REG - Goldman Sachs (EPT) Royal Dutch Shell - Form 8.5 (EPT/RI)- Amendment - Replacement <Origin Href="QuoteRef">RDSa.L</Origin>
08/01/2016 07:10
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RNS Number : 2199L
GoldmanSachs International
07 January 2016
Amendment - due to the amendment of Equity and Derivative transactions, the
disclosure made on 09 Dec for dealings on 08 Dec has been updated. Sections
2(a) and 2(b) have been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: (GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree ROYAL DUTCH SHELL PLC
(c) Name of the party to the offer with which exempt principal trader is connected: BG GROUP PLC
(d) Date dealing undertaken: 08 December 2015
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" YES - disclosed previously for BG GROUP PLC
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
EUR 0.07 A ordinary Purchases 553,207 21.7756 EUR 20.6300 EUR
573,697 15.3450 GBP 14.8800 GBP
EUR 0.07 A ordinary Sales 979,029 15.6210 GBP 14.8650 GBP
405,289 21.3550 EUR 20.6492 EUR
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
EUR 0.07 B ordinary Purchases 1,849,799 15.4200 GBP 14.9200 GBP
EUR 0.07 B ordinary Sales 1,301,397 15.4150 GBP 14.9150 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product descriptione.g. CFD Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position Number of reference securities Price per unit
EUR 0.07 A ordinary CFD Increasing a short position 12 15.0000 GBP
EUR 0.07 A ordinary CFD Increasing a short position 100 15.0100 GBP
EUR 0.07 A ordinary CFD Opening a short position 14,840 15.0156 GBP
EUR 0.07 A ordinary CFD Opening a short position 1,145 15.0600 GBP
EUR 0.07 A ordinary CFD Opening a short position 22,497 15.1345 GBP
EUR 0.07 A ordinary CFD Reducing a long position 22,703 15.1345 GBP
EUR 0.07 A ordinary CFD Opening a long position 6,539 15.1402 GBP
EUR 0.07 A ordinary CFD Reducing a short position 155,000 15.1485 GBP
EUR 0.07 A ordinary CFD Reducing a long position 6,539 15.1750 GBP
EUR 0.07 A ordinary CFD Reducing a short position 1,145 15.1750 GBP
EUR 0.07 A ordinary CFD Increasing a short position 132,975 20.7206 EUR
EUR 0.07 A ordinary CFD Reducing a short position 35,674 20.9924 EUR
EUR 0.07 A ordinary CFD Reducing a long position 7,500 21.1787 EUR
EUR 0.07 A ordinary SWAP Reducing a short position 5,030 14.8928 GBP
EUR 0.07 A ordinary SWAP Reducing a short position 9,056 14.8928 GBP
EUR 0.07 A ordinary SWAP Reducing a short position 9,516 14.8928 GBP
EUR 0.07 A ordinary SWAP Reducing a short position 1,728 14.8928 GBP
EUR 0.07 A ordinary SWAP Reducing a short position 3,462 14.8928 GBP
EUR 0.07 A ordinary SWAP Reducing a short position 33,858 14.8928 GBP
EUR 0.07 A ordinary SWAP Reducing a short position 22,684 14.8928 GBP
EUR 0.07 A ordinary SWAP Reducing a short position 1,004 14.8928 GBP
EUR 0.07 A ordinary SWAP Reducing a long position 9,397 15.1899 GBP
EUR 0.07 A ordinary SWAP Reducing a short position 9,475 20.6492 EUR
EUR 0.07 A ordinary SWAP Reducing a short position 513 20.6492 EUR
EUR 0.07 A ordinary SWAP Reducing a short position 974 20.6492 EUR
EUR 0.07 A ordinary SWAP Reducing a short position 1,464 20.6492 EUR
EUR 0.07 A ordinary SWAP Reducing a short position 3,014 20.6492 EUR
EUR 0.07 A ordinary SWAP Reducing a short position 169 20.6492 EUR
EUR 0.07 A ordinary SWAP Reducing a short position 216 20.6492 EUR
EUR 0.07 A ordinary SWAP Reducing a short position 1,647 20.6492 EUR
EUR 0.07 A ordinary SWAP Reducing a short position 391 20.6492 EUR
EUR 0.07 A ordinary SWAP Reducing a short position 27 20.6492 EUR
EUR 0.07 A ordinary SWAP Reducing a short position 370 20.6492 EUR
EUR 0.07 A ordinary SWAP Reducing a short position 24 20.6492 EUR
