REG - Goldman Sachs (EPT) Royal Dutch Shell - Form 8.5 (EPT/RI) - Amendment <Origin Href="QuoteRef">RDSa.L</Origin>

ShellAnnouncement

02/10/2015 07:00

RNS Number : 0070B
GoldmanSachs International
01 October 2015
Amendment - due to the amendment of Derivatives transactions, the disclosure made on 28 September for dealings on 25 September has been updated. Sections 2(b) has been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
ROYAL DUTCH SHELL PLC
(c) Name of the party to the offer with which exempt principal trader is connected:
BG GROUP PLC
(d) Date dealing undertaken:
25 September 2015
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES - disclosed previously for BG GROUP PLC
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
EUR 0.07 A ordinary
Purchases
903,567
537,135
21.4300 EUR
15.5950 GBP
21.0900 EUR
15.4150 GBP
EUR 0.07 A ordinary
Sales
1,283,101
462,700
21.4400 EUR
15.5850 GBP
21.0850 EUR
15.4200 GBP
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
EUR 0.07 B ordinary
Purchases
682,420
52,000
15.6900 GBP
23.6986 USD
15.5350 GBP
23.6986 USD
EUR 0.07 B ordinary
Sales
669,817
15.7150 GBP
15.5200 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
EUR 0.07 A ordinary
CFD
Opening a short position
1,300
15.4500 GBP
EUR 0.07 A ordinary
CFD
Increasing a long position
2,700
15.4933 GBP
EUR 0.07 A ordinary
CFD
Opening a short position
21,694
15.5109 GBP
EUR 0.07 A ordinary
CFD
Reducing a short position
2,931
15.5200 GBP
EUR 0.07 A ordinary
CFD
Opening a long position
2,699
15.5200 GBP
EUR 0.07 A ordinary
CFD
Reducing a short position
1,300
15.5200 GBP
EUR 0.07 A ordinary
CFD
Reducing a short position
21,694
15.5200 GBP
EUR 0.07 A ordinary
CFD
Reducing a long position
7,294
21.2120 EUR
EUR 0.07 A ordinary
SWAP
Reducing a short position
808
21.2983 EUR
EUR 0.07 A ordinary
SWAP
Reducing a short position
9,876
21.2983 EUR
EUR 0.07 A ordinary
SWAP
Reducing a short position
4,787
21.2983 EUR
EUR 0.07 A ordinary
SWAP
Reducing a short position
7,532
21.2983 EUR
EUR 0.07 A ordinary
SWAP
Reducing a short position
1,968
21.2983 EUR
EUR 0.07 A ordinary
SWAP
Reducing a short position
27,058
21.2983 EUR
EUR 0.07 A ordinary
SWAP
Reducing a short position
10,578
21.2983 EUR
EUR 0.07 A ordinary
SWAP
Reducing a short position
4,056
21.2983 EUR
EUR 0.07 A ordinary
SWAP
Reducing a short position
7,514
21.2983 EUR
EUR 0.07 A ordinary
SWAP
Reducing a short position
18,685
21.2983 EUR
EUR 0.07 A ordinary
SWAP
Reducing a short position
3,850
21.2983 EUR
EUR 0.07 A ordinary
SWAP
Reducing a short position
65,855
21.2983 EUR
EUR 0.07 A ordinary
SWAP
Reducing a short position
7,667
21.2983 EUR
EUR 0.07 A ordinary
SWAP
Reducing a short position
18,346
21.2983 EUR
EUR 0.07 A ordinary
SWAP
Reducing a short position
46,752
21.2983 EUR
EUR 0.07 A ordinary
SWAP
Reducing a short position
3,087
21.2983 EUR
EUR 0.07 A ordinary
SWAP
Reducing a short position
516
21.2996 EUR
EUR 0.07 A ordinary
SWAP
Reducing a short position
4,810
21.2996 EUR
EUR 0.07 A ordinary
SWAP
Reducing a short position
17,273
21.2996 EUR
EUR 0.07 A ordinary
SWAP
Reducing a short position
2,588
21.2996 EUR
EUR 0.07 A ordinary
SWAP
Reducing a short position
12,246
21.2996 EUR
EUR 0.07 A ordinary
SWAP
Reducing a short position
4,904
21.2996 EUR
EUR 0.07 A ordinary
SWAP
Reducing a short position
1,968
21.2996 EUR
