 


Total number of voting rights held in issuer 




Resulting situation on the date on which threshold was crossed or reached 


0.376075 


4.875685 


5.251760 


63189058 




Position of previous notification (if applicable) 


2.248707 


3.090327 


5.339034 








8. Notified details of the resulting situation on the date on which the threshold was crossed or reached 


8A. Voting rights attached to shares 





Class/Type of shares ISIN code(if possible) 


Number of direct voting rights (DTR5.1) 


Number of indirect voting rights (DTR5.2.1) 


% of direct voting rights (DTR5.1) 


% of indirect voting rights (DTR5.2.1) 




GB0007973794 






4524929 






0.376075 




Sub Total 8.A 


4524929 


0.376075% 





8B1. Financial Instruments according to (DTR5.3.1R.(1) (a)) 





Type of financial instrument 


Expiration date 


Exercise/conversion period 


Number of voting rights that may be acquired if the instrument is exercised/converted 


% of voting rights 


























Sub Total 8.B1 

















8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b)) 





Type of financial instrument 


Expiration date 


Exercise/conversion period 


Physical or cash settlement 


Number of voting rights 


% of voting rights 




Cash-settled Equity Swap 


23/06/2021 


23/06/2021 


Cash 


9464384 


0.786603 




Cash-settled Equity Swap 


28/06/2021 


28/06/2021 


Cash 


5615000 


0.466673 




Cash-settled Equity Swap 


12/07/2021 


12/07/2021 


Cash 


1782000 


0.148105 




Cash-settled Equity Swap 


30/07/2021 


30/07/2021 


Cash 


9000000 


0.748007 




Cash-settled Equity Swap 


02/08/2021 


02/08/2021 


Cash 


3 


0.000000 




Cash-settled Equity Swap 


25/08/2021 


25/08/2021 


Cash 


1374000 


0.114196 




Cash-settled Equity Swap 


10/09/2021 


10/09/2021 


Cash 


21647000 


1.799123 




Cash-settled Equity Swap 


14/09/2021 


14/09/2021 


Cash 


3775975 


0.313828 




Cash-settled Equity Swap 


03/11/2021 


03/11/2021 


Cash 


3839000 


0.319067 




Cash-settled Equity Swap 


02/12/2021 


02/12/2021 


Cash 


8708 


0.000724 




Cash-settled Equity Swap 


05/01/2022 


05/01/2022 


Cash 


2610 


0.000217 




Cash-settled Equity Swap 


02/02/2022 


02/02/2022 


Cash 


7930 


0.000659 




Cash-settled Equity Swap 


27/04/2022 


27/04/2022 


Cash 


211116 


0.017546 




Cash-settled Equity Swap 


29/04/2022 


29/04/2022 


Cash 


1478362 


0.122869 




Cash-settled Equity Swap 


27/05/2022 


27/05/2022 


Cash 


293343 


0.024380 




Cash-settled Equity Swap 


06/06/2022 


06/06/2022 


Cash 


25305 


0.002103 




Cash-settled Equity Swap 


29/06/2022 


29/06/2022 


Cash 


50276 


0.004179 




Cash-settled Equity Swap 


04/07/2022 


04/07/2022 


Cash 


61523 


0.005113 




Cash-settled Equity Swap 


19/07/2022 


19/07/2022 


Cash 


25200 


0.002094 




Cash-settled Equity Swap 


02/08/2022 


02/08/2022 


Cash 


1458 


0.000121 




Cash-settled Equity Swap 


05/12/2022 


05/12/2022 


Cash 


936 


0.000078 




Sub Total 8.B2 






58664129 


4.875685% 





9. Information in relation to the person subject to the notification obligation 


2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary) 





Ultimate controlling person 


Name of controlled undertaking 


% of voting rights if it equals or is higher than the notifiable threshold 


% of voting rights through financial instruments if it equals or is higher than the notifiable threshold 


Total of both if it equals or is higher than the notifiable threshold 




JPMorgan Chase & Co. 


J.P. Morgan Securities plc 


0.376073 


4.875685 


5.251758 




JPMorgan Chase & Co. 


JPMorgan Chase Bank, National Association 










0.000000 





10. In case of proxy voting 



Name of the proxy holder 


 


The number and % of voting rights held 


 


The date until which the voting rights will be held 


 



11. Additional Information 


Chain of controlled undertakings:



JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%)

J.P. Morgan International Finance Limited (100%)

J.P. Morgan Capital Holdings Limited (100%)

J.P. Morgan Securities plc (100%)



JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%) 


12. Date of Completion 


10-Jun-2021 


13. Place Of Completion 


London, United Kingdom 


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