REG - AllianzGI-Global Royal Dutch Shell - Form 8.3 - Royal Dutch Shell Plc <Origin Href="QuoteRef">RDSa.L</Origin>

ShellAnnouncement

10/12/2015 15:32

RNS Number : 7119I
AllianzGI-Global Equity Business
10 December 2015
  FORM 8.3
PUBLIC DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser:
Allianz Global Investors - Global Equity Business Unit
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
 The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
Royal Dutch Shell Plc
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:
 For an opening position disclosure, state the latest practicable date prior to the disclosure
 09 December 2015
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
 If it is a cash offer or possible cash offer, state "N/A"
Yes - BG Group Plc
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
EUR 0.07 A ordinary shares
(incl. A ADRs)
Interests
Short positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
43,665,646
1.11%


(2) Cash-settled derivatives:




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
16,000
0.00003%
143,000
0.004%
 TOTAL:
43,681,646
1.11%
143,000
0.004%
Class of relevant security:
EUR 0.07 B ordinary shares
(incl. B ADRs)
Interests
Short positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
10,641,524
0.44%


(2) Cash-settled derivatives:




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:


70,000
0.003%
 TOTAL:
10,641,524
0.44%
70,000
0.003%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchase/sale
Number of securities
Price per unit (USD)
EUR 0.07
A type ADRs
Sale
150
47.4901
EUR 0.07
A type ADRs
Sale
26
47.4892
EUR 0.07
A type ADRs
Sale
35
47.4891
EUR 0.07
A type ADRs
Sale
166
47.4791
EUR 0.07
A type ADRs
Sale
158
47.4528
EUR 0.07
A type ADRs
Sale
175
47.4391
EUR 0.07
A type ADRs
Sale
209
47.3891
EUR 0.07
A type ADRs
Sale
327
47.3491
EUR 0.07
A type ADRs
Sale
245
47.3273
EUR 0.07
A type ADRs
Sale
340
47.3191
EUR 0.07
A type ADRs
Sale
224
47.3091
EUR 0.07
A type ADRs
Sale
222
47.3036
EUR 0.07
A type ADRs
Sale
65
47.2718
EUR 0.07
A type ADRs
Sale
120
47.2591
EUR 0.07
A type ADRs
Sale
84
47.0519
EUR 0.07
A type ADRs
Sale
133
47.0091
EUR 0.07
A type ADRs
Sale
125
46.9991
EUR 0.07
A type ADRs
Sale
265
46.9591
EUR 0.07
A type ADRs
Sale
234
46.9348
EUR 0.07
A type ADRs
Sale
90
46.9318
EUR 0.07
A type ADRs
Sale
74
46.9203
EUR 0.07
A type ADRs
Sale
760
46.8370
EUR 0.07
A type ADRs
Sale
50
46.8190
EUR 0.07
A type ADRs
Sale
813
46.8029
EUR 0.07
A type ADRs
Sale
457
46.7922
EUR 0.07
A type ADRs
Sale
52
46.7719
EUR 0.07
A type ADRs
Sale
991
46.7641
EUR 0.07
A type ADRs
Sale
132
46.7640
EUR 0.07
A type ADRs
Sale
134
46.7291
EUR 0.07
A type ADRs
Sale
105
46.7290
EUR 0.07
A type ADRs
Sale
63
46.7243
EUR 0.07
A type ADRs
Sale
77
46.7242
EUR 0.07
A type ADRs
Sale
1,364
46.7241
EUR 0.07
A type ADRs
Sale
82
46.7240
EUR 0.07
A type ADRs
Sale
210
46.7230
EUR 0.07
A type ADRs
Sale
93
46.7219
EUR 0.07
A type ADRs
Sale
441
46.7142
EUR 0.07
A type ADRs
Sale
73
46.7092
EUR 0.07
A type ADRs
Sale
196
46.6991
EUR 0.07
A type ADRs
Sale
7
46.6914
EUR 0.07
A type ADRs
Sale
15
46.6913
EUR 0.07
A type ADRs
Sale
1,845
46.6841
EUR 0.07
A type ADRs
Sale
994
46.6816
EUR 0.07
A type ADRs
Sale
105
46.6803
EUR 0.07
A type ADRs
Sale
79
