REG - AllianzGI-Global Royal Dutch Shell - Form 8.3 - Royal Dutch Shell Plc <Origin Href="QuoteRef">RDSa.L</Origin>

ShellAnnouncement

09/12/2015 15:42

RNS Number : 5601I
AllianzGI-Global Equity Business
09 December 2015
  FORM 8.3
PUBLIC DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser:
Allianz Global Investors - Global Equity Business Unit
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
 The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
Royal Dutch Shell Plc
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:
 For an opening position disclosure, state the latest practicable date prior to the disclosure
 08 December 2015
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
 If it is a cash offer or possible cash offer, state "N/A"
Yes - BG Group Plc
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
EUR 0.07 A ordinary shares
(incl. A ADRs)
Interests
Short positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
43,712,370
1.11%


(2) Cash-settled derivatives:




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
16,000
0.00003%
143,000
0.004%
 TOTAL:
43,728,370
1.11%
143,000
0.004%
Class of relevant security:
EUR 0.07 B ordinary shares
(incl. B ADRs)
Interests
Short positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
10,617,422
0.44%


(2) Cash-settled derivatives:




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:


70,000
0.003%
 TOTAL:
10,617,422
0.44%
70,000
0.003%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchase/sale
Number of securities
Price per unit (USD)
EUR 0.07
A type ADRs
Sale
55
46.3591
EUR 0.07
A type ADRs
Sale
608
46.0192
EUR 0.07
A type ADRs
Sale
227
46.0191
EUR 0.07
A type ADRs
Sale
458
46.0128
EUR 0.07
A type ADRs
Sale
173
46.0093
EUR 0.07
A type ADRs
Sale
169
46.0092
EUR 0.07
A type ADRs
Sale
147
45.9993
EUR 0.07
A type ADRs
Sale
58
45.9991
EUR 0.07
A type ADRs
Sale
89
45.9415
EUR 0.07
A type ADRs
Sale
446
45.9391
EUR 0.07
A type ADRs
Sale
175
45.9203
EUR 0.07
A type ADRs
Sale
44
45.9202
EUR 0.07
A type ADRs
Sale
1,145
45.9061
EUR 0.07
A type ADRs
Sale
73
45.8992
EUR 0.07
A type ADRs
Sale
187
45.8991
EUR 0.07
A type ADRs
Sale
51
45.8990
EUR 0.07
A type ADRs
Sale
441
45.8768
EUR 0.07
A type ADRs
Sale
957
45.8750
EUR 0.07
A type ADRs
Sale
950
45.8733
EUR 0.07
A type ADRs
Sale
2,783
45.8706
EUR 0.07
A type ADRs
Sale
646
45.8691
EUR 0.07
A type ADRs
Sale
495
45.8392
EUR 0.07
A type ADRs
Sale
807
45.8340
EUR 0.07
A type ADRs
Sale
107
45.8030
EUR 0.07
A type ADRs
Sale
1,269
45.7994
EUR 0.07
A type ADRs
Sale
490
45.7993
EUR 0.07
A type ADRs
Sale
634
45.7992
EUR 0.07
A type ADRs
Sale
46
45.7991
EUR 0.07
A type ADRs
Purchase
45
45.8173
EUR 0.07
A type ADRs
Purchase
9
45.8500
EUR 0.07
A type ADRs
Purchase
10
45.8550
EUR 0.07
A type ADRs
Purchase
25
45.8556
EUR 0.07
A type ADRs
Purchase
46
45.8561
EUR 0.07
A type ADRs
Purchase
13
45.8562
EUR 0.07
A type ADRs
Purchase
121
45.8563
EUR 0.07
A type ADRs
Purchase
17
45.8565
EUR 0.07
A type ADRs
Purchase
10
45.9100
EUR 0.07
A type ADRs
Purchase
174
45.9200
EUR 0.07
A type ADRs
Purchase
43
45.9260
EUR 0.07
A type ADRs
Purchase
69
45.9261
EUR 0.07
A type ADRs
Purchase
112
45.9262
EUR 0.07
A type ADRs
Purchase
135
45.9768
EUR 0.07
A type ADRs
Purchase
5
46.3700
Class of relevant security
Purchase/sale
Number of securities
Price per unit
EUR 0.07 A ordinary shares
Purchase
6,890
15.1344 GBP
EUR 0.07 A ordinary shares
Purchase
5,000
21.1665 EUR
EUR 0.07 A ordinary shares
Sale
96,766
21.1812 EUR
EUR 0.07 A ordinary shares
Purchase
18,000
21.1791 EUR
EUR 0.07 A ordinary shares
Sale
3,559
21.0471 EUR
 
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit




(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit





(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached?
YES
Date of disclosure:
09 December 2015
Contact name:
Sujith Sudevan
Telephone number:
+44 (0) 20 3246 7578
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are being disclosed:
Allianz Global Investors - Global Equity Business Unit
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:
Royal Dutch Shell Plc
2. OPTIONS AND DERIVATIVES
Class of relevant security
Product description e.g. call option
Written or purchased
Number of securities to which option or derivative relates
Exercise price per unit
Type
e.g.American, European etc.
Expiry date
A type shares
Call Option
Written
68,000
EUR 30 
American
18 Dec 2015
A type shares
Call Option
Written
75,000
EUR 25.5
American
18 Dec 2015
A type shares
Call Option
Purchased
16,000
EUR 30 
American
18 Dec 2015
B type shares
Put Option
Purchased
36,000
GBP 20
American
18 March 2016
B type shares
Put Option
Purchased
34,000
GBP 22
American
18 March 2016
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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