REG - Goldman Sachs (EPT) Royal Dutch Shell - Form 8.5 (EPT/RI) - Amendment <Origin Href="QuoteRef">RDSa.L</Origin>
RNS Number : 1635CGoldmanSachs International13 October 2015Amendment - due to the amendment of Equity and Derivative transactions, the disclosure made on 12 October for dealings on 09 October has been updated. Sections 2(a) and 2(b) have been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
ROYAL DUTCH SHELL PLC
(c) Name of the party to the offer with which exempt principal trader is connected:
BG GROUP PLC
(d) Date dealing undertaken:
09 October 2015
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
YES - disclosed previously for BG GROUP PLC
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
EUR 0.07 A ordinary
Purchases
645,735
599,99218.3000 GBP
24.9200 EUR17.9750 GBP
24.3250 EUREUR 0.07 A ordinary
Sales
644,615
672,78818.3100 GBP
24.9450 EUR17.9800 GBP
24.3400 EUR
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
EUR 0.07 B ordinary
Purchases
1,956,669
18.5664 GBP
18.2250 GBP
EUR 0.07 B ordinary
Sales
1,261,507
18.5650 GBP
18.2200 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
EUR 0.07 A ordinary
CFD
Reducing a long position
100
18.1173 GBP
EUR 0.07 A ordinary
CFD
Increasing a short position
19,594
24.5907 EUR
EUR 0.07 A ordinary
CFD
Reducing a short position
10,000
24.6701 EUR
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
EUR 0.07 B ordinary
CFD
Reducing a short position
234
18.3300 GBP
EUR 0.07 B ordinary
CFD
Reducing a short position
38
18.3300 GBP
EUR 0.07 B ordinary
CFD
Reducing a long position
83,575
18.3593 GBP
EUR 0.07 B ordinary
CFD
Reducing a long position
53,752
18.3691 GBP
EUR 0.07 B ordinary
CFD
Opening a short position
66,082
18.3691 GBP
EUR 0.07 B ordinary
CFD
Reducing a short position
21,723
18.4296 GBP
EUR 0.07 B ordinary
CFD
Opening a long position
53,752
18.4296 GBP
EUR 0.07 B ordinary
CFD
Reducing a long position
192
18.4670 GBP
EUR 0.07 B ordinary
CFD
Reducing a long position
121
18.4670 GBP
EUR 0.07 B ordinary
CFD
Opening a short position
221
18.4800 GBP
EUR 0.07 B ordinary
SWAP
Reducing a long position
75,432
18.4114 GBP
EUR 0.07 B ordinary
SWAP
Reducing a long position
167,511
18.4114 GBP
EUR 0.07 B ordinary
SWAP
Reducing a long position
41,488
18.4543 GBP
EUR 0.07 B ordinary
SWAP
Reducing a long position
92,132
18.4543 GBP
EUR 0.07 B ordinary
SWAP
Opening a short position
1,300,000
18.5000 GBP
EUR 0.07 B ordinary
SWAP
Reducing a short position
1,300,000
18.5000 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit
EUR 0.07 B ordinary
Call Option
Purchasing
6,000
18.5000 GBP
AMERICAN
20/11/2015
0.5400 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
42,000
18.5000 GBP
AMERICAN
20/11/2015
0.5400 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
8,000
18.5000 GBP
AMERICAN
20/11/2015
0.5400 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
6,000
18.5000 GBP
AMERICAN
20/11/2015
0.5400 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
10,000
18.5000 GBP
AMERICAN
20/11/2015
0.5400 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
6,000
18.5000 GBP
AMERICAN
20/11/2015
0.5400 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
6,000
18.5000 GBP
AMERICAN
20/11/2015
0.5400 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
6,000
18.5000 GBP
AMERICAN
20/11/2015
0.5400 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
6,000
18.5000 GBP
AMERICAN
20/11/2015
0.5400 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
42,000
18.5000 GBP
AMERICAN
20/11/2015
0.5400 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
22,000
18.5000 GBP
AMERICAN
20/11/2015
0.5400 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
10,000
18.5000 GBP
AMERICAN
20/11/2015
0.5400 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
8,000
18.5000 GBP
AMERICAN
20/11/2015
0.5400 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
22,000
18.5000 GBP
AMERICAN
20/11/2015
0.5400 GBP
EUR 0.07 B ordinary
Put Option
Purchasing
6,000
18.0000 GBP
AMERICAN
20/11/2015
0.4700 GBP
EUR 0.07 B ordinary
Put Option
Purchasing
6,000
18.0000 GBP
AMERICAN
20/11/2015
0.4700 GBP
EUR 0.07 B ordinary
Put Option
Purchasing
22,000
18.0000 GBP
AMERICAN
20/11/2015
0.4700 GBP
EUR 0.07 B ordinary
Put Option
Purchasing
22,000
18.0000 GBP
AMERICAN
20/11/2015
0.4700 GBP
EUR 0.07 B ordinary
Put Option
Purchasing
42,000
18.0000 GBP
AMERICAN
20/11/2015
0.4700 GBP
EUR 0.07 B ordinary
Put Option
Purchasing
6,000
18.0000 GBP
AMERICAN
20/11/2015
0.4700 GBP
EUR 0.07 B ordinary
Put Option
Purchasing
42,000
18.0000 GBP
AMERICAN
20/11/2015
0.4700 GBP
EUR 0.07 B ordinary
Put Option
Purchasing
8,000
18.0000 GBP
AMERICAN
20/11/2015
0.4700 GBP
EUR 0.07 B ordinary
Put Option
Purchasing
6,000
18.0000 GBP
AMERICAN
20/11/2015
0.4700 GBP
EUR 0.07 B ordinary
Put Option
Purchasing
6,000
18.0000 GBP
AMERICAN
20/11/2015
0.4700 GBP
EUR 0.07 B ordinary
Put Option
Purchasing
10,000
18.0000 GBP
AMERICAN
20/11/2015
0.4700 GBP
EUR 0.07 B ordinary
Put Option
Purchasing
10,000
18.0000 GBP
AMERICAN
20/11/2015
0.4700 GBP
EUR 0.07 B ordinary
Put Option
Purchasing
6,000
18.0000 GBP
AMERICAN
20/11/2015
0.4700 GBP
EUR 0.07 B ordinary
Put Option
Purchasing
8,000
18.0000 GBP
AMERICAN
20/11/2015
0.4700 GBP
(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising / exercised against
Number of securities
Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure:
13 October 2015
Contact name:
Aadithya Rao and Yiannis Bardis
Telephone number:
+44(20) 7051 9046 / +44(20) 7774 7107
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNSThe company news service from the London Stock ExchangeENDFERGGGWUUUPAGMW
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