REG - BlackRock Group Royal Dutch Shell - Form 8.3 - Royal Dutch Shell PLC <Origin Href="QuoteRef">RDSa.L</Origin>

ShellAnnouncement

16/07/2015 08:35

RNS Number : 7001O
BlackRock Group
29 May 2015
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY 
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
4. (c) Supplemental Form 8 (Open Positions) attached
1. KEY INFORMATION
(a) Full name of discloser:
BlackRock, Inc.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
 The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
N/A
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
Royal Dutch Shell PLC
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:
 For an opening position disclosure, state the latest practicable date prior to the disclosure
28 May 2015
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
 If it is a cash offer or possible cash offer, state "N/A"
Yes, BG Group PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
EUR 0.07 A ordinary
Interests
Short positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
259,477,695
6.66%
0
0.00%
(2) Cash-settled derivatives:
769,705
0.01%
290,000
0.00%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
0
0.00%
148,000
0.00%
 TOTAL:
260,247,400
6.68%
438,000
0.01%
Class of relevant security:
EUR 0.07 B ordinary
Interests
Short positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
203,221,277
8.32%
0
0.00%
(2) Cash-settled derivatives:
2,500,503
0.10%
0
0.00%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
0
0.00%
0
0.00%
 TOTAL:
205,721,780
8.42%
0
0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales - EUR 0.07 A ordinary
Class of relevant security
Purchase/sale
Number of securities
Price per unit
EUR 0.07 A ordinary
Purchase
22,652
GBP 19.5400
EUR 0.07 A ordinary
Purchase
2,555
GBP 19.6485
EUR 0.07 A ordinary
Purchase
143
EUR 27.4100
EUR 0.07 A ordinary
Sale
5,109
GBP 19.5228
EUR 0.07 A ordinary
Sale
3,675
GBP 19.5400
EUR 0.07 A ordinary
Sale
264
GBP 19.5422
EUR 0.07 A ordinary
Sale
49,848
EUR 27.4100
EUR 0.07 A ordinary
Sale
26,694
EUR 27.4633
EUR 0.07 A ordinary
Sale
8,521
EUR 27.4644
EUR 0.07 A ordinary
Sale
13,228
EUR 27.5000
EUR 0.07 A ordinary
Sale
384
EUR 27.6249
A ADS*
Sale
672
USD 59.6468
*Please note each A ADS converts to 2 ordinary A shares


(a) Purchases and sales - EUR 0.07 B ordinary
Class of relevant security
Purchase/sale
Number of securities
Price per unit
EUR 0.07 B ordinary
Purchase
3,060
GBP 19.8100
EUR 0.07 B ordinary
Purchase
94,315
GBP 19.8174
EUR 0.07 B ordinary
Purchase
49,910
GBP 19.8500
EUR 0.07 B ordinary
Sale
59,900
GBP 19.6650
EUR 0.07 B ordinary
Sale
12,300
GBP 19.7750
EUR 0.07 B ordinary
Sale
5,052
GBP 19.7930
EUR 0.07 B ordinary
Sale
2,860
GBP 19.8500
(b) Cash-settled derivative transactions - EUR 0.07 A ordinary
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
EUR 0.07 A ordinary
Call option
Closing a short position
115,000
EUR 0.00
EUR 0.07 A ordinary
Call option
Opening a short position
115,000
EUR 0.4866
(b) Cash-settled derivative transactions - EUR 0.07 B ordinary
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
EUR 0.07 B ordinary
CFD
Reducing Long
4,050
GBP 19.7637
EUR 0.07 B ordinary
CFD
Reducing Long
963
GBP 19.8171
EUR 0.07 B ordinary
CFD
Reducing Long
1,207
GBP 19.8205
(c) Stock-settled derivative transactions (including options) - EUR 0.07 A ordinary
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit
A ADSs
Call Option
Selling
148,000
USD 62.500
American
17/07/2015
USD 0.575


(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit
A ADSs
Call Option
Expired
191,000
USD 0.00
(d) Other dealings (including subscribing for new securities) - EUR 0.07 A ordinary
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)
EUR 0.07 A ordinary
Transfer In of Shares
46,046
EUR 27.6100
EUR 0.07 A ordinary
Transfer In of Shares
16,671
GBP 19.3100
EUR 0.07 A ordinary
Transfer In of Shares
45,206
GBP 19.5400
EUR 0.07 A ordinary
Transfer Out of Shares
7,292
EUR 27.4100
(d) Other dealings (including subscribing for new securities) - EUR 0.07 B ordinary
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)
EUR 0.07 B ordinary
Transfer In of Shares
10,367
GBP 19.5400
EUR 0.07 B ordinary
Transfer In of Shares
38,164
GBP 19.8500
B ADSs
Transfer In of ADSs*
662

*Each B ADS converts to 2 ordinary B shares
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
None.
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None.
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached?
Yes
Date of disclosure:
29 May 2015
Contact name:
Gareth Slade
Telephone number:
+44 20 7743 2536
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure:
BlackRock, Inc.
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:
Royal Dutch Shell PLC 
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security
Product description e.g. call option
Written or purchased
Number of securities to which option or derivative relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
A ADSs
Call Option
Written
148,000
USD
62.500
American
17/07/2015
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
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