REG - BlackRock Group Royal Dutch Shell - Form 8.3 - Royal Dutch Shell PLC <Origin Href="QuoteRef">RDSa.L</Origin>

ShellAnnouncement

15/01/2016 15:10

RNS Number : 0758M
BlackRock Group
15 January 2016
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY 
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
4. (c) Supplemental Form 8 (Open Positions) attached
1. KEY INFORMATION
(a) Full name of discloser:
BlackRock, Inc.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
 The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
N/A
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
Royal Dutch Shell PLC
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:
 For an opening position disclosure, state the latest practicable date prior to the disclosure
14 January 2016
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
 If it is a cash offer or possible cash offer, state "N/A"
Yes, BG Group PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
EUR 0.07 A ordinary
Interests
Short positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
270,186,228
6.77%
1,980
0.00%
(2) Cash-settled derivatives:
1,119,712
0.02%
91,663
0.00%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
0
0.00%
409,500
0.01%
 TOTAL:
271,305,940
6.79%
503,143
0.01%
Class of relevant security:
EUR 0.07 B ordinary
Interests
Short positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
202,117,532
8.28%
600
0.00%
(2) Cash-settled derivatives:
1,782,662
0.07%
2,057,025
0.08%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
0
0.00%
0
0.00%
 TOTAL:
203,900,194
8.35%
2,057,625
0.08%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales - EUR 0.07 A ordinary
Class of relevant security
Purchase/sale
Number of securities
Price per unit
EUR 0.07 A ordinary
Purchase
6,751
GBP 13.3744
EUR 0.07 A ordinary
Purchase
12,640
GBP 13.3884
EUR 0.07 A ordinary
Purchase
82,773
GBP 13.9150
EUR 0.07 A ordinary
Purchase
4,035
EUR 18.6800
EUR 0.07 A ordinary
Sale
5,864
GBP 13.7301
EUR 0.07 A ordinary
Sale
2,193
GBP 13.9150
EUR 0.07 A ordinary
Sale
49,014
EUR 18.0360
EUR 0.07 A ordinary
Sale
8,411
EUR 18.6800
(a) Purchases and sales - EUR 0.07 B ordinary
Class of relevant security
Purchase/sale
Number of securities
Price per unit
EUR 0.07 B ordinary
Purchase
9,815
GBP 13.3691
EUR 0.07 B ordinary
Purchase
14,236
GBP 13.4332
EUR 0.07 B ordinary
Purchase
126,700
GBP 13.4600
EUR 0.07 B ordinary
Purchase
187,200
GBP 13.5100
EUR 0.07 B ordinary
Purchase
1,426
GBP 13.5868
EUR 0.07 B ordinary
Purchase
159,500
GBP 13.6650
EUR 0.07 B ordinary
Purchase
56,518
GBP 13.9000
EUR 0.07 B ordinary
Sale
61,569
GBP 13.3145
EUR 0.07 B ordinary
Sale
3,611
GBP 13.7044
EUR 0.07 B ordinary
Sale
5,011
GBP 13.9000
(b) Cash-settled derivative transactions - EUR 0.07 B ordinary
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
EUR 0.07 B ordinary
CFD
Reducing Short
24,248
GBP 13.4287
EUR 0.07 B ordinary
CFD
Reducing Short
88
GBP 13.5900
EUR 0.07 B ordinary
CFD
Reducing Short
2,628
GBP 13.8783
EUR 0.07 B ordinary
CFD
Reducing Short
31,509
GBP 13.9000
EUR 0.07 B ordinary
CFD
Reducing Short
108,530
GBP 13.9222
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities) - EUR 0.07 A ordinary
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)
EUR 0.07 A ordinary
Transfer Out of Shares
6,733
GBP 13.9150
EUR 0.07 A ordinary
Transfer Out of Shares
21,528
EUR 18.6800
A ADSs*
Transfer Out of ADSs
60
USD 41.3500
* Please note each A ADS converts to 2 Ordinary A Shares
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)
B ADSs*
Transfer In of ADSs
734

EUR 0.07 B ordinary
Transfer Out of Shares
4,698
GBP 13.9000
B ADSs*
Transfer Out of ADSs
38
USD 41.0700
* Please note each B ADS converts to 2 Ordinary B Shares
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
None.
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None.


(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached?
Yes
Date of disclosure:
15 January 2016
Contact name:
Gareth Slade
Telephone number:
+44 20 7743 2536
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.



SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure:
BlackRock, Inc.
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:
Royal Dutch Shell PLC 
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security
Product description e.g. call option
Written or purchased
Number of securities to which option or derivative relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
A ADSs
Call Option
Written
105,000
USD
52.5000
American
15/01/2016
A ADSs
Call Option
Written
107,500
USD
51.7010
European
27/01/2016
A ADSs
Call Option
Written
100,000
USD
50.4900
European
05/02/2016
A ADSs
Call Option
Written
97,000
USD
46.1540
European
17/02/2016
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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