46.6792
EUR 0.07
A type ADRs
Sale
392
46.6791
EUR 0.07
A type ADRs
Sale
171
46.6749
EUR 0.07
A type ADRs
Sale
185
46.6729
EUR 0.07
A type ADRs
Sale
74
46.6693
EUR 0.07
A type ADRs
Sale
111
46.6692
EUR 0.07
A type ADRs
Sale
43
46.6691
EUR 0.07
A type ADRs
Sale
683
46.6617
EUR 0.07
A type ADRs
Sale
48
46.6592
EUR 0.07
A type ADRs
Sale
158
46.6554
EUR 0.07
A type ADRs
Sale
157
46.6530
EUR 0.07
A type ADRs
Sale
85
46.6492
EUR 0.07
A type ADRs
Sale
144
46.6392
EUR 0.07
A type ADRs
Sale
482
46.6330
EUR 0.07
A type ADRs
Sale
91
46.6301
EUR 0.07
A type ADRs
Sale
163
46.6294
EUR 0.07
A type ADRs
Sale
87
46.6293
EUR 0.07
A type ADRs
Sale
107
46.6292
EUR 0.07
A type ADRs
Sale
223
46.6283
EUR 0.07
A type ADRs
Sale
392
46.6253
EUR 0.07
A type ADRs
Sale
432
46.6230
EUR 0.07
A type ADRs
Sale
313
46.6229
EUR 0.07
A type ADRs
Sale
304
46.6191
EUR 0.07
A type ADRs
Sale
160
46.6133
EUR 0.07
A type ADRs
Sale
56
46.6132
EUR 0.07
A type ADRs
Sale
45
46.6131
EUR 0.07
A type ADRs
Sale
8
46.5488
EUR 0.07
A type ADRs
Sale
260
46.5292
EUR 0.07
A type ADRs
Sale
152
46.5291
EUR 0.07
A type ADRs
Sale
170
46.5290
EUR 0.07
A type ADRs
Sale
36
46.5289
EUR 0.07
A type ADRs
Sale
970
46.4901
EUR 0.07
A type ADRs
Purchase
15
46.5873
EUR 0.07
A type ADRs
Purchase
109
46.5875
EUR 0.07
A type ADRs
Purchase
95
46.5876
EUR 0.07
A type ADRs
Purchase
10
46.5880
EUR 0.07
A type ADRs
Purchase
15
46.7027
EUR 0.07
A type ADRs
Purchase
50
46.7028
EUR 0.07
A type ADRs
Purchase
315
46.7029
EUR 0.07
A type ADRs
Purchase
90
46.7030
EUR 0.07
A type ADRs
Purchase
189
46.8200
EUR 0.07
A type ADRs
Purchase
35
46.8300
Class of relevant security
Purchase/sale
Number of securities
Price per unit
EUR 0.07 A ordinary shares
Purchase
75,000
20.7850 EUR
EUR 0.07 A ordinary shares
Sale
122,185
20.9414 EUR
EUR 0.07 A ordinary shares
Sale
13,097
21.1194 EUR
EUR 0.07 A ordinary shares
Purchase
700
21.1400 EUR
EUR 0.07 A ordinary shares
Purchase
49,626
21.2016 EUR
EUR 0.07 B ordinary shares
Sale
8,519
15.2700 GBP
EUR 0.07 B ordinary shares
Purchase
32,621
15.3638 GBP
 
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit




(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit





(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached?
YES
Date of disclosure:
10 December 2015
Contact name:
Sujith Sudevan
Telephone number:
+44 (0) 20 3246 7578
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are being disclosed:
Allianz Global Investors - Global Equity Business Unit
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:
Royal Dutch Shell Plc
2. OPTIONS AND DERIVATIVES
Class of relevant security
Product description e.g. call option
Written or purchased
Number of securities to which option or derivative relates
Exercise price per unit
Type
e.g.American, European etc.
Expiry date
A type shares
Call Option
Written
68,000
EUR 30 
American
18 Dec 2015
A type shares
Call Option
Written
75,000
EUR 25.5
American
18 Dec 2015
A type shares
Call Option
Purchased
16,000
EUR 30 
American
18 Dec 2015
B type shares
Put Option
Purchased
36,000
GBP 20
American
18 March 2016
B type shares
Put Option
Purchased
34,000
GBP 22
American
18 March 2016
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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