REG - AllianzGI-Global Royal Dutch Shell - Form 8.3 - Royal Dutch Shell Plc (Amendment) <Origin Href="QuoteRef">RDSa.L</Origin>

ShellAnnouncement

23/12/2015 14:41

RNS Number : 0788K
AllianzGI-Global Equity Business
23 December 2015
AMENDMENT  FORM 8.3
PUBLIC DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser:
Allianz Global Investors - Global Equity Business Unit
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
 The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
Royal Dutch Shell Plc
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:
 For an opening position disclosure, state the latest practicable date prior to the disclosure
 22 December 2015
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
 If it is a cash offer or possible cash offer, state "N/A"
Yes - BG Group Plc
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
EUR 0.07 A ordinary shares
(incl. A ADRs)
Interests
Short positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
46,081,559
1.15%


(2) Cash-settled derivatives:




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:




 TOTAL:
46,081,559
1.15%


Class of relevant security:
EUR 0.07 B ordinary shares
(incl. B ADRs)
Interests
Short positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
10,324,989
0.42%


(2) Cash-settled derivatives:




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:


94,000
0.004%
 TOTAL:
10,324,989
0.42%
94,000
0.004%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchase/sale
Number of securities
Price per unit (USD)
EUR 0.07
A type ADRs
Sale
84
44.5764
EUR 0.07
A type ADRs
Sale
51
44.5763
EUR 0.07
A type ADRs
Sale
296
44.5692
EUR 0.07
A type ADRs
Sale
330
44.5522
EUR 0.07
A type ADRs
Sale
228
44.5392
EUR 0.07
A type ADRs
Sale
6,811
44.5380
EUR 0.07
A type ADRs
Sale
550
44.5310
EUR 0.07
A type ADRs
Sale
290
44.5291
EUR 0.07
A type ADRs
Sale
53
44.5243
EUR 0.07
A type ADRs
Sale
243
44.5233
EUR 0.07
A type ADRs
Sale
320
44.5224
EUR 0.07
A type ADRs
Sale
139
44.5220
EUR 0.07
A type ADRs
Sale
198
44.5193
EUR 0.07
A type ADRs
Sale
227
44.5192
EUR 0.07
A type ADRs
Sale
87
44.5191
EUR 0.07
A type ADRs
Sale
302
44.5158
EUR 0.07
A type ADRs
Sale
420
44.5130
EUR 0.07
A type ADRs
Sale
452
44.5114
EUR 0.07
A type ADRs
Sale
127
44.5113
EUR 0.07
A type ADRs
Sale
5
44.5100
EUR 0.07
A type ADRs
Sale
105
44.5091
EUR 0.07
A type ADRs
Sale
696
44.5026
EUR 0.07
A type ADRs
Sale
330
44.4992
EUR 0.07
A type ADRs
Sale
170
44.4951
EUR 0.07
A type ADRs
Sale
156
44.4892
EUR 0.07
A type ADRs
Sale
82
44.4891
EUR 0.07
A type ADRs
Sale
186
44.4831
EUR 0.07
A type ADRs
Sale
475
44.4793
EUR 0.07
A type ADRs
Sale
191
44.4692
EUR 0.07
A type ADRs
Sale
313
44.4691
EUR 0.07
A type ADRs
Sale
60
44.4640
EUR 0.07
A type ADRs
Sale
1,155
44.4592
EUR 0.07
A type ADRs
Sale
210
44.4591
EUR 0.07
A type ADRs
Sale
204
44.4542
EUR 0.07
A type ADRs
Sale
930
44.4533
EUR 0.07
A type ADRs
Sale
984
44.4531
EUR 0.07
A type ADRs
Sale
343
44.4530
EUR 0.07
A type ADRs
Sale
27
44.4504
EUR 0.07
A type ADRs
Sale
163
44.4493
EUR 0.07
A type ADRs
Sale
960
44.4492
EUR 0.07
A type ADRs
Sale
672
44.4293
EUR 0.07
A type ADRs
Purchase
60
44.2198
EUR 0.07
A type ADRs
Purchase
18
44.4300
EUR 0.07
A type ADRs
Purchase
50
44.4500
EUR 0.07
A type ADRs
Purchase
121
44.4756
EUR 0.07
A type ADRs
Purchase
110
44.4758
EUR 0.07
A type ADRs
Purchase
17
44.4759
EUR 0.07
A type ADRs
Purchase
45
44.5173
EUR 0.07
A type ADRs
Purchase
70
44.5174
EUR 0.07
A type ADRs
Purchase
75
44.5175
EUR 0.07
A type ADRs
Purchase
25
44.5300
EUR 0.07
A type ADRs
Purchase
20
44.5785
 
Class of relevant security
Purchase/sale
Number of securities
Price per unit
EUR 0.07 A ordinary shares
Sale
12,466
20.1829 EUR
EUR 0.07 A ordinary shares
Purchase
27,000
14.6266 GBP
EUR 0.07 A ordinary shares
Purchase
19,782
14.4200 EUR
EUR 0.07 A ordinary shares
Purchase
50,000
20.1000 EUR
EUR 0.07 A ordinary shares
Purchase
80,000
20.0800 EUR
EUR 0.07 A ordinary shares
Purchase
5,000
20.1839 EUR
EUR 0.07 A ordinary shares
Sale
36,180
20.2800 EUR
EUR 0.07 A ordinary shares
Sale
251
20.1850 EUR
EUR 0.07 A ordinary shares
Purchase
22,500
20.2000 EUR
EUR 0.07 B ordinary shares
Purchase
43,119
14.7243 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit




(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit





(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached?
YES
Date of disclosure:
23 December 2015
Contact name:
Sujith Sudevan
Telephone number:
+44 (0) 20 3246 7578
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are being disclosed:
Allianz Global Investors - Global Equity Business Unit
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:
Royal Dutch Shell Plc
2. OPTIONS AND DERIVATIVES
Class of relevant security
Product description e.g. call option
Written or purchased
Number of securities to which option or derivative relates
Exercise price per unit
Type
e.g.American, European etc.
Expiry date
B type shares
Put Option
Purchased
36,000
GBP 20
American
18 March 2016
B type shares
Put Option
Purchased
34,000
GBP 22
American
18 March 2016
B type shares
Put Option
Purchased
24,000
GBP 18 
American
18 March 2016
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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