REG-BARCLAYS PLC Form 8.3 - ROYAL DUTCH SHELL PLC <Origin Href="QuoteRef">BARC.L</Origin> <Origin Href="QuoteRef">RDSa.L</Origin>
26/05/2015 14:20
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LONDON--(Business Wire)--
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose ROYAL DUTCH SHELL PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 25 May 2015
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: EUR 0.07 A ordinary (including A ADSs)
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 22,382,654 0.57% 13,013,407 0.33%
(2) Cash-settled derivatives:
7,854,154 0.20% 8,995,006 0.23%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 2,350,000 0.06% 1,896,815 0.05%
TOTAL: 32,586,808 0.84% 23,905,228 0.61%
Class of relevant security: EUR 0.07 B ordinary Shares (including B ADSs)
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 23,562,724 0.97% 9,339,697 0.38%
(2) Cash-settled derivatives:
4,527,614 0.19% 7,210,632 0.30%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 175,000 0.01% 199,636 0.01%
TOTAL: 28,265,338 1.16% 16,749,965 0.69%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors` and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
EUR 0.07 A Ordinary Purchase 200 27.6450 EUR
EUR 0.07 A Ordinary Purchase 233 27.6250 EUR
EUR 0.07 A Ordinary Purchase 434 27.6800 EUR
EUR 0.07 A Ordinary Purchase 2,385 27.6426 EUR
EUR 0.07 A Ordinary Purchase 2,770 27.6342 EUR
EUR 0.07 A Ordinary Purchase 5,488 27.6797 EUR
EUR 0.07 A Ordinary Purchase 9,630 27.6475 EUR
EUR 0.07 A Ordinary Purchase 12,154 27.7490 EUR
EUR 0.07 A Ordinary Purchase 28,743 27.6584 EUR
EUR 0.07 A Ordinary Sale 235 27.6600 EUR
EUR 0.07 A Ordinary Sale 434 27.6800 EUR
EUR 0.07 A Ordinary Sale 650 27.6469 EUR
EUR 0.07 A Ordinary Sale 1,837 27.6430 EUR
EUR 0.07 A Ordinary Sale 1,870 27.6654 EUR
EUR 0.07 A Ordinary Sale 7,591 27.6574 EUR
EUR 0.07 A Ordinary Sale 7,650 27.7791 EUR
EUR 0.07 A Ordinary Sale 10,975 27.6250 EUR
EUR 0.07 A Ordinary Sale 14,706 27.6604 EUR
EUR 0.07 A Ordinary Sale 19,627 27.6833 EUR
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
EUR 0.07 A Ordinary SWAP Long 270 27.6636 EUR
EUR 0.07 A Ordinary SWAP Long 2,100 27.6744 EUR
EUR 0.07 A Ordinary SWAP Long 2,498 27.7567 EUR
EUR 0.07 A Ordinary SWAP Long 3,942 27.6505 EUR
EUR 0.07 A Ordinary CFD Long 8,963 27.6796 EUR
EUR 0.07 A Ordinary SWAP Short 840 27.6334 EUR
EUR 0.07 A Ordinary SWAP Short 1,930 27.6346 EUR
EUR 0.07 A Ordinary SWAP Short 2,638 27.6730 EUR
EUR 0.07 A Ordinary SWAP Short 3,435 27.6414 EUR
EUR 0.07 A Ordinary SWAP Short 6,504 27.7011 EUR
EUR 0.07 A Ordinary CFD Short 9,630 27.6475 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 26 May 2015
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available
for consultation in relation to the Code`s disclosure requirements on +44 (0)20
7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose ROYAL DUTCH SHELL PLC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
EUR 0.07 A ordinary Call Options Purchased 250,000 20.1000 European 17 Jul 2015
EUR 0.07 A ordinary Put Options Purchased -200,000 25.0000 American 18 Dec 2015
EUR 0.07 A ordinary Put Options Purchased -300,000 26.0000 American 19 Jun 2015
EUR 0.07 A ordinary Put Options Purchased -150,000 26.0000 American 18 Dec 2015
EUR 0.07 A ordinary Put Options Purchased -250,000 27.5000 American 19 Jun 2015
EUR 0.07 A ordinary Put Options Purchased -300,000 28.0000 American 19 Jun 2015
EUR 0.07 A ordinary Put Options Purchased -100,000 28.0000 American 15 Dec 2017
EUR 0.07 A ordinary Put Options Written 200,000 24.0000 American 18 Dec 2015
EUR 0.07 A ordinary Put Options Written 250,000 26.0000 American 16 Dec 2016
EUR 0.07 A ordinary Put Options Written 300,000 28.0000 American 19 Jun 2015
EUR 0.07 A ordinary Put Options Written 175,000 30.0000 American 15 Dec 2017
EUR 0.07 A ordinary Call Options Purchased 150,000 26.0000 American 18 Dec 2015
EUR 0.07 A ordinary Call Options Purchased 250,000 26.0000 American 16 Dec 2016
EUR 0.07 A ordinary Call Options Purchased 50,000 27.5000 American 19 Jun 2015
EUR 0.07 A ordinary Call Options Purchased 200,000 28.0000 American 19 Jun 2015
EUR 0.07 A ordinary Call Options Purchased 350,000 29.0000 American 19 Jun 2015
EUR 0.07 A ordinary Call Options Purchased 150,000 29.5000 American 19 Jun 2015
EUR 0.07 A ordinary Call Options Purchased 275,000 30.0000 American 15 Dec 2017
EUR 0.07 A ordinary Call Options Written -200,000 28.0000 American 18 Dec 2015
EUR 0.07 A ordinary Call Options Written -200,000 30.0000 American 19 Jun 2015
EUR 0.07 A ordinary Call Options Written -196,815 2219.6100 European 29 Mar 2016
EUR 0.07 B ordinary Put Options Written 175,000 2100.0000 American 18 Dec 2015
EUR 0.07 B ordinary Call Options Written -199,636 2063.5439 European 25 Jan 2016
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in relation
to the Code`s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
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