REG - D E Shaw & Co LPBG GroupRoyal Dutch Shell - Form 8.3 - Royal Dutch Shell Plc <Origin Href="QuoteRef">BG.L</Origin> <Origin Href="QuoteRef">RDSa.L</Origin> - Part 4
27/01/2016 15:40
- Part 4: For the preceding part double click ID:nRSa2069Nc
2,280 GBP 14.010
EUR 0.07 B ordinary Swap Increasing a long position 2,438 GBP 14.015
EUR 0.07 B ordinary Swap Increasing a long position 489 GBP 14.020
EUR 0.07 B ordinary Swap Increasing a long position 677 GBP 14.025
EUR 0.07 B ordinary Swap Increasing a long position 524 GBP 14.030
EUR 0.07 B ordinary Swap Increasing a long position 1,342 GBP 14.035
EUR 0.07 B ordinary Swap Increasing a long position 6,140 GBP 14.040
EUR 0.07 B ordinary Swap Increasing a long position 1,207 GBP 14.045
EUR 0.07 B ordinary Swap Increasing a long position 4,794 GBP 14.050
EUR 0.07 B ordinary Swap Increasing a long position 3,450 GBP 14.055
EUR 0.07 B ordinary Swap Increasing a long position 4,683 GBP 14.060
EUR 0.07 B ordinary Swap Increasing a long position 3,737 GBP 14.065
EUR 0.07 B ordinary Swap Increasing a long position 500 GBP 14.070
EUR 0.07 B ordinary Swap Increasing a long position 789 GBP 14.075
EUR 0.07 B ordinary Swap Increasing a long position 100 GBP 14.080
EUR 0.07 B ordinary Swap Increasing a long position 199 GBP 14.085
EUR 0.07 B ordinary Swap Increasing a long position 11,922 GBP 14.090
EUR 0.07 B ordinary Swap Increasing a long position 3,247 GBP 14.095
EUR 0.07 B ordinary Swap Increasing a long position 1,067 GBP 14.100
EUR 0.07 B ordinary Swap Increasing a long position 2,272 GBP 14.105
EUR 0.07 B ordinary Swap Increasing a long position 220 GBP 14.110
EUR 0.07 B ordinary Swap Increasing a long position 858 GBP 14.115
EUR 0.07 B ordinary Swap Increasing a long position 3,267 GBP 14.120
EUR 0.07 B ordinary Swap Increasing a long position 1,531 GBP 14.125
EUR 0.07 B ordinary Swap Increasing a long position 2,718 GBP 14.130
EUR 0.07 B ordinary Swap Increasing a long position 8,440 GBP 14.135
EUR 0.07 B ordinary Swap Increasing a long position 5,130 GBP 14.140
EUR 0.07 B ordinary Swap Increasing a long position 1,968 GBP 14.145
EUR 0.07 B ordinary Swap Increasing a long position 2,409 GBP 14.150
EUR 0.07 B ordinary Swap Increasing a long position 2,858 GBP 14.155
EUR 0.07 B ordinary Swap Increasing a long position 5,635 GBP 14.160
EUR 0.07 B ordinary Swap Increasing a long position 1,087 GBP 14.165
EUR 0.07 B ordinary Swap Increasing a long position 2,749 GBP 14.170
EUR 0.07 B ordinary Swap Increasing a long position 2,765 GBP 14.175
EUR 0.07 B ordinary Swap Increasing a long position 2,712 GBP 14.180
EUR 0.07 B ordinary Swap Increasing a long position 1,732 GBP 14.185
EUR 0.07 B ordinary Swap Increasing a long position 12,035 GBP 14.190
EUR 0.07 B ordinary Swap Increasing a long position 1,441 GBP 14.195
EUR 0.07 B ordinary Swap Increasing a long position 32 GBP 14.200
EUR 0.07 B ordinary Swap Increasing a long position 200 GBP 14.205
EUR 0.07 B ordinary Swap Increasing a long position 100 GBP 14.220
EUR 0.07 B ordinary Swap Increasing a long position 100 GBP 14.235
EUR 0.07 B ordinary Swap Increasing a long position 100 GBP 14.245
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Typee.g. American, European etc. Expiry date Option money paid/ received per unit
(ii) Exercising
Class of relevant security Product descriptione.g. call option Number of securities Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealinge.g. subscription, conversion Details Price per unit (if applicable)
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: January 27, 2016
Contact name: Kevin Krist (Compliance Department)
Telephone number: +44 (0) 20 7409 4420
Telephone number:
+44 (0) 20 7409 4420
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to
the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in
relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: D. E. Shaw & Co., L.P.
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: Royal Dutch Shell Plc
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security Product description e.g. call option Written or purchased Number of securities to which option or derivative relates Exercise price per unit Typee.g. American, European etc. Expiry date
A ADSs Listed Put Options Purchased 10,000 USD 45 American 20170120
A ADSs Listed Put Options Purchased 10,000 USD 47.5 American 20170120
A ADSs Listed Call Options Purchased 3,200 USD 35 American 20170120
A ADSs Listed Put Options Purchased 13,900 USD 35 American 20170120
A ADSs Listed Put Options Purchased 18,800 USD 32.5 American 20170120
A ADSs Listed Put Options Purchased 10,000 USD 35 American 20180119
EUR 0.07 B ordinary Swap in respect of call options Purchased 250,000 GBP 19.5 American 20160415
EUR 0.07 B ordinary Swap in respect of put options Purchased 250,000 GBP 16 American 20160617
EUR 0.07 B ordinary Swap in respect of call options Purchased 250,000 GBP 14 American 20161216
EUR 0.07 B ordinary Swap in respect of call options Written 250,000 GBP 15.5 American 20160318
EUR 0.07 B ordinary Swap in respect of put options Purchased 300,000 GBP 12 American 20160617
EUR 0.07 B ordinary Listed Call Option Written 250,000 GBP 14 American 20160318
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:
None.
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44
(0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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