REG - Goldman Sachs (EPT) Royal Dutch Shell - Form 8.5 (EPT/RI) - Amendment <Origin Href="QuoteRef">RDSa.L</Origin>

ShellAnnouncement

01/10/2015 07:00

RNS Number : 8314A
GoldmanSachs International
30 September 2015
Amendment - due to the amendment of Equity and Derivatives transactions, the disclosure made on 24 September for dealings on 23 September has been updated. Sections 2(a) and 2(b) have been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
ROYAL DUTCH SHELL PLC
(c) Name of the party to the offer with which exempt principal trader is connected:
BG GROUP PLC
(d) Date dealing undertaken:
23 September 2015
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES - disclosed previously for BG GROUP PLC
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
EUR 0.07 A ordinary
Purchases
624,834
1,421,887
21.9000 EUR
15.8250 GBP
21.3600 EUR
15.4100 GBP
EUR 0.07 A ordinary
Sales
1,279,199
581,388
15.8282 GBP
21.8550 EUR
15.3750 GBP
21.0790 EUR
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
EUR 0.07 B ordinary
Purchases
597,005
445
15.9550 GBP
21.7200 EUR
15.4900 GBP
21.5850 EUR
EUR 0.07 B ordinary
Sales
732,743
15.9600 GBP
15.2726 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
EUR 0.07 A ordinary
CFD
Opening a short position
1,300
15.4100 GBP
EUR 0.07 A ordinary
CFD
Reducing a short position
1,110
15.6100 GBP
EUR 0.07 A ordinary
CFD
Reducing a short position
1,585
15.6100 GBP
EUR 0.07 A ordinary
CFD
Opening a short position
1,585
15.7374 GBP
EUR 0.07 A ordinary
CFD
Increasing a short position
164,450
21.6201 EUR
EUR 0.07 A ordinary
Call Option
Selling
21,500
22.4400 EUR
EUR 0.07 A ordinary
Call Option
Exercising
21,500
22.4400 EUR
EUR 0.07 A ordinary
SWAP
Opening a long position
44,540
15.6513 GBP
EUR 0.07 A ordinary
SWAP
Increasing a short position
44,967
21.4814 EUR
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
EUR 0.07 B ordinary
CFD
Opening a short position
1,300
15.5250 GBP
EUR 0.07 B ordinary
CFD
Opening a long position
103
15.6738 USD
EUR 0.07 B ordinary
CFD
Reducing a short position
875
15.7344 GBP
EUR 0.07 B ordinary
CFD
Reducing a short position
12,801
15.7344 GBP
EUR 0.07 B ordinary
CFD
Reducing a short position
586
15.7550 GBP
EUR 0.07 B ordinary
CFD
Reducing a short position
1,300
15.7550 GBP
EUR 0.07 B ordinary
CFD
Opening a short position
1,789
15.7550 GBP
EUR 0.07 B ordinary
CFD
Reducing a short position
900
15.7583 GBP
EUR 0.07 B ordinary
CFD
Opening a short position
586
15.7882 GBP
EUR 0.07 B ordinary
CFD
Reducing a short position
466
15.8040 GBP
EUR 0.07 B ordinary
CFD
Reducing a short position
85
15.8040 GBP
EUR 0.07 B ordinary
CFD
Opening a long position
4,925
15.8040 USD
EUR 0.07 B ordinary
CFD
Reducing a short position
7,110
15.8045 GBP
EUR 0.07 B ordinary
CFD
Reducing a short position
6,950
15.8102 GBP
EUR 0.07 B ordinary
CFD
Reducing a short position
6,478
15.8102 GBP
EUR 0.07 B ordinary
CFD
Reducing a short position
80
15.8149 GBP
EUR 0.07 B ordinary
CFD
Opening a long position
31
15.8149 GBP
EUR 0.07 B ordinary
CFD
Reducing a short position
1,789
15.8149 GBP
EUR 0.07 B ordinary
CFD
Reducing a short position
50,607
15.8528 GBP
EUR 0.07 B ordinary
CFD
Reducing a short position
21,746
15.8781 GBP
EUR 0.07 B ordinary
CFD
Reducing a long position
267
15.8824 GBP
EUR 0.07 B ordinary
CFD
Opening a short position
600
15.8929 GBP
EUR 0.07 B ordinary
SWAP
Opening a long position
70
15.7792 GBP
EUR 0.07 B ordinary
SWAP
Opening a long position
1,200
15.7792 GBP
EUR 0.07 B ordinary
SWAP
Opening a long position
430
15.7792 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit
EUR 0.07 A ordinary
Call Option / (1.00 : 100.00)
Purchasing
750 (75,000)
25.0000 EUR
AMERICAN
18/03/2016
0.3700 EUR
EUR 0.07 A ordinary
Call Option / (1.00 : 100.00)
Purchasing
750 (75,000)
25.0000 EUR
AMERICAN
18/03/2016
0.3700 EUR
EUR 0.07 A ordinary
Call Option / (1.00 : 100.00)
Purchasing
750 (75,000)
25.0000 EUR
AMERICAN
18/03/2016
0.3600 EUR
EUR 0.07 A ordinary
Call Option / (1.00 : 100.00)
Purchasing
750 (75,000)
25.0000 EUR
AMERICAN
18/03/2016
0.3600 EUR
EUR 0.07 A ordinary
Call Option / (1.00 : 100.00)
Selling
1,300 (130,000)
23.0000 EUR
AMERICAN
17/06/2016
1.0700 EUR
EUR 0.07 A ordinary
Call Option / (1.00 : 100.00)
Selling
1,300 (130,000)
23.0000 EUR
AMERICAN
17/06/2016
1.0700 EUR
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit
EUR 0.07 B ordinary
Forward
Opening a short position
51,600
N/A
N/A
N/A
18.2077 EUR
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit
Warrant
Call Warrant
Purchasing
1,000
19.1627 EUR
AMERICAN
31/12/2030
3.0600 EUR
(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising / exercised against
Number of securities
Exercise price per unit





(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure:
30 September 2015
Contact name:
Aadithya Rao and Yiannis Bardis
Telephone number:
+44(20) 7051 9046 / +44(20) 7774 7107
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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