EUR 0.07 A ordinary SWAP Reducing a short position 56 20.6492 EUR
EUR 0.07 A ordinary SWAP Reducing a short position 27 20.6492 EUR
EUR 0.07 A ordinary SWAP Reducing a short position 41 20.6492 EUR
EUR 0.07 A ordinary SWAP Reducing a short position 923 20.6492 EUR
EUR 0.07 A ordinary SWAP Reducing a short position 23 20.6492 EUR
EUR 0.07 A ordinary SWAP Reducing a short position 4,817 20.6492 EUR
EUR 0.07 A ordinary SWAP Reducing a short position 30,329 20.6492 EUR
EUR 0.07 A ordinary SWAP Reducing a short position 22,594 20.6492 EUR
EUR 0.07 A ordinary SWAP Reducing a short position 412 20.6492 EUR
EUR 0.07 A ordinary SWAP Reducing a short position 41 20.6492 EUR
EUR 0.07 A ordinary SWAP Reducing a short position 53 20.6492 EUR
EUR 0.07 A ordinary SWAP Reducing a short position 8,689 20.6492 EUR
EUR 0.07 A ordinary SWAP Reducing a short position 46 20.6492 EUR
EUR 0.07 A ordinary SWAP Reducing a short position 329 20.6492 EUR
EUR 0.07 A ordinary SWAP Reducing a short position 149 20.6492 EUR
EUR 0.07 A ordinary SWAP Reducing a short position 2,888 20.6492 EUR
Class of relevant security Product descriptione.g. CFD Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position Number of reference securities Price per unit
EUR 0.07 B ordinary CFD Opening a short position 1,335 14.9899 GBP
EUR 0.07 B ordinary CFD Reducing a short position 4,676 15.0828 GBP
EUR 0.07 B ordinary CFD Increasing a short position 100 15.0850 GBP
EUR 0.07 B ordinary CFD Reducing a long position 148 15.1084 GBP
EUR 0.07 B ordinary CFD Reducing a long position 84 15.1084 GBP
EUR 0.07 B ordinary CFD Reducing a long position 5,100 15.1099 GBP
EUR 0.07 B ordinary CFD Reducing a long position 229 15.1099 GBP
EUR 0.07 B ordinary CFD Reducing a long position 1,912 15.1099 GBP
EUR 0.07 B ordinary CFD Reducing a long position 2,499 15.1099 GBP
EUR 0.07 B ordinary CFD Reducing a long position 2,903 15.1099 GBP
EUR 0.07 B ordinary CFD Reducing a long position 2,800 15.1099 GBP
EUR 0.07 B ordinary CFD Reducing a long position 579 15.1099 GBP
EUR 0.07 B ordinary CFD Reducing a long position 2,156 15.1099 GBP
EUR 0.07 B ordinary CFD Reducing a long position 1,149 15.1099 GBP
EUR 0.07 B ordinary CFD Reducing a long position 2,693 15.1099 GBP
EUR 0.07 B ordinary CFD Reducing a long position 7,272 15.1099 GBP
EUR 0.07 B ordinary CFD Reducing a long position 4,345 15.1099 GBP
EUR 0.07 B ordinary CFD Reducing a long position 11,471 15.1099 GBP
EUR 0.07 B ordinary CFD Opening a short position 1,322 15.1100 GBP
EUR 0.07 B ordinary CFD Opening a short position 1,484 15.1300 GBP
EUR 0.07 B ordinary CFD Increasing a short position 1,449 15.1349 GBP
EUR 0.07 B ordinary CFD Increasing a long position 9,500 15.1532 GBP
EUR 0.07 B ordinary CFD Reducing a long position 1,354 15.1650 GBP
EUR 0.07 B ordinary CFD Reducing a long position 233 15.1850 GBP
EUR 0.07 B ordinary CFD Reducing a long position 267 15.1850 GBP
EUR 0.07 B ordinary CFD Reducing a short position 3,272 15.1912 GBP
EUR 0.07 B ordinary CFD Increasing a short position 100 15.1950 GBP
EUR 0.07 B ordinary CFD Increasing a short position 520 15.1992 GBP
EUR 0.07 B ordinary CFD Reducing a long position 43,578 15.2167 GBP
EUR 0.07 B ordinary CFD Reducing a long position 43,580 15.2167 GBP
EUR 0.07 B ordinary CFD Reducing a long position 3,904 15.2167 GBP
EUR 0.07 B ordinary CFD Reducing a long position 63,867 15.2167 GBP
EUR 0.07 B ordinary CFD Reducing a long position 3,905 15.2167 GBP
EUR 0.07 B ordinary CFD Reducing a long position 63,866 15.2167 GBP
EUR 0.07 B ordinary CFD Opening a short position 77,038 15.2180 GBP
EUR 0.07 B ordinary CFD Reducing a long position 571 15.2325 GBP
EUR 0.07 B ordinary CFD Reducing a long position 116 15.2325 GBP
EUR 0.07 B ordinary CFD Reducing a long position 1,334 15.2325 GBP
