REG - Goldman Sachs (EPT) Royal Dutch Shell - Form 8.5 (EPT/RI) - Amendment <Origin Href="QuoteRef">RDSa.L</Origin>

ShellAnnouncement

09/12/2015 18:20

RNS Number : 5820I
GoldmanSachs International
09 December 2015
Amendment - due to the amendment of Equities and Options transactions, the disclosure made on 21 September for dealings on 18 September has been updated. Section 2(a) and 2(c) has been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
ROYAL DUTCH SHELL PLC
(c) Name of the party to the offer with which exempt principal trader is connected:
BG GROUP PLC
(d) Date dealing undertaken:
18 September 2015
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES - disclosed previously for BG GROUP PLC
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
EUR 0.07 A ordinary
Purchases
1,063,592
610,066
22.5100 EUR
16.3700 GBP
21.7500 EUR
15.8100 GBP
EUR 0.07 A ordinary
Sales
304,226
702,662
16.9713 GBP
22.5200 EUR
15.7950 GBP
21.8550 EUR
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
EUR 0.07 B ordinary
Purchases
1,104,043
20
16.4900 GBP
22.2500 EUR
15.9150 GBP
22.2500 EUR
EUR 0.07 B ordinary
Sales
755,682
20
16.4850 GBP
22.2500 EUR
15.9150 GBP
22.2500 EUR
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
EUR 0.07 A ordinary
CFD
Opening a short position
1,242
15.8200 GBP
EUR 0.07 A ordinary
CFD
Opening a long position
1,899
15.8200 GBP
EUR 0.07 A ordinary
CFD
Reducing a long position
1,899
15.8200 GBP
EUR 0.07 A ordinary
CFD
Reducing a long position
33,400
15.8232 GBP
EUR 0.07 A ordinary
CFD
Increasing a long position
18,700
15.9424 GBP
EUR 0.07 A ordinary
CFD
Reducing a long position
1,252
16.0642 GBP
EUR 0.07 A ordinary
CFD
Reducing a long position
6,783
16.0642 GBP
EUR 0.07 A ordinary
CFD
Reducing a long position
731
16.0642 GBP
EUR 0.07 A ordinary
CFD
Reducing a long position
3,635
16.0642 GBP
EUR 0.07 A ordinary
CFD
Opening a long position
2,474
16.1315 GBP
EUR 0.07 A ordinary
CFD
Opening a long position
1,603
16.1332 GBP
EUR 0.07 A ordinary
CFD
Reducing a short position
2,474
16.1332 GBP
EUR 0.07 A ordinary
SWAP
Opening a short position
4,787
21.9857 EUR
EUR 0.07 A ordinary
SWAP
Reducing a short position
6,407
22.2107 EUR
EUR 0.07 A ordinary
SWAP
Reducing a short position
30,337
22.2107 EUR
EUR 0.07 A ordinary
SWAP
Reducing a short position
42,720
22.2107 EUR
EUR 0.07 A ordinary
SWAP
Reducing a short position
12,114
22.2107 EUR
EUR 0.07 A ordinary
SWAP
Reducing a short position
4,875
22.2107 EUR
EUR 0.07 A ordinary
SWAP
Reducing a short position
1,276
22.2107 EUR
EUR 0.07 A ordinary
SWAP
Reducing a short position
11,901
22.2107 EUR
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
EUR 0.07 B ordinary
CFD
Opening a short position
1,200
15.9763 GBP
EUR 0.07 B ordinary
CFD
Reducing a short position
2,871
15.9876 GBP
EUR 0.07 B ordinary
CFD
Reducing a short position
2,160
15.9876 GBP
EUR 0.07 B ordinary
CFD
Reducing a long position
5,925
15.9900 GBP
EUR 0.07 B ordinary
CFD
Reducing a long position
11,060
15.9900 GBP
EUR 0.07 B ordinary
CFD
Reducing a long position
11,060
15.9900 GBP
EUR 0.07 B ordinary
CFD
Reducing a long position
11,060
15.9900 GBP
EUR 0.07 B ordinary
CFD
Reducing a long position
5,925
15.9900 GBP
EUR 0.07 B ordinary
CFD
Reducing a long position
5,925
15.9900 GBP
EUR 0.07 B ordinary
CFD
Opening a short position
47,400
15.9900 GBP
EUR 0.07 B ordinary
CFD
Reducing a long position
11,060
15.9900 GBP
EUR 0.07 B ordinary
CFD
Reducing a long position
5,925
15.9900 GBP
EUR 0.07 B ordinary
CFD
Reducing a long position
11,060
15.9900 GBP
EUR 0.07 B ordinary
CFD
Increasing a short position
64,300
15.9932 GBP
EUR 0.07 B ordinary
CFD
Reducing a long position
6,164
15.9980 GBP
EUR 0.07 B ordinary
CFD
Reducing a long position
4,110
15.9980 GBP
EUR 0.07 B ordinary
CFD
Reducing a long position
4,109
15.9980 GBP
EUR 0.07 B ordinary
CFD
Opening a short position
4,834
16.0370 GBP
EUR 0.07 B ordinary
CFD
Reducing a short position
1,218
16.0566 GBP
EUR 0.07 B ordinary
CFD
Reducing a short position
8,671
16.0566 GBP
EUR 0.07 B ordinary
CFD
Reducing a short position
7,441
16.0566 GBP
EUR 0.07 B ordinary
CFD
Reducing a short position
5,000
16.0866 GBP
EUR 0.07 B ordinary
CFD
Increasing a long position
7,063
16.0886 GBP
EUR 0.07 B ordinary
CFD
Reducing a short position
3,662
16.1040 GBP
EUR 0.07 B ordinary
CFD
Reducing a short position
14,572
16.1040 GBP
EUR 0.07 B ordinary
CFD
Reducing a short position
