REG - AllianzGI-Global Royal Dutch Shell - Form 8.3 - Royal Dutch Shell Plc (Amendment) <Origin Href="QuoteRef">RDSa.L</Origin>

ShellAnnouncement

22/12/2015 15:21

RNS Number : 9148J
AllianzGI-Global Equity Business
22 December 2015
AMENDMENT  FORM 8.3
PUBLIC DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser:
Allianz Global Investors - Global Equity Business Unit
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
 The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
Royal Dutch Shell Plc
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:
 For an opening position disclosure, state the latest practicable date prior to the disclosure
 18 December 2015
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
 If it is a cash offer or possible cash offer, state "N/A"
Yes - BG Group Plc
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
EUR 0.07 A ordinary shares
(incl. A ADRs)
Interests
Short positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
45,272,441
1.13%


(2) Cash-settled derivatives:




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:




 TOTAL:
45,272,441
1.13%


Class of relevant security:
EUR 0.07 B ordinary shares
(incl. B ADRs)
Interests
Short positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
10,263,729
0.42%


(2) Cash-settled derivatives:




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:


94,000
0.004%
 TOTAL:
10,263,729
0.42%
94,000
0.004%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchase/sale
Number of securities
Price per unit (USD)
EUR 0.07
A type ADRs
Sale
165
43.7922
EUR 0.07
A type ADRs
Sale
86
43.7820
EUR 0.07
A type ADRs
Sale
1,700
43.7614
EUR 0.07
A type ADRs
Sale
196
43.7592
EUR 0.07
A type ADRs
Sale
24
43.7542
EUR 0.07
A type ADRs
Sale
105
43.7491
EUR 0.07
A type ADRs
Sale
423
43.7439
EUR 0.07
A type ADRs
Sale
152
43.7438
EUR 0.07
A type ADRs
Sale
120
43.7392
EUR 0.07
A type ADRs
Sale
140
43.7343
EUR 0.07
A type ADRs
Sale
1,608
43.7342
EUR 0.07
A type ADRs
Sale
296
43.7330
EUR 0.07
A type ADRs
Sale
724
43.7325
EUR 0.07
A type ADRs
Sale
954
43.7293
EUR 0.07
A type ADRs
Sale
78
43.7119
EUR 0.07
A type ADRs
Sale
205
43.7092
EUR 0.07
A type ADRs
Sale
504
43.6292
EUR 0.07
A type ADRs
Sale
1,085
43.6177
EUR 0.07
A type ADRs
Sale
149
43.6059
EUR 0.07
A type ADRs
Sale
69
43.6019
EUR 0.07
A type ADRs
Sale
1,776
43.6018
EUR 0.07
A type ADRs
Sale
171
43.5992
EUR 0.07
A type ADRs
Sale
340
43.5942
EUR 0.07
A type ADRs
Sale
98
43.5729
EUR 0.07
A type ADRs
Sale
105
43.5691
EUR 0.07
A type ADRs
Sale
233
43.5192
EUR 0.07
A type ADRs
Purchase
360
43.6000
EUR 0.07
A type ADRs
Purchase
3,010
43.6642
EUR 0.07
A type ADRs
Purchase
35
43.6643
EUR 0.07
A type ADRs
Purchase
40
43.6700
EUR 0.07
A type ADRs
Purchase
6
43.6767
EUR 0.07
A type ADRs
Purchase
4,020
43.6773
EUR 0.07
A type ADRs
Purchase
20
43.6775
EUR 0.07
A type ADRs
Purchase
77
43.7100
EUR 0.07
A type ADRs
Purchase
16
43.7200
EUR 0.07
A type ADRs
Purchase
1,445
43.7562
EUR 0.07
A type ADRs
Purchase
70
43.9571
EUR 0.07
A type ADRs
Purchase
1
49.0400
Class of relevant security
Purchase/sale
Number of securities
Price per unit
EUR 0.07 A ordinary shares
Purchase
634
20.2970 EUR
EUR 0.07 A ordinary shares
Purchase
20,000
14.6463 GBP
EUR 0.07 A ordinary shares
Purchase
1,800
14.5433 GBP
EUR 0.07 A ordinary shares
Sale
510
14.6415 GBP
EUR 0.07 A ordinary shares
Purchase
44,220
14.6486 GBP
EUR 0.07 A ordinary shares
Purchase
1,276,276
20.2970 EUR
EUR 0.07 A ordinary shares
Sale
420
20.3263 EUR
EUR 0.07 A ordinary shares
Purchase
15,000
20.3000 EUR
EUR 0.07 B ordinary shares
Purchase
1,188
14.8366 GBP
EUR 0.07 B ordinary shares
Purchase
1,150
14.6528 GBP
EUR 0.07 B ordinary shares
Sale
290
14.7584 GBP
 
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit




(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit





(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached?
YES
Date of disclosure:
21 December 2015
Contact name:
Sujith Sudevan
Telephone number:
+44 (0) 20 3246 7578
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are being disclosed:
Allianz Global Investors - Global Equity Business Unit
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:
Royal Dutch Shell Plc
2. OPTIONS AND DERIVATIVES
Class of relevant security
Product description e.g. call option
Written or purchased
Number of securities to which option or derivative relates
Exercise price per unit
Type
e.g.American, European etc.
Expiry date
B type shares
Put Option
Purchased
36,000
GBP 20
American
18 March 2016
B type shares
Put Option
Purchased
34,000
GBP 22
American
18 March 2016
B type shares
Put Option
Purchased
24,000
GBP 18 
American
18 March 2016
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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