EUR 0.07 B ordinary CFD Reducing a long position 235 15.2325 GBP
EUR 0.07 B ordinary CFD Reducing a long position 153 15.2325 GBP
EUR 0.07 B ordinary CFD Reducing a long position 1,993 15.2325 GBP
EUR 0.07 B ordinary CFD Reducing a long position 5,908 15.2325 GBP
EUR 0.07 B ordinary CFD Reducing a long position 357 15.2325 GBP
EUR 0.07 B ordinary CFD Reducing a long position 5,952 15.2325 GBP
EUR 0.07 B ordinary CFD Reducing a long position 6,018 15.2325 GBP
EUR 0.07 B ordinary CFD Reducing a long position 79 15.2325 GBP
EUR 0.07 B ordinary CFD Reducing a long position 2,465 15.2325 GBP
EUR 0.07 B ordinary CFD Reducing a long position 816 15.2325 GBP
EUR 0.07 B ordinary CFD Reducing a long position 943 15.2325 GBP
EUR 0.07 B ordinary CFD Opening a short position 25,000 15.2600 GBP
EUR 0.07 B ordinary CFD Opening a short position 3,272 15.2600 GBP
EUR 0.07 B ordinary CFD Reducing a short position 1,464 15.2600 GBP
EUR 0.07 B ordinary CFD Opening a long position 1,354 15.2600 GBP
EUR 0.07 B ordinary CFD Reducing a short position 511 15.2600 GBP
EUR 0.07 B ordinary CFD Reducing a short position 4,459 15.2777 GBP
EUR 0.07 B ordinary CFD Reducing a short position 15,645 15.2777 GBP
EUR 0.07 B ordinary CFD Reducing a short position 1,788 15.2777 GBP
EUR 0.07 B ordinary CFD Reducing a short position 1,139 15.2777 GBP
EUR 0.07 B ordinary CFD Reducing a short position 2,638 15.2930 GBP
EUR 0.07 B ordinary SWAP Opening a long position 953 15.1158 GBP
EUR 0.07 B ordinary SWAP Opening a long position 199 15.1158 GBP
EUR 0.07 B ordinary SWAP Opening a long position 4,076 15.1158 GBP
EUR 0.07 B ordinary SWAP Opening a long position 54,901 15.1158 GBP
EUR 0.07 B ordinary SWAP Opening a long position 369 15.1386 GBP
EUR 0.07 B ordinary SWAP Opening a long position 1,764 15.1386 GBP
EUR 0.07 B ordinary SWAP Opening a long position 7,549 15.1386 GBP
EUR 0.07 B ordinary SWAP Opening a long position 101,668 15.1386 GBP
EUR 0.07 B ordinary SWAP Opening a long position 2,623 15.1700 GBP
EUR 0.07 B ordinary SWAP Opening a long position 151,215 15.1700 GBP
EUR 0.07 B ordinary SWAP Opening a long position 548 15.1700 GBP
EUR 0.07 B ordinary SWAP Opening a long position 11,227 15.1700 GBP
EUR 0.07 B ordinary SWAP Increasing a long position 1,241 15.1773 GBP
EUR 0.07 B ordinary SWAP Opening a short position 194,103 15.1949 GBP
EUR 0.07 B ordinary SWAP Opening a short position 9,564 15.1949 GBP
EUR 0.07 B ordinary SWAP Opening a short position 12,337 15.1949 GBP
EUR 0.07 B ordinary SWAP Reducing a long position 44,741 15.2134 GBP
EUR 0.07 B ordinary SWAP Reducing a long position 102,241 15.2134 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Typee.g. American, European etc. Expiry date Option money paid/ received per unit
EUR 0.07 B ordinary Forward Opening a short position 1,016,000 N/A N/A N/A 13.2191 GBP
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Typee.g. American, European etc. Expiry date Option money paid/ received per unit
Warrant Call Warrant Purchasing 1,000 11.2185 EUR AMERICAN 31/12/2030 10.4300 EUR
(ii) Exercise
Class of relevant security Product descriptione.g. call option Exercising / exercised against Number of securities Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealinge.g. subscription, conversion Details Price per unit (if applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 7 January 2016
Contact name: Aadithya Rao and Yiannis Bardis
Telephone number: +44(20) 7051 9046 / +44(20) 7774 7107
Telephone number:
+44(20) 7051 9046 / +44(20) 7774 7107
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is
available for consultation in relation to the Code's disclosure requirements
on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS
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