1,000
16.1040 GBP
EUR 0.07 B ordinary
CFD
Reducing a short position
28,369
16.1040 GBP
EUR 0.07 B ordinary
CFD
Reducing a short position
4,834
16.4289 GBP
EUR 0.07 B ordinary
SWAP
Opening a long position
410
16.1210 GBP
EUR 0.07 B ordinary
SWAP
Opening a long position
1,130
16.1210 GBP
EUR 0.07 B ordinary
SWAP
Reducing a long position
908
16.2117 GBP
EUR 0.07 B ordinary
SWAP
Reducing a long position
2,015
16.2117 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit
EUR 0.07 A ordinary
Put Option / (1.00 : 1,000.00)
Purchasing
150 (150,000)
20.0000 GBP
AMERICAN
18/09/2015
3.7300 GBP
EUR 0.07 A ordinary
Put Option / (1.00 : 1,000.00)
Purchasing
150 (150,000)
20.0000 GBP
AMERICAN
18/09/2015
3.7300 GBP
EUR 0.07 A ordinary
Put Option / (1.00 : 1,000.00)
Selling
150 (150,000)
16.0000 GBP
AMERICAN
18/09/2015
0.0600 GBP
EUR 0.07 A ordinary
Put Option / (1.00 : 1,000.00)
Selling
150 (150,000)
16.0000 GBP
AMERICAN
18/09/2015
0.0600 GBP
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit
EUR 0.07 B ordinary
Call Option
Purchasing
16,000
16.0000 GBP
AMERICAN
16/10/2015
0.5700 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
57,000
16.0000 GBP
AMERICAN
16/10/2015
0.5700 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
10,000
16.0000 GBP
AMERICAN
16/10/2015
0.5700 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
109,000
16.0000 GBP
AMERICAN
16/10/2015
0.5700 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
14,000
16.0000 GBP
AMERICAN
16/10/2015
0.5700 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
24,000
16.0000 GBP
AMERICAN
16/10/2015
0.5700 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
10,000
16.0000 GBP
AMERICAN
16/10/2015
0.5700 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
57,000
16.0000 GBP
AMERICAN
16/10/2015
0.5700 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
14,000
16.0000 GBP
AMERICAN
16/10/2015
0.5700 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
20,000
16.0000 GBP
AMERICAN
16/10/2015
0.5700 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
16,000
16.0000 GBP
AMERICAN
16/10/2015
0.5700 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
24,000
16.0000 GBP
AMERICAN
16/10/2015
0.5700 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
20,000
16.0000 GBP
AMERICAN
16/10/2015
0.5700 GBP
EUR 0.07 B ordinary
Call Option
Purchasing
109,000
16.0000 GBP
AMERICAN
16/10/2015
0.5700 GBP
EUR 0.07 B ordinary
Put Option
Purchasing
109,000
16.0000 GBP
AMERICAN
16/10/2015
0.4100 GBP
EUR 0.07 B ordinary
Put Option
Purchasing
109,000
16.0000 GBP
AMERICAN
16/10/2015
0.4100 GBP
EUR 0.07 B ordinary
Put Option
Purchasing
57,000
16.0000 GBP
AMERICAN
16/10/2015
0.4100 GBP
EUR 0.07 B ordinary
Put Option
Purchasing
24,000
16.0000 GBP
AMERICAN
16/10/2015
0.4100 GBP
EUR 0.07 B ordinary
Put Option
Purchasing
24,000
16.0000 GBP
AMERICAN
16/10/2015
0.4100 GBP
EUR 0.07 B ordinary
Put Option
Purchasing
20,000
16.0000 GBP
AMERICAN
16/10/2015
0.4100 GBP
EUR 0.07 B ordinary
Put Option
Purchasing
14,000
16.0000 GBP
AMERICAN
16/10/2015
0.4100 GBP
EUR 0.07 B ordinary
Put Option
Purchasing
57,000
16.0000 GBP
AMERICAN
16/10/2015
0.4100 GBP
EUR 0.07 B ordinary
Put Option
Purchasing
10,000
16.0000 GBP
AMERICAN
16/10/2015
0.4100 GBP
EUR 0.07 B ordinary
Put Option
Purchasing
10,000
16.0000 GBP
AMERICAN
16/10/2015
0.4100 GBP
EUR 0.07 B ordinary
Put Option
Purchasing
16,000
16.0000 GBP
AMERICAN
16/10/2015
0.4100 GBP
EUR 0.07 B ordinary
Put Option
Purchasing
16,000
16.0000 GBP
AMERICAN
16/10/2015
0.4100 GBP
EUR 0.07 B ordinary
Put Option
Purchasing
14,000
16.0000 GBP
AMERICAN
16/10/2015
0.4100 GBP
EUR 0.07 B ordinary
Put Option
Purchasing
20,000
16.0000 GBP
AMERICAN
16/10/2015
0.4100 GBP
(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising / exercised against
Number of securities
Exercise price per unit
EUR 0.07 A ordinary
Put Option / (1.00 : 100.00)
Exercising
10 (1,000)
29.0000 EUR
EUR 0.07 A ordinary
Put Option / (1.00 : 100.00)
Exercising
250 (25,000)
26.0000 EUR
EUR 0.07 A ordinary
Put Option / (1.00 : 100.00)
Exercising
500 (50,000)
27.0000 EUR
EUR 0.07 A ordinary
Put Option / (1.00 : 100.00)
Exercised Against
3,400 (340,000)
25.5000 EUR
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure:
09 December 2015
Contact name:
Aadithya Rao and Yiannis Bardis
Telephone number:
+44(20) 7051 9046 / +44(20) 7774 7107
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
  END
FERUGGCGPUPAGRB