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
EUR 0.07 B ordinary
CFD
Opening a short position
1,930
15.5483 GBP
EUR 0.07 B ordinary
CFD
Reducing a short position
1,000
15.5691 GBP
EUR 0.07 B ordinary
CFD
Reducing a short position
14,401
15.5700 GBP
EUR 0.07 B ordinary
CFD
Opening a long position
192
15.5700 GBP
EUR 0.07 B ordinary
CFD
Reducing a short position
1,823
15.5700 GBP
EUR 0.07 B ordinary
CFD
Opening a short position
40,000
15.5700 GBP
EUR 0.07 B ordinary
CFD
Reducing a short position
138
15.5700 GBP
EUR 0.07 B ordinary
CFD
Reducing a long position
69,366
15.5869 GBP
EUR 0.07 B ordinary
CFD
Opening a short position
115,692
15.5869 GBP
EUR 0.07 B ordinary
CFD
Increasing a long position
72
15.5929 GBP
EUR 0.07 B ordinary
CFD
Increasing a long position
45
15.5929 GBP
EUR 0.07 B ordinary
CFD
Reducing a short position
11,299
15.6142 GBP
EUR 0.07 B ordinary
CFD
Reducing a short position
2,803
15.6142 GBP
EUR 0.07 B ordinary
CFD
Reducing a short position
40,000
15.6142 GBP
EUR 0.07 B ordinary
CFD
Opening a long position
69,366
15.6142 GBP
EUR 0.07 B ordinary
CFD
Reducing a short position
600
15.6142 GBP
EUR 0.07 B ordinary
CFD
Reducing a short position
16,590
15.6239 GBP
EUR 0.07 B ordinary
CFD
Opening a short position
14,401
15.6244 GBP
EUR 0.07 B ordinary
CFD
Opening a short position
3,324
15.6750 GBP
EUR 0.07 B ordinary
CFD
Opening a short position
52,000
23.6986 USD
EUR 0.07 B ordinary
SWAP
Reducing a long position
8,800
15.6013 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit
EUR 0.07 B ordinary
Call Option
Purchasing
5,000
15.5000 GBP
AMERICAN
16/10/2015
0.5000 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
6,000
15.5000 GBP
AMERICAN
16/10/2015
0.5000 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
22,000
15.5000 GBP
AMERICAN
16/10/2015
0.5000 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
8,000
15.5000 GBP
AMERICAN
16/10/2015
0.5000 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
10,000
15.5000 GBP
AMERICAN
16/10/2015
0.5000 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
10,000
15.5000 GBP
AMERICAN
16/10/2015
0.5000 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
5,000
15.5000 GBP
AMERICAN
16/10/2015
0.5000 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
6,000
15.5000 GBP
AMERICAN
16/10/2015
0.5000 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
6,000
15.5000 GBP
AMERICAN
16/10/2015
0.5000 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
43,000
15.5000 GBP
AMERICAN
16/10/2015
0.5000 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
6,000
15.5000 GBP
AMERICAN
16/10/2015
0.5000 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
8,000
15.5000 GBP
AMERICAN
16/10/2015
0.5000 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
22,000
15.5000 GBP
AMERICAN
16/10/2015
0.5000 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
43,000
15.5000 GBP
AMERICAN
16/10/2015
0.5000 GBP
(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising / exercised against
Number of securities
Exercise price per unit





(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure:
01 October 2015
Contact name:
Aadithya Rao and Yiannis Bardis
Telephone number:
+44(20) 7051 9046 / +44(20) 7774 7107
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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