REG - AllianzGI-Global Royal Dutch Shell - Form 8.3 - Royal Dutch Shell Plc <Origin Href="QuoteRef">RDSa.L</Origin>

ShellAnnouncement

30/12/2015 14:31

RNS Number : 4823K
AllianzGI-Global Equity Business
30 December 2015
  FORM 8.3
PUBLIC DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser:
Allianz Global Investors - Global Equity Business Unit
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
 The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
Royal Dutch Shell Plc
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:
 For an opening position disclosure, state the latest practicable date prior to the disclosure
 29 December 2015
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
 If it is a cash offer or possible cash offer, state "N/A"
Yes - BG Group Plc
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
EUR 0.07 A ordinary shares
(incl. A ADRs)
Interests
Short positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
46,139,448
1.16%


(2) Cash-settled derivatives:




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:




 TOTAL:
46,139,448
1.16%


Class of relevant security:
EUR 0.07 B ordinary shares
(incl. B ADRs)
Interests
Short positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
10,327,093
0.42%


(2) Cash-settled derivatives:




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:


94,000
0.004%
 TOTAL:
10,327,093
0.42%
94,000
0.004%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchase/sale
Number of securities
Price per unit (USD)
EUR 0.07
A type ADRs
Sale
95
46.5792
EUR 0.07
A type ADRs
Sale
253
46.5642
EUR 0.07
A type ADRs
Sale
86
46.5491
EUR 0.07
A type ADRs
Sale
304
46.5391
EUR 0.07
A type ADRs
Sale
249
46.5231
EUR 0.07
A type ADRs
Sale
359
46.5191
EUR 0.07
A type ADRs
Sale
231
46.5078
EUR 0.07
A type ADRs
Sale
430
46.5038
EUR 0.07
A type ADRs
Sale
72
46.5018
EUR 0.07
A type ADRs
Sale
366
46.5009
EUR 0.07
A type ADRs
Sale
435
46.4991
EUR 0.07
A type ADRs
Sale
18
46.4989
EUR 0.07
A type ADRs
Sale
470
46.4291
EUR 0.07
A type ADRs
Sale
42
46.4190
EUR 0.07
A type ADRs
Sale
61
46.3992
EUR 0.07
A type ADRs
Sale
82
46.3991
EUR 0.07
A type ADRs
Sale
242
46.3936
EUR 0.07
A type ADRs
Sale
201
46.3915
EUR 0.07
A type ADRs
Sale
829
46.3892
EUR 0.07
A type ADRs
Sale
200
46.3792
EUR 0.07
A type ADRs
Sale
32
46.3791
EUR 0.07
A type ADRs
Sale
526
46.3741
EUR 0.07
A type ADRs
Sale
117
46.3740
EUR 0.07
A type ADRs
Sale
9
46.3589
EUR 0.07
A type ADRs
Sale
5
46.3580
EUR 0.07
A type ADRs
Purchase
279
46.3600
EUR 0.07
A type ADRs
Purchase
23
46.3800
EUR 0.07
A type ADRs
Purchase
88
46.4000
EUR 0.07
A type ADRs
Purchase
177
46.4400
EUR 0.07
A type ADRs
Purchase
22
46.4773
EUR 0.07
A type ADRs
Purchase
178
46.4799
EUR 0.07
A type ADRs
Purchase
201
46.4800
 
Class of relevant security
Purchase/sale
Number of securities
Price per unit
EUR 0.07 A ordinary shares
Purchase
500
21.0947 EUR
EUR 0.07 A ordinary shares
Sale
3,730
21.3610 EUR
EUR 0.07 B ordinary shares
Purchase
2,104
15.6200 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit




(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit





(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached?
YES
Date of disclosure:
30 December 2015
Contact name:
Sujith Sudevan
Telephone number:
+44 (0) 20 3246 7578
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are being disclosed:
Allianz Global Investors - Global Equity Business Unit
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:
Royal Dutch Shell Plc
2. OPTIONS AND DERIVATIVES
Class of relevant security
Product description e.g. call option
Written or purchased
Number of securities to which option or derivative relates
Exercise price per unit
Type
e.g.American, European etc.
Expiry date
B type shares
Put Option
Purchased
36,000
GBP 20
American
18 March 2016
B type shares
Put Option
Purchased
34,000
GBP 22
American
18 March 2016
B type shares
Put Option
Purchased
24,000
GBP 18 
American
18 March 2016
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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