REG - Goldman Sachs (EPT) Royal Dutch Shell - Form 8.5 (EPT/RI) - Amendment <Origin Href="QuoteRef">RDSa.L</Origin>

ShellAnnouncement

15/07/2015 16:38

RNS Number : 5652M
GoldmanSachs International
07 May 2015
Amendment - due to the amendment of Derivative positions, the disclosure made on 29 April for dealings on 28 April has been updated. Section 2(b) has been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
ROYAL DUTCH SHELL PLC
(c) Name of the party to the offer with which exempt principal trader is connected:
BG GROUP PLC
(d) Date dealing undertaken:
28 April 2015
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES - disclosed previously for BG GROUP PLC
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
EUR 0.07 A ordinary
Purchases
3,856,173
406,912
20.8550 GBP
29.2500 EUR
20.5200 GBP
28.7550 EUR
EUR 0.07 A ordinary
Sales
659,584
324,714
20.8400 GBP
29.2400 EUR
20.5108 GBP
28.7600 EUR
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
EUR 0.07 B ordinary
Purchases
1,040,110
21.0650 GBP
20.7550 GBP
EUR 0.07 B ordinary
Sales
821,430
15,080
21.1015 GBP
32.1517 USD
20.7600 GBP
32.1517 USD
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
EUR 0.07 A ordinary
CFD
Reducing a short position
100,000
20.5108 GBP
EUR 0.07 A ordinary
CFD
Reducing a short position
100,000
20.5108 GBP
EUR 0.07 A ordinary
CFD
Reducing a short position
42,393
20.5657 GBP
EUR 0.07 A ordinary
CFD
Reducing a short position
50,000
20.5812 GBP
EUR 0.07 A ordinary
CFD
Reducing a short position
7,607
20.5901 GBP
EUR 0.07 A ordinary
CFD
Reducing a short position
142,393
20.5901 GBP
EUR 0.07 A ordinary
CFD
Reducing a short position
25,000
20.6090 GBP
EUR 0.07 A ordinary
CFD
Reducing a long position
2,565
20.6100 GBP
EUR 0.07 A ordinary
CFD
Opening a short position
2,670
20.6100 GBP
EUR 0.07 A ordinary
CFD
Opening a short position
4,267
20.6100 GBP
EUR 0.07 A ordinary
CFD
Reducing a short position
25,000
20.6377 GBP
EUR 0.07 A ordinary
CFD
Reducing a short position
4,267
20.7407 GBP
EUR 0.07 A ordinary
CFD
Opening a short position
746
28.8554 EUR
EUR 0.07 A ordinary
SWAP
Reducing a long position
1,200,000
20.6100 GBP
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
EUR 0.07 B ordinary
CFD
Reducing a short position
5,411
20.8102 GBP
EUR 0.07 B ordinary
CFD
Reducing a short position
945
20.8102 GBP
EUR 0.07 B ordinary
CFD
Opening a short position
33,153
20.8109 GBP
EUR 0.07 B ordinary
CFD
Opening a short position
1,000
20.8214 GBP
EUR 0.07 B ordinary
CFD
Opening a short position
3,881
20.8350 GBP
EUR 0.07 B ordinary
CFD
Increasing a short position
19,734
20.8412 GBP
EUR 0.07 B ordinary
CFD
Increasing a short position
37,764
20.8412 GBP
EUR 0.07 B ordinary
CFD
Opening a long position
14,168
20.8471 GBP
EUR 0.07 B ordinary
CFD
Opening a long position
35,821
20.8471 GBP
EUR 0.07 B ordinary
CFD
Opening a long position
90,430
20.8471 GBP
EUR 0.07 B ordinary
CFD
Opening a long position
2,657
20.8514 GBP
EUR 0.07 B ordinary
CFD
Opening a long position
2,336
20.8514 GBP
EUR 0.07 B ordinary
CFD
Opening a long position
1,521
20.8514 GBP
EUR 0.07 B ordinary
CFD
Reducing a long position
32,468
20.8730 GBP
EUR 0.07 B ordinary
CFD
Reducing a long position
7,661
20.8730 GBP
EUR 0.07 B ordinary
CFD
Reducing a long position
25,000
20.8730 GBP
EUR 0.07 B ordinary
CFD
Reducing a short position
1,400
20.9147 GBP
EUR 0.07 B ordinary
CFD
Reducing a short position
19,415
20.9147 GBP
EUR 0.07 B ordinary
CFD
Opening a long position
6,681
20.9500 GBP
EUR 0.07 B ordinary
CFD
Reducing a short position
3,881
20.9689 GBP
EUR 0.07 B ordinary
SWAP
Reducing a long position
180
20.9019 GBP
EUR 0.07 B ordinary
SWAP
Reducing a long position
160
20.9019 GBP
EUR 0.07 B ordinary
SWAP
Reducing a long position
270
20.9019 GBP
EUR 0.07 B ordinary
SWAP
Opening a long position
15,080
32.1517 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit
EUR 0.07 A ordinary
Call Option / (1.00 : 100.00)
Purchasing
435 (43,500)
28.6000 EUR
EUROPEAN
09/06/2015
0.6225 EUR
EUR 0.07 A ordinary
Call Option / (1.00 : 100.00)
Purchasing
435 (43,500)
28.6000 EUR
EUROPEAN
09/06/2015
0.6225 EUR
EUR 0.07 A ordinary
Call Option / (1.00 : 100.00)
Selling
435 (43,500)
28.6000 EUR
EUROPEAN
09/06/2015
0.6225 EUR
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit
Warrant
Call Warrant
Selling
36,000
16.6500 EUR
AMERICAN
31/12/2030
15.6000 EUR
(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising / exercised against
Number of securities
Exercise price per unit





(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure:
07 May 2015
Contact name:
Aadithya Rao and Yiannis Bardis
Telephone number:
+44(20) 7051 9046 / +44(20) 7774 